0000869392-11-000085.txt : 20110728 0000869392-11-000085.hdr.sgml : 20110728 20110728134114 ACCESSION NUMBER: 0000869392-11-000085 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20110531 FILED AS OF DATE: 20110728 DATE AS OF CHANGE: 20110728 EFFECTIVENESS DATE: 20110728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM ARIZONA TAX EXEMPT INCOME FUND CENTRAL INDEX KEY: 0000869392 IRS NUMBER: 046665534 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06258 FILM NUMBER: 11992870 BUSINESS ADDRESS: STREET 1: PUTNAM INVESTMENTS INC STREET 2: ONE POST OFFICE SQUARE MAIL STOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 8002251585 MAIL ADDRESS: STREET 1: 2 LIBERTY SQUARE STREET 2: MAIL STOP L6 CITY: BOSTON STATE: MA ZIP: 02109 0000869392 S000005506 PUTNAM ARIZONA TAX EXEMPT INCOME FUND C000014989 Class M Shares C000014990 Class A Shares PTAZX C000014991 Class B Shares PAZBX C000039832 Class C Shares C000060572 CLASS Y NSAR-B 1 answer.fil PAGE 1 000 B000000 05/31/2011 000 C000000 0000869392 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM ARIZONA TAX EXEMPT INCOME FUND 001 B000000 811-6258 001 C000000 6172921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 PAGE 2 007 C013000 30 008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 008 A000002 PUTNAM INVESTMENT LIMITED 008 B000002 S 008 C000002 801-61441 008 D010002 LONDON 008 D050002 ENGLAND 008 D060002 SW1A 1LD 011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES, INC. 012 B000001 84-06331 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 KPMG LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02111 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02111 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 105 019 C000000 PUTNAMFUND 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 MORGAN STANLEY & CO., INC. 022 B000001 13-2655998 022 C000001 2812 PAGE 3 022 D000001 773 022 A000002 STONE & YOUNGBERG, LLC 022 B000002 94-1052545 022 C000002 482 022 D000002 2017 022 A000003 BARCLAYS CAPITAL, INC. 022 B000003 06-1031656 022 C000003 500 022 D000003 1028 022 A000004 BANC OF AMERICA SECURITIES, LLC 022 B000004 56-2058405 022 C000004 647 022 D000004 624 022 A000005 CITIBANK, N.A. 022 B000005 13-5266470 022 C000005 654 022 D000005 445 022 A000006 BAUM (GEORGE K.) & CO. 022 B000006 43-1661917 022 C000006 483 022 D000006 556 022 A000007 RBC CAPITAL MARKETS CORP. 022 B000007 13-5033225 022 C000007 0 022 D000007 1017 022 A000008 FIRST SOUTHWEST CO. 022 B000008 75-0708002 022 C000008 524 022 D000008 471 022 A000009 OPPENHEIMER & CO., INC. 022 B000009 13-5657518 022 C000009 0 022 D000009 869 022 A000010 GOLDMAN SACHS & CO. 022 B000010 13-5108880 022 C000010 0 022 D000010 770 023 C000000 7018 023 D000000 10067 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 Y PAGE 4 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 Y 026 G020000 Y 026 H000000 N 027 000000 Y 028 A010000 238 028 A020000 163 028 A030000 0 028 A040000 2695 028 B010000 295 028 B020000 160 028 B030000 0 028 B040000 1808 028 C010000 236 028 C020000 137 028 C030000 0 028 C040000 1287 028 D010000 516 028 D020000 140 028 D030000 0 028 D040000 1604 028 E010000 288 028 E020000 141 028 E030000 0 028 E040000 417 028 F010000 64 028 F020000 164 028 F030000 0 028 F040000 1120 028 G010000 1637 028 G020000 905 028 G030000 0 028 G040000 8931 028 H000000 1340 029 000000 Y 030 A000000 47 030 B000000 4.00 030 C000000 0.00 031 A000000 7 031 B000000 0 032 000000 40 033 000000 0 034 000000 Y 035 000000 3 036 A000000 N 036 B000000 0 037 000000 Y 038 000000 0 039 000000 N PAGE 5 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 100 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 163 044 000000 0 045 000000 Y 046 000000 N 047 000000 N 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 Y 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 N PAGE 6 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y 054 N000000 N 054 O000000 N 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 N 060 B000000 N 061 000000 500 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.7 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 95.3 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 11.7 064 A000000 Y 064 B000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N PAGE 7 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 N 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 Y 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 7018 071 B000000 15219 071 C000000 61293 071 D000000 11 072 A000000 12 072 B000000 3271 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 281 072 G000000 2 072 H000000 0 072 I000000 34 072 J000000 4 072 K000000 1 072 L000000 10 072 M000000 6 072 N000000 0 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 45 072 S000000 5 PAGE 8 072 T000000 163 072 U000000 0 072 V000000 0 072 W000000 3 072 X000000 554 072 Y000000 0 072 Z000000 2717 072AA000000 0 072BB000000 288 072CC010000 0 072CC020000 1684 072DD010000 2587 072DD020000 105 072EE000000 0 073 A010000 0.0000 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 2120 074 B000000 0 074 C000000 400 074 D000000 55003 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 1137 074 M000000 0 074 N000000 58660 074 O000000 508 074 P000000 104 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 314 074 S000000 0 074 T000000 57734 074 U010000 6280 074 U020000 271 074 V010000 0.00 074 V020000 0.00 074 W000000 0.0000 074 X000000 1174 074 Y000000 0 075 A000000 0 075 B000000 63774 076 000000 0.00 PAGE 9 077 A000000 Y 077 B000000 Y 077 Q030000 Y 078 000000 N 080 A000000 NATL UNION FIRE/ACE AMER/GREAT AMER/FID&DEP 080 B000000 FEDERAL INSURANCE COMPANY 080 C000000 80000 081 A000000 Y 081 B000000 104 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JANET C. SMITH TITLE PRINC. ACCT. OFFICER EX-99 2 perclass855.txt Putnam Arizona Tax Exempt Income Fund, May 31, 2011, annual report Because the electronic format for filing Form N-SAR does not provide adequate space for responding to certain items correctly, the correct answers are as follows: 72DD1 Class A 2,462 Class B 51 Class C 74 72DD2 Class M 45 Class Y 60 73A1 Class A 0.3802 Class B 0.3231 Class C 0.3102 73A2 Class M 0.3554 Class Y 0.3995 74U1 Class A 5,921 Class B 121 Class C 238 74U2 Class M 118 Class Y 153 74V1 Class A 8.81 Class B 8.80 Class C 8.82 74V2 Class M 8.83 Class Y 8.82 61 Additional Information About Minimum Required Investment Shareholders can open a fund account with as little as $500 and make subsequent investments in any amount. The minimum investment is waived if you make regular investments weekly, semi monthly, or monthly through automatic deductions through your bank checking or savings account. Currently, Putnam is waiving the minimum, but reserves the right to reject initial investments under the minimum. 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series. EX-99 3 audltr855.txt Report of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Putnam Arizona Tax Exempt Income Fund: In planning and performing our audits of the financial statements of the Putnam Arizona Tax Exempt Income Fund (the Fund) as of and for the year ended May 31, 2011, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form NSAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we express no such opinion. Management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A companys internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A companys internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the companys assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of a Funds annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of May 31, 2011. This report is intended solely for the information and use of management and the Board of Trustees of the Putnam Arizona Tax Exempt Income Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP Boston, Massachusetts July 18, 2011