0001213900-13-003589.txt : 20130712 0001213900-13-003589.hdr.sgml : 20130712 20130712175610 ACCESSION NUMBER: 0001213900-13-003589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130620 FILED AS OF DATE: 20130712 DATE AS OF CHANGE: 20130712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEEP WELL OIL & GAS INC CENTRAL INDEX KEY: 0000869495 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 133087510 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 700 STREET 2: 10150 - 100 STREET CITY: EDMONTON STATE: A0 ZIP: T5J 0P6 BUSINESS PHONE: (780) 409-8144 MAIL ADDRESS: STREET 1: SUITE 700 STREET 2: 10150 - 100 STREET CITY: EDMONTON STATE: A0 ZIP: T5J 0P6 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED DEVICES CORP DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: ILLUSTRIOUS MERGERS INC DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMID HORST A CENTRAL INDEX KEY: 0001283429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24012 FILM NUMBER: 13966764 MAIL ADDRESS: STREET 1: 246 STEWART GREEN S.W. STREET 2: SUITE 3175 CITY: CALGARY ALBERTA STATE: A0 ZIP: T3H 3C8 4 1 f4062013schmid_deepwell.xml OWNERSHIP DOCUMENT X0306 4 2013-06-20 0 0000869495 DEEP WELL OIL & GAS INC DWOG.PK 0001283429 SCHMID HORST A SUITE 700, 10150-100 STREET EDMONTON A0 T5J 0P6 ALBERTA, CANADA 1 0 0 0 Common Stock 2013-06-20 2013-07-10 4 P 0 850000 0.05 A 2800000 I see footnote Stock Option (right to acquire) 0.05 2013-06-20 4 A 0 450000 0 A 2018-06-20 Common Stock 450000 900000 D Stock Option (right to acquire) 0.05 2013-06-20 4 A 0 1000000 0 A 2018-06-20 Common Stock 1000000 1900000 I see footnote Warrant to Purchase 0.075 2013-06-20 2013-07-10 4 J 0 850000 0 A 2013-06-20 2016-06-20 Common Stock 850000 2750000 I see footnote Effective on June 20, 2013, Portwest Investments Ltd., a company 100% owned by Dr. Horst A. Schmid, closed a private placement with the Issuer for an aggregate of 850,000 units at a price of US$0.05 per unit, for total gross proceeds of US$42,500. Each unit is comprised of one common share ("Common Share") and one Common Share purchase warrant ("Warrant"). Each Warrant entitles the holder to purchase one additional Common Share at a price of US$0.075 per Common Share for a period of three years from the date of closing. The exercise price of the Warrants will be adjusted from time to time upon the occurrence of certain events, as provided in the Warrants. The Warrants expire on June 20, 2016. In addition, on March 23, 2011, Dr. Horst A. Schmid was previously granted options to purchase up to 450,000 shares of common stock at an exercise price of $0.14. Effective on June 20, 2013, Dr. Horst A. Schmid was granted options to purchase 450,000 shares each of common stock at an exercise price of $0.05 per common share, 150,000 vesting immediately and the remaining vesting one-third on June 20, 2014, and one-third on June 20, 2015, with a five-year life. Effective on June 20, 2013, Portwest Investments Ltd., a company owned 100% by Dr. Horst A. Schmid, was granted options to purchase 1,000,000 shares each of common stock at an exercise price of $0.05 per common share, 500,000 vesting immediately and the remaining 500,000 vesting on June 20, 2014, with a five-year life. /s/ Horst A. Schmid 2013-07-10