-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UqjBVeVObgfx0c8urewpmBGB1DT0YqNQaVtOrMkZI1InpFmv33JFxQRXz0UNEG75 gFA/pTatFFrm5LZ64LYASg== 0001209191-07-055478.txt : 20071001 0001209191-07-055478.hdr.sgml : 20071001 20071001135346 ACCESSION NUMBER: 0001209191-07-055478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070928 FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDY BRANDS ACCESSORIES INC CENTRAL INDEX KEY: 0000869487 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 752349915 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 690 E LAMAR BLVD STE 200 CITY: ARLINGTON STATE: TX ZIP: 76011 BUSINESS PHONE: 8172654113 MAIL ADDRESS: STREET 1: 690 E LAMAR BLVD CITY: ARLINGTON STATE: TX ZIP: 76011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAERTNER JAMES F PH D CENTRAL INDEX KEY: 0001200430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18927 FILM NUMBER: 071145194 MAIL ADDRESS: STREET 1: 1806 AVE J STREET 2: ADMINSTRATION BLDG RM 303 CITY: HUNTSVILLE STATE: TX ZIP: 77340 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-09-28 0 0000869487 TANDY BRANDS ACCESSORIES INC TBAC 0001200430 GAERTNER JAMES F PH D 1806 AVENUE J ADMINISTRATION BLDG., ROOM 303 HUNTSVILLE TX 77340 1 0 0 0 Phantom Stock Units 2007-09-28 4 A 0 15 10.75 A 2008-01-02 2008-01-02 Common Stock, $1.00 par value per share 15 4143 D The phantom stock units convert to shares of common stock on a one-for-one basis. The phantom stock units accrued under the Tandy Brands Accessories, Inc. 1995 Stock Deferral Plan for Non-Employee Directors because of a cash dividend payable to all stockholders of record at the close of business on September 28, 2007. Pursuant to the Tandy Brands Accessories, Inc. 1995 Stock Deferral Plan for Non-Employee Directors, phantom stock units are credited, based on the amount of the cash dividend and the closing price of the Issuer's common stock on the record date, to the reporting person's bookkeeping reserve account, which account is maintained by the Issuer. The phantom stock units are to be settled on January 2, 2008. Pursuant to the reporting person's election, 2,048 of the aggregate phantom stock units are to be settled on January 2, 2009. The remaining 2,095 are to be settled on January 2, 2008. /s/ Mark J. Flaherty as attorney-in-fact for Dr. James F. Gaertner 2007-10-01 -----END PRIVACY-ENHANCED MESSAGE-----