UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF |
REGISTERED MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number: 811-06199 |
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS |
(Exact name of registrant as specified in charter) |
1201 North Calvert Street, Baltimore, Maryland 21202 |
(Address of principal executive offices) (Zip code) |
Capitol Services, Inc. |
1675 S. State Street, Suite B, Dover, Delaware 19901 |
(Name and address of agent for service) |
With copies to: |
John H. Lively |
Practus, LLP |
11300 Tomahawk Creek Parkway, Suite 310 |
Leawood, Kansas 66211 |
Registrants telephone number, including area code: 410-837-3234 |
Date of fiscal year end: March 31 |
Date of reporting period: July 1, 2017 - June 30, 2018 |
ITEM 1. PROXY VOTING RECORD
BROWN CAPITAL MANAGEMENT MID COMPANY FUND
Acuity Brands, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AYI | CUSIP 00508Y102 | 01/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Peter C. Browning | Mgmt | For | For | For | |||||||
2 | Elect G. Douglas Dillard, Jr. | Mgmt | For | For | For | |||||||
3 | Elect Ray M. Robinson | Mgmt | For | For | For | |||||||
4 | Elect Norman H. Wesley | Mgmt | For | For | For | |||||||
5 | Elect Mary A. Winston | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
9 | Amendment to the 2012 Omnibus Stock Incentive Compensation Plan | Mgmt | For | For | For | |||||||
10 | 2017 Cash Incentive Plan | Mgmt | For | For | For | |||||||
11 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Guy Dubois | Mgmt | For | For | For | |||||||
2 | Elect Alec D. Gallimore | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/12/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect George H. Ellis | Mgmt | For | For | For | |||||||
2 | Elect Andrew M. Leitch | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Bright Horizons Family Solutions, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BFAM | CUSIP 109194100 | 06/12/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Julie Atkinson | Mgmt | For | For | For | |||||||
2 | Elect E. Townes Duncan | Mgmt | For | For | For | |||||||
3 | Elect Jordan Hitch | Mgmt | For | For | For | |||||||
4 | Elect Linda A. Mason | Mgmt | For | For | For | |||||||
5 | Elect Mary Ann Tocio | Mgmt | For | For | For | |||||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Broadridge Financial Solutions, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BR | CUSIP 11133T103 | 11/16/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||||||
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |||||||
3 | Elect Richard J. Daly | Mgmt | For | For | For | |||||||
4 | Elect Robert N. Duelks | Mgmt | For | For | For | |||||||
5 | Elect Richard J. Haviland | Mgmt | For | For | For | |||||||
6 | Elect Brett A. Keller | Mgmt | For | For | For | |||||||
7 | Elect Stuart R. Levine | Mgmt | For | For | For | |||||||
8 | Elect Maura A. Markus | Mgmt | For | For | For | |||||||
9 | Elect Thomas J. Perna | Mgmt | For | For | For | |||||||
10 | Elect Alan J. Weber | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cerner Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CERN | CUSIP 156782104 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||||||
2 | Elect Clifford W. Illig | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Charles Schwab Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | |||||||
2 | Elect Joan T. Dea | Mgmt | For | For | For | |||||||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | |||||||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | |||||||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||||||
9 | Adoption of Proxy Access | Mgmt | For | For | For | |||||||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||||||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||||
Chipotle Mexican Grill, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMG | CUSIP 169656105 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||||||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||||||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||||||
1.4 | Elect Neil Flanzraich | Mgmt | For | For | For | |||||||
1.5 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||||||
1.6 | Elect Kimbal Musk | Mgmt | For | For | For | |||||||
1.7 | Elect Ali Namvar | Mgmt | For | For | For | |||||||
1.8 | Elect Brian Niccol | Mgmt | For | For | For | |||||||
1.9 | Elect Matthew H. Paull | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||||
Cognex Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CGNX | CUSIP 192422103 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Eugene Banucci | Mgmt | For | For | For | |||||||
2 | Elect Jerry A. Schneider | Mgmt | For | For | For | |||||||
3 | Elect Dianne M. Parrotte | Mgmt | For | Abstain | Against | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
