-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2UYEtqXvF+EBTNjPAJDKUgI4BnoWpCr7qSNSDneTNDV4GPrhlMfHVhss6ijbHGb hgDFuaAGSG8hZiu6LRBCGQ== 0000950137-04-004820.txt : 20040614 0000950137-04-004820.hdr.sgml : 20040611 20040614092749 ACCESSION NUMBER: 0000950137-04-004820 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040610 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 04859819 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 8-K 1 c86120e8vk.txt CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 10, 2004 ---------------------- SPSS INC. - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Delaware 000-22194 36-2815480 - -------------------------------------------------------------------------------- (State or Other Jurisdiction of (Commission (I.R.S. Employer Incorporation) File Number) Identification No.) 233 South Wacker Drive, Chicago, Illinois 60606 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (312) 651-3000 - -------------------------------------------------------------------------------- (Registrant's Telephone Number, Including Area Code) Not Applicable - -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) ITEM 5: OTHER EVENTS. On June 10, 2004, SPSS Inc. ("SPSS") issued the press release attached as Exhibit 99.3 to this Form 8-K. The attached press release is incorporated herein by reference. ITEM 7: FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. -------- 99.3 SPSS Inc. Press Release, dated June 10, 2004 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SPSS INC. By: /s/ Robert Brinkmann ----------------------------------- Robert Brinkmann, Assistant Secretary and Controller Dated: June 14, 2004 3 EX-99.3 2 c86120exv99w3.txt PRESS RELEASE, DATED JUNE 10, 2004 EXHIBIT 99.3 [SPSS LOGO] FOR IMMEDIATE RELEASE: June 10, 2004 Contact: Edward Hamburg Nicole Junas SPSS Inc. SPSS Inc. Executive VP/CFO Investor Relations 312.651.3000 800.457.0161 E-mail: invest@spss.com SPSS NOTIFIED BY NASDAQ ON DELAY IN 10-Q FILING CHICAGO, IL. (USA), June 10, 2004 -- SPSS Inc. (NASDAQ: SPSSE), a global provider of predictive analytics technology and services, previously reported that it received a NASDAQ Staff Determination on April 1, 2004 relating to the Company's failure to file its Annual Report on Form 10-K for fiscal year 2003 with the United States Securities and Exchange Commission (SEC) on or before March 30, 2004. SPSS today announced that it received an additional notice from the NASDAQ on June 7, 2004 indicating its failure to file its quarterly report on Form 10-Q for the fiscal quarter ended March 31, 2004 with the SEC on or before the May 15, 2004 filing deadline. These notices informed the Company that it failed to comply with the filing requirements for continued listing set forth in Marketplace Rule 4310(c)(14) and that its common stock is subject to delisting from the NASDAQ National Market. The June 7, 2004 notice invited SPSS to provide the NASDAQ with additional information about the anticipated filing dates of its periodic reports. SPSS has provided the NASDAQ with this additional information and reiterated its request for continued listing. ABOUT SPSS INC. SPSS Inc. [NASDAQ: SPSSE] is a global provider of predictive analytics technology and services. The company's predictive analytics technology connects data to effective action by drawing reliable conclusions about current conditions and future events. More than 250,000 commercial, academic, and public sector customers rely on SPSS technology to help increase revenue, reduce costs, improve processes, and detect and prevent fraud. Founded in 1968, SPSS is headquartered in Chicago, Illinois (USA). For additional information, please visit www.spss.com. -----END PRIVACY-ENHANCED MESSAGE-----