0001213900-18-013373.txt : 20181002
0001213900-18-013373.hdr.sgml : 20181002
20181002124747
ACCESSION NUMBER: 0001213900-18-013373
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180610
FILED AS OF DATE: 20181002
DATE AS OF CHANGE: 20181002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARRATA SAID
CENTRAL INDEX KEY: 0001529132
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24012
FILM NUMBER: 181100320
MAIL ADDRESS:
STREET 1: SUITE 2320
STREET 2: 255 5TH AVENUE
CITY: CALGARY
STATE: A0
ZIP: T2P3G6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEEP WELL OIL & GAS INC
CENTRAL INDEX KEY: 0000869495
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 133087510
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: SUITE 700
STREET 2: 10150 - 100 STREET
CITY: EDMONTON
STATE: A0
ZIP: T5J 0P6
BUSINESS PHONE: (780) 409-8144
MAIL ADDRESS:
STREET 1: SUITE 700
STREET 2: 10150 - 100 STREET
CITY: EDMONTON
STATE: A0
ZIP: T5J 0P6
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED DEVICES CORP
DATE OF NAME CHANGE: 19930328
FORMER COMPANY:
FORMER CONFORMED NAME: ILLUSTRIOUS MERGERS INC
DATE OF NAME CHANGE: 19600201
4
1
ownership.xml
X0306
4
2018-06-10
0
0000869495
DEEP WELL OIL & GAS INC
DWOG
0001529132
ARRATA SAID
#408, 600 PRINCETON WAY
CALGARY
A0
T2P 5N4
ALBERTA, CANADA
1
0
0
0
Common Shares
2018-06-10
4
M
0
300000
0.05
A
1400000
D
Common Shares
2018-06-10
4
F
0
214286
0.07
D
1185714
D
Stock Option (right to acquire)
0.05
2018-06-10
4
M
0
300000
0
D
2018-06-20
Common Stock
300000
0
D
Stock Option (right to acquire)
0.38
2014-09-19
4
J
0
0
0.38
A
2019-09-19
Common Stock
600000
600000
D
On June 20, 2013, Deep Well Oil & Gas, Inc. (the "Issuer") granted non-qualified stock options to the reporting person to purchase up to 450,000 shares of common stock at an exercise price of $0.05 per common share, 150,000 vesting immediately and the remaining vesting one-third on June 20, 2014, and one-third on June 20, 2015, with an expiration date of June 20, 2018. In August of 2013, the reporting person exercised a portion of the June 20, 2016 non-qualified stock options for 150,000 shares of the Issuer's common stock, which such transaction was previously reported on Form 4.
The transactions reported, in the above Table I rows 1 and 2 and Table II row 1, reflect the cashless exercise of the reporting persons stock options. As of June 10, 2018, the reporting person exercised 300,000 of the remaining non-qualified stock options issued on June 20, 2013 of which 214,286 common shares were withheld by the Issuer at the market price of $0.07 per common share to fund the cashless exercise. 85,714 common shares of the Issuer's common stock were issued to the reporting person as a result of this cashless exercise. Where the number of common shares deducted for the cashless exercise is a fraction, the number has been rounded to the nearest whole number of common shares. The cashless exercise was approved by the Board of the Issuer and a majority of shareholders under the Issuer's stock option plan as amended.
On September 19, 2014, the Issuer's Board granted the reporting person, options to purchase 600,000 shares each of common stock at an exercise price of $0.38 per common share, with one-third vesting immediately, one-third vesting on September 19, 2015, and one-third vesting on September 19, 2016, each with a five-year life from the original grant date. The reporting person has not exercised any of these directly owned outstanding options. These options were previously disclosed on Form 4 and are again being disclosed in Table II row 2 of this Form 4.
/s/ Said Arrata
2018-09-17