5 | Amendment to the 2001 Stock Option Plan | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Edwards Lifesciences Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EW | CUSIP 28176E108 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Michael A. Mussallem | Mgmt | For | For | For | |||||||
2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | |||||||
3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||||||
4 | Elect William J. Link | Mgmt | For | For | For | |||||||
5 | Elect Steven R. Loranger | Mgmt | For | For | For | |||||||
6 | Elect Martha H. Marsh | Mgmt | For | For | For | |||||||
7 | Elect Wesley W. von Schack | Mgmt | For | For | For | |||||||
8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||||||
Ellie Mae, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELLI | CUSIP 28849P100 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Sigmund Anderman | Mgmt | For | For | For | |||||||
1.2 | Elect Craig Davis | Mgmt | For | For | For | |||||||
1.3 | Elect Rajat Taneja | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||||
Equifax Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EFX | CUSIP 294429105 | 05/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Mark W. Begor | Mgmt | For | For | For | |||||||
2 | Elect Mark L. Feidler | Mgmt | For | Against | Against | |||||||
3 | Elect G. Thomas Hough | Mgmt | For | For | For | |||||||
4 | Elect Robert D. Marcus | Mgmt | For | For | For | |||||||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||||||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||||||
7 | Elect John A. McKinley | Mgmt | For | Against | Against | |||||||
8 | Elect Robert W. Selander | Mgmt | For | For | For | |||||||
9 | Elect Elane B. Stock | Mgmt | For | For | For | |||||||
10 | Elect Mark B. Templeton | Mgmt | For | Against | Against | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Shareholder Proposal Regarding Political | |||||||||||
Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||||||||
Evercore Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EVR | CUSIP 29977A105 | 06/11/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Roger C. Altman | Mgmt | For | For | For | |||||||
1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | |||||||
1.3 | Elect Ellen V. Futter | Mgmt | For | For | For | |||||||
1.4 | Elect Gail B. Harris | Mgmt | For | For | For | |||||||
1.5 | Elect Robert B. Millard | Mgmt | For | For | For | |||||||
1.6 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||||||
1.7 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||||||
1.8 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | |||||||
1.9 | Elect John S. Weinberg | Mgmt | For | For | For | |||||||
1.10 | Elect William J. Wheeler | Mgmt | For | For | For | |||||||
1.11 | Elect Sarah K. Williamson | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Expedia Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EXPE | CUSIP 30212P303 | 06/20/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Susan C. Athey | Mgmt | For | For | For | |||||||
2 | Elect A. George Battle | Mgmt | For | For | For | |||||||
3 | Elect Courtnee Chun | Mgmt | For | For | For | |||||||
4 | Elect Chelsea Clinton | Mgmt | For | For | For | |||||||
5 | Elect Pamela L. Coe | Mgmt | For | Abstain | Against | |||||||
6 | Elect Barry Diller | Mgmt | For | For | For | |||||||
7 | Elect Jonathan L. Dolgen | Mgmt | For | Abstain | Against | |||||||
8 | Elect Craig A. Jacobson | Mgmt | For | Abstain | Against | |||||||
9 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||||||
10 | Elect Peter M. Kern | Mgmt | For | Abstain | Against | |||||||
11 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||||||
12 | Elect Mark Okerstrom | Mgmt | For | For | For | |||||||
13 | Elect Scott Rudin | Mgmt | For | For | For | |||||||
14 | Elect Christopher W. Shean | Mgmt | For | For | For | |||||||
15 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Factset Research Systems Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDS | CUSIP 303075105 | 12/19/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Malcolm Frank | Mgmt | For | For | For | |||||||
2 | Elect Robin A. Abrams | Mgmt | For | For | For | |||||||
3 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Amendment to the Stock Option and Award Plan | Mgmt | For | For | For | |||||||
7 | Amendment to the Non-Employee Directors Stock Option and Award Plan | Mgmt | For | For | For | |||||||
8 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Fastenal Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FAST | CUSIP 311900104 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Willard D. Oberton | Mgmt | For | For | For | |||||||
2 | Elect Michael J. Ancius | Mgmt | For | For | For | |||||||
3 | Elect Michael J. Dolan | Mgmt | For | For | For | |||||||
4 | Elect Stephen L. Eastman | Mgmt | For | For | For | |||||||
5 | Elect Daniel L. Florness | Mgmt | For | For | For | |||||||
6 | Elect Rita J. Heise | Mgmt | For | For | For | |||||||
7 | Elect Darren R. Jackson | Mgmt | For | For | For | |||||||
8 | Elect Daniel J. Johnson | Mgmt | For | For | For | |||||||
