-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SoUX7bo6m7rt0S8arnJAE9ISRcrxZRXwpBCJKeapX188qDrUppUgIbGjSWJl92uc TnTIx5JGZPgIVlJilG157g== 0000914121-99-001176.txt : 20030731 0000914121-99-001176.hdr.sgml : 19991203 ACCESSION NUMBER: 0000914121-99-001176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991031 FILED AS OF DATE: 19991202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE REALTY CO INC /DE CENTRAL INDEX KEY: 0000869446 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 043086485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-37592 FILM NUMBER: 99767960 BUSINESS ADDRESS: STREET 1: ONE BEACON STREET STREET 2: SUITE 1550 CITY: BOSTON STATE: MA ZIP: 02108- BUSINESS PHONE: 8888670100 MAIL ADDRESS: STREET 1: 470 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PAUL JOHNATHAN H CENTRAL INDEX KEY: 0001058794 STANDARD INDUSTRIAL CLASSIFICATION: [] RELATIONSHIP: OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 9729340100 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP - ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 4 Washington, D.C. 20549 OMB Approval - ------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------------ [X] Check this box if no OMB Number: 3235-0287 longer subject to Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Expires: December 31, 2001 Section 16. Form 4 Section 17(a) of the Public Utility Holding Company Act of 1935 or Estimated average burden or Form 5 obligations Section 30(f) of the Investment Company Act of 1940 hours per response.......0.5 may continue. See ------------------------------ Instruction 1(b).
(Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker 4. Statement for 6. Relationship of Reporting Person(s) or Trading Symbol Month/Year to Issuer (Check all applicable) Paul Jonathan H. Berkshire Realty Company, 10/1999 [ ] Director [ ] 10% Owner ------------------------------------ Inc. - BRI [ ] Officer (give [X] Other (Last) (First) (Middle) title below) (specify below) Former 10% Owner(1)(2) 599 Lexington Avenue, Suite 3800 --------------------------------------- ------------------------------------ ----------------------------------------------------------------------------------------- (Street) 3. I.R.S. Identification 5. If Amendment, 7. Individual or Joint/Group Filing Number of Reporting Date of (Check Applicable Line) Person, if an entity Original [X] Form Filed by One Reporting Person New York NY 10022 (Voluntary) (Month/Year) [ ] Form Filed by More than One ------------------------------------ Reporting Person (City) (State) (Zip) - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action Code (Instr. or Disposed of (D) Securities Form: Indirect Date 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial (Month/ Owned at End or Indirect Ownership Day/ of Month (I) (Instr. 4) Year) (Instr. 3 (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Code V Amount (A) or (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Page 1 of 3 SEC 1475 (3-99)
FORM 4 (continued)
TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title 8. Price 9. Number 10. Owner- 11. Nature of of sion or action action Derivative Exer- and of of ship Indirect Deri- Exercise Date Code Securities cisable Amount Deri- Deri- Form Beneficial vative Price of (Instr. Acquired (A) and Expi- of vative vative of Deri- Ownership Secu- Deri- (Month/ 8) or Disposed ration Under- Secu- Secu- vative (Instr. 4) rity vative Day/ of (D) Date lying rity rities Security: (Instr. Security Year) (Instr. 3, (Month/ Securi- (Instr. Benefi- Direct 3) 4, and 5) Day/ ties 5) cially (D) or Year) (Instr. Owned Indirect 3 and 4) at End (I) of (Instr. Month 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Code V (A) (D) Date Expir- Title Amount Exerci- ation or sable Date Number of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Series A 10/15/99 S(3) 2,737,000 Common (3) 0 I(1) (1)(4) Convertible Stock Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 5/13/99 A(5) V 3,000 5/13/00 Common 3,000 (5) I(1) (1)(6) Purchase Options 5/13/09 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10/15/99 D(5) 8,000 Common (5) 0 (1)(6) Purchase Options Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: See Attachment A. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. and 15 U.S.C. 78ff(a). By: /S/ Jonathan H. Paul December 2, 1999 -------------------------------------- --------------------------- ** Signature of Reporting Person Date Name: Jonathan H. Paul Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless form displays a currently valid OMB number. Page 2 of 3 SEC 1475 (3-99)
FORM 4 (CONTINUED) NAME AND ADDRESS OF REPORTING PERSON: Jonathan H. Paul 599 Lexington Avenue, Suite 3800 New York, New York 10022 STATEMENT FOR MONTH/YEAR: 10/99 ISSUER NAME AND TICKER SYMBOL: Berkshire Realty Company, Inc. - BRI Attachment A (1) Pursuant to Rule 13d-4 promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), the Reporting Person disclaims beneficial ownership of all securities reported on this statement. (2) As described in footnotes (3) and (5) below, affiliates of the Reporting Person and an unaffiliated party disposed of all securities reported on this statement on October 15, 1999. Furthermore, as the result of related transactions on such date, the Issuer ceased to have any class of equity securities registered pursuant to Section 12 of the Act. (3) On October 15, 1999, Westbrook Berkshire Holdings, L.L.C. ("Holdings"), Westbrook Berkshire Co-Holdings, L.L.C. ("Co-Holdings") and an unaffiliated party disposed of all of the Series A Convertible Preferred Stock reported on this statement (the "Preferred Stock") by surrendering such Preferred Stock to the Issuer and receiving $28.75 per share of Preferred Stock, plus accrued dividends and the premium thereon. (4) Formerly owned of record by Holdings and Co-Holdings, affiliates of the Reporting Person, and an unaffiliated party. (5) The options reported on this statement (the "Kazilionis Options") had been granted to Paul D. Kazilionis ("Kazilionis"), as director of the Issuer. On October 15, 1999, Kazilionis sold all of the Kazilionis Options to the Issuer for an aggregate price of $8,687.50. (6) The Reporting Person may have been deemed to have a beneficial interest in the Kazilionis Options pursuant to an agreement among Kazilionis, the Reporting Person and certain other affiliates of the Reporting Person. Page 3 of 3 SEC 1475 (3-99) -----END PRIVACY-ENHANCED MESSAGE-----