-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzGnzKAcPq4gXEsk4DrQm/wXTO3s99mZ6eFuqX9g+q3G7Ad9a36kuRlKpyfiMWBA mC1dItd/VcmsVjgVesP4yg== 0000950137-96-002484.txt : 19961205 0000950137-96-002484.hdr.sgml : 19961205 ACCESSION NUMBER: 0000950137-96-002484 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961120 ITEM INFORMATION: Acquisition or disposition of assets ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19961204 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 96675624 BUSINESS ADDRESS: STREET 1: 444 NORTH MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 444 N MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60611 8-K 1 8-K 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 20, 1996 ------------------------- SPSS Inc. - ------------------------------------------------------------------------------ (Exact Name of Registrant as Specified in Its Charter) Delaware 33-64732 36-2815480 - ------------------------------------------------------------------------------ (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification No.) 444 N. Michigan Ave, Chicago, Illinois 60611 - ------------------------------------------------------------------------------ (Address of Principal Executive Offices) (Zip Code) (312) 329-2400 - ------------------------------------------------------------------------------ (Registrant's Telephone Number, Including Area Code) Not Applicable - ------------------------------------------------------------------------------ (Former Name or Former Address, if Changed Since Last Report) 2 ITEM 2: ACQUISITION OR DISPOSITION OF ASSETS On November 20, 1996, SPSS Inc. ("SPSS" or the "Registrant") acquired the outstanding shares of capital stock of Jandel Corporation, a California corporation ("Jandel"), from the shareholders of Jandel (the "Shareholders"), for SPSS common stock, $.01 par value per share (the "Common Stock"), valued at approximately $9.0 million (or such lower figure as is obtained by subtracting the amount to be paid to any dissenting Shareholders) less the expenses of Jandel in respect of the transaction (the "Purchase Price"), in a merger accounted for as a pooling of interests. Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated October 30, 1996, among SPSS, SPSS Acquisition, Inc., a wholly-owned subsidiary of SPSS ("Acquisition") and Jandel, Acquisition was merged into Jandel, with Jandel as the surviving corporation. Jandel is a privately-held developer and marketer of graphical and statistical software products used mainly in scientific applications. SPSS will continue to operate the Jandel business from the Jandel offices in San Rafael, California. The approximately $9.0 million purchase price was established through negotiations between SPSS and Jandel. The number of shares of SPSS Common Stock issued in the merger was determined by dividing the Purchase Price by the average closing market price of SPSS Common Stock, as reported on the Nasdaq National Market, for the trading days between June 3, 1996 and November 14, 1996 ($25.49306). Other than the transaction included in, or contemplated by the Merger Agreement, there are no material relationships between Jandel and the Registrant or the Registrant's affiliates, or any director or officer of the Registrant, or any associate of any such director or officer. The foregoing description of the acquisition is qualified in its entirety by reference to the Merger Agreement filed as Annex A to the Company's Registration Statement on Form S-4, filed on November 1, 1996, as amended on November 7, 1996 (Registration No. 333-15427) (the "S-4 Registration Statement"). Other information required by this Item is included in the S-4 Registration Statement and is omitted from this report pursuant to Instruction B.3 to Form 8-K. -2- 3 ITEM 7: FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS Pursuant to instruction B.3 to Form 8-K, the information required by this Item has been omitted because it was previously reported in the S-4 Registration Statement. The Registrant agrees to furnish supplementally a copy of any omitted schedule to the Merger Agreement to the Securities and Exchange Commission upon request. -3- 4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPSS Inc. Date: December 3, 1996 By: /s/ Robert Brinkmann -------------------------- Robert Brinkmann Controller -4- -----END PRIVACY-ENHANCED MESSAGE-----