-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IeaIlICyAB0AKIhfl7kWcGiJHd3M6UQoMQlvAVru+4T2qX8K4BWd0hO4rdTGF9J5 OEd1ztctin5T+heVwX36nA== 0001209191-03-017805.txt : 20030819 0001209191-03-017805.hdr.sgml : 20030819 20030819133549 ACCESSION NUMBER: 0001209191-03-017805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030818 FILED AS OF DATE: 20030819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMBURG EDWARD CENTRAL INDEX KEY: 0001205348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 03855052 MAIL ADDRESS: STREET 1: C/O SPSS STREET 2: 233 S WACKER DRIVE 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-08-1800000869570SPSS INC spss0001205348HAMBURG EDWARD233 S. WACKER DRIVE11TH FLOORCHICAGOIL606060100Exec. VP, CFO, SecretaryCommon Stock, $.01 par value2003-08-184M019008A41013DCommon Stock, $.01 par value 2003-08-184F082118.29D40192DEmployee Stock Option82003-08-184M019000D1993-08-182003-08-18Common Stock19000DEmployee Stock Option18.292003-08-184A010680A2003-08-182013-08-17Common Stock10681068DThe shares listed in this column represent (a) the right to acquire shares of stock upon the exercise of an Employee Stock Option and (b) the subsequent forfeiture of the right to receive such shares upon exercise for the purpose of paying the exercise price of the Employee Stock Option. This acquisition and forfeiture are treated as a purchase and sale for purposes of Section 16(a) of the Securities Exchange Act of 1934.The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, th e Reporting Person did not pay consideration for the Employee Stock Option.These options vest immediately upon the date of grant./s/ Robert Brinkmann, pursuant to Power of Attorney filed with the Securities and Exchange Commission on January 6, 20032003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----