9 | Elect Scott A. Satterlee | Mgmt | For | For | For | |||||||
10 | Elect Reyne K. Wisecup | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Non-Employee Director Stock Option Plan | Mgmt | For | For | For | |||||||
FleetCor Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLT | CUSIP 339041105 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Mark A. Johnson | Mgmt | For | For | For | |||||||
1.2 | Elect Hala G. Moddelmog | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Jeffrey S. Sloan | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||||
Guidewire Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GWRE | CUSIP 40171V100 | 12/07/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Andrew William Fraser Brown | Mgmt | For | For | For | |||||||
1.2 | Elect Clifton T. Weatherford | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
IPG Photonics Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IPGP | CUSIP 44980X109 | 06/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Valentin P. Gapontsev | Mgmt | For | For | For | |||||||
1.2 | Elect Eugene Shcherbakov | Mgmt | For | For | For | |||||||
1.3 | Elect Igor Samartsev | Mgmt | For | For | For | |||||||
1.4 | Elect Michael C. Child | Mgmt | For | For | For | |||||||
1.5 | Elect Henry E. Gauthier | Mgmt | For | For | For | |||||||
1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||||||
1.7 | Elect Eric Meurice | Mgmt | For | For | For | |||||||
1.8 | Elect John R. Peeler | Mgmt | For | For | For | |||||||
1.9 | Elect Thomas J. Seifert | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
J.B. Hunt Transport Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JBHT | CUSIP 445658107 | 04/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Douglas G. Duncan | Mgmt | For | For | For | |||||||
2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | |||||||
3 | Elect Wayne Garrison | Mgmt | For | For | For | |||||||
4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | |||||||
5 | Elect Gary C. George | Mgmt | For | For | For | |||||||
6 | Elect Bryan Hunt | Mgmt | For | For | For | |||||||
7 | Elect Coleman H. Peterson | Mgmt | For | For | For | |||||||
8 | Elect John N. Roberts III | Mgmt | For | For | For | |||||||
9 | Elect James L. Robo | Mgmt | For | For | For | |||||||
10 | Elect Kirk Thompson | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | |||||||
14 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||||||
Jazz Pharmaceuticals Public Limited Company |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||||||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||||||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
LKQ Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LKQ | CUSIP 501889208 | 05/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Sukhpal Singh Ahluwalia | Mgmt | For | For | For | |||||||
2 | Elect A. Clinton Allen | Mgmt | For | For | For | |||||||
3 | Elect Robert M. Hanser | Mgmt | For | For | For | |||||||
4 | Elect Joseph M. Holsten | Mgmt | For | For | For | |||||||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||||||
6 | Elect John F. OBrien | Mgmt | For | For | For | |||||||
7 | Elect Guhan Subramanian | Mgmt | For | For | For | |||||||
8 | Elect William M. Webster IV | Mgmt | For | For | For | |||||||
9 | Elect Dominick Zarcone | Mgmt | For | For | For | |||||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Manhattan Associates, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MANH | CUSIP 562750109 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Deepak Raghavan | Mgmt | For | For | For | |||||||
2 | Elect Edmond I. Eger III | Mgmt | For | For | For | |||||||
3 | Elect Linda T. Hollembaek | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Masimo Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MASI | CUSIP 574795100 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Joe Kiani | Mgmt | For | Against | Against | |||||||
2 | Elect Thomas Harkin | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
MAXIMUS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MMS | CUSIP 577933104 | 03/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Bruce L. Caswell | Mgmt | For | For | For | |||||||
2 | Elect Richard A. Montoni | Mgmt | For | For | For | |||||||
3 | Elect Raymond B. Ruddy | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
MSC Industrial Direct Co., Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSM | CUSIP 553530106 | 01/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||||||
1.2 | Elect Erik Gershwind | Mgmt | For | For | For | |||||||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||||||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||||||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||||||
1.6 | Elect Michael Kaufmann | Mgmt | For | For | For | |||||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||||||
1.8 | Elect Steven Paladino | Mgmt | For | For | For | |||||||
1.9 | Elect Philip R. Peller | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Norwegian Cruise Line Holdings Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NCLH | CUSIP G66721104 | 06/20/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Adam M. Aron | Mgmt | For | For | For | |||||||
2 | Elect Stella David | Mgmt | For | For | For | |||||||
3 | Elect Mary E. Landry | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
OReilly Automotive, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect David E. OReilly | Mgmt | For | For | For | |||||||
2 | Elect Larry P. OReilly | Mgmt | For | For | For | |||||||
3 | Elect Rosalie OReilly-Wooten | Mgmt | For | For | For | |||||||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||||||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||||||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||||||
7 | Elect John Murphy | Mgmt | For | For | For | |||||||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||||||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||||
PAREXEL International Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRXL | CUSIP 699462107 | 09/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Acquisition | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
PulteGroup, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PHM | CUSIP 745867101 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||||||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||||||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||||||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||||||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||||||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||||||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||||||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||||||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Quanta Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PWR | CUSIP 74762E102 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||||||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||||||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||||||
4 | Elect Vincent D. Foster | Mgmt | For | For | For | |||||||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||||||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||||||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||||||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||||||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||||||
RealPage, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
Red Hat, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RHT | CUSIP 756577102 | 08/10/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||||||
2 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||||||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||||||
4 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||||||
5 | Elect Kimberly L. Hammonds | Mgmt | For | For | For | |||||||
6 | Elect William S. Kaiser | Mgmt | For | For | For | |||||||
7 | Elect Donald H. Livingstone | Mgmt | For | For | For | |||||||
8 | Elect James M. Whitehurst | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Site One Landscape Supply, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SITE | CUSIP 82982L103 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Doug Black | Mgmt | For | For | For | |||||||
1.2 | Elect Jack L. Wyszomierski | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
T. Rowe Price Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TROW | CUSIP 74144T108 | 04/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Mark S. Bartlett | Mgmt | For | For | For | |||||||
2 | Elect Edward C. Bernard | Mgmt | For | For | For | |||||||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||||||
4 | Elect H. Lawrence Culp, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Freeman A. Hrabowski III | Mgmt | For | For | For | |||||||
6 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||||||
7 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||||
8 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||||||
9 | Elect William J. Stromberg | Mgmt | For | For | For | |||||||
10 | Elect Richard R. Verma | Mgmt | For | For | For | |||||||
11 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||||||
12 | Elect Alan D. Wilson | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Charter Amendment to Eliminate the Provision That Limits Voting of Share Ownership | Mgmt | For | For | For | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
The Ultimate Software Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ULTI | CUSIP 90385D107 | 05/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Marc D. Scherr | Mgmt | For | For | For | |||||||
2 | Elect James A. FitzPatrick, Jr. | Mgmt | For | For | For | |||||||
3 | Elect Rick A. Wilber | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||||
Toll Brothers, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TOL | CUSIP 889478103 | 03/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Robert I. Toll | Mgmt | For | For | For | |||||||
2 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | |||||||
3 | Elect Edward G. Boehne | Mgmt | For | For | For | |||||||
4 | Elect Richard J. Braemer | Mgmt | For | For | For | |||||||
5 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||||
6 | Elect Carl B. Marbach | Mgmt | For | For | For | |||||||
7 | Elect John A. McLean | Mgmt | For | For | For | |||||||
8 | Elect Stephen A. Novick | Mgmt | For | For | For | |||||||
9 | Elect Wendell E Prichett | Mgmt | For | For | For | |||||||
10 | Elect Paul E. Shapiro | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Tractor Supply Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TSCO | CUSIP 892356106 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||||||
1.2 | Elect Peter D. Bewley | Mgmt | For | For | For | |||||||
1.3 | Elect Denise L. Jackson | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas A. Kingsbury | Mgmt | For | For | For | |||||||
1.5 | Elect Ramkumar Krishnan | Mgmt | For | For | For | |||||||
1.6 | Elect George MacKenzie | Mgmt | For | For | For | |||||||
1.7 | Elect Edna K. Morris | Mgmt | For | For | For | |||||||
1.8 | Elect Mark J. Weikel | Mgmt | For | For | For | |||||||
1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
Tyler Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYL | CUSIP 902252105 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||||||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |||||||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||||||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||||||
5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||||||
6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |||||||
7 | Elect Daniel M. Pope | Mgmt | For | For | For | |||||||
8 | Elect Dustin R. Womble | Mgmt | For | Against | Against | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | |||||||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
Ulta Beauty, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ULTA | CUSIP 90384S303 | 06/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Robert F. DiRomualdo | Mgmt | For | For | For | |||||||
1.2 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||||
1.3 | Elect George R. Mrkonic | Mgmt | For | For | For | |||||||
1.4 | Elect Lorna E. Nagler | Mgmt | For | For | For | |||||||
1.5 | Elect Sally E. Blount | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Under Armour, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UAA | CUSIP 904311107 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Kevin A. Plank | Mgmt | For | For | For | |||||||
1.2 | Elect George W. Bodenheimer | Mgmt | For | For | For | |||||||
1.3 | Elect Douglas E. Coltharp | Mgmt | For | For | For | |||||||
1.4 | Elect Jerri L. DeVard | Mgmt | For | For | For | |||||||
1.5 | Elect Karen W. Katz | Mgmt | For | For | For | |||||||
1.6 | Elect Alvin B. Krongard | Mgmt | For | For | For | |||||||
1.7 | Elect William R. McDermott | Mgmt | For | For | For | |||||||
1.8 | Elect Eric T. Olson | Mgmt | For | For | For | |||||||
1.9 | Elect Harvey L. Sanders | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Veeva Systems Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VEEV | CUSIP 922475108 | 06/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Timothy C. Barabe | Mgmt | For | For | For | |||||||
1.2 | Elect Gordon Ritter | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Zoetis Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ZTS | CUSIP 98978V103 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Sanjay Khosla | Mgmt | For | For | For | |||||||
2 | Elect Willie M. Reed | Mgmt | For | For | For | |||||||
3 | Elect Linda Rhodes | Mgmt | For | For | For | |||||||
4 | Elect William C. Steere, Jr. | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For |
BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND
Abaxis, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABAX | CUSIP 002567105 | 10/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Clinton H. Severson | Mgmt | For | For | For | |||||||
1.2 | Elect Vernon E. Altman | Mgmt | For | For | For | |||||||
1.3 | Elect Richard J. Bastiani | Mgmt | For | For | For | |||||||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
1.5 | Elect Henk J. Evenhuis | Mgmt | For | For | For | |||||||
1.6 | Elect Prithipal Singh | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Abiomed Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABMD | CUSIP 003654100 | 08/09/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Dorothy E. Puhy | Mgmt | For | For | For | |||||||
1.2 | Elect Paul G. Thomas | Mgmt | For | For | For | |||||||
1.3 | Elect Christopher D. Van Gorder | Mgmt | For | For | For | |||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ACI Worldwide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACIW | CUSIP 004498101 | 06/12/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Janet O. