0001213900-13-004577.txt : 20130816 0001213900-13-004577.hdr.sgml : 20130816 20130816192949 ACCESSION NUMBER: 0001213900-13-004577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130812 FILED AS OF DATE: 20130816 DATE AS OF CHANGE: 20130816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEEP WELL OIL & GAS INC CENTRAL INDEX KEY: 0000869495 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 133087510 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 700 STREET 2: 10150 - 100 STREET CITY: EDMONTON STATE: A0 ZIP: T5J 0P6 BUSINESS PHONE: (780) 409-8144 MAIL ADDRESS: STREET 1: SUITE 700 STREET 2: 10150 - 100 STREET CITY: EDMONTON STATE: A0 ZIP: T5J 0P6 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED DEVICES CORP DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: ILLUSTRIOUS MERGERS INC DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMID HORST A CENTRAL INDEX KEY: 0001283429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24012 FILM NUMBER: 131046606 MAIL ADDRESS: STREET 1: 246 STEWART GREEN S.W. STREET 2: SUITE 3175 CITY: CALGARY ALBERTA STATE: A0 ZIP: T3H 3C8 4 1 f4081213schmid_deepwell.xml OWNERSHIP DOCUMENT X0306 4 2013-08-12 0 0000869495 DEEP WELL OIL & GAS INC DWOG.PK 0001283429 SCHMID HORST A SUITE 700, 10150 - 100 STREET EDMONTON A0 T5J 0P6 ALBERTA, CANADA 1 0 0 0 Common Stock 2013-08-12 4 M 0 150000 0.050 A 2950000 D Common Stock 2013-08-12 4 M 0 330000 0.075 A 3280000 I See Footnote Stock Option (right to acquire) 0.05 2013-06-20 4 M 0 150000 0 D 2018-06-20 Common Stock 150000 2600000 D Warrant to Purchase 0.075 2013-06-20 2013-07-10 4 M 0 330000 0 D 2013-06-20 2016-06-20 Common Stock 330000 2270000 I See Footnote Effective on June 20, 2013, Dr. Horst A. Schmid was granted options to purchase 450,000 shares each of common stock at an exercise price of $0.05 per common share, 150,000 vesting immediately and the remaining vesting one-third on June 20, 2014, and one-third on June 20, 2015, with a five-year life. On August 12, 2013, Dr. Schmid exercised 150,000 stock options. Effective on June 20, 2013, Portwest Investments Ltd., a company 100% owned by Dr. Horst A. Schmid, closed a private placement with the Issuer for an aggregate of 850,000 units at a price of $0.05 per unit, for total gross proceeds of $42,500. Each unit is comprised of one common share and one common share purchase warrant. Each warrant entitles the holder to purchase one additional common share at a price of $0.075 per common share for a period of three years from the date of closing. The Warrants expire on June 20, 2016. On August 12, 2013, Portwest Investments Ltd. exercised 330,000 of these warrants. /s/ Horst A. Schmid 2013-08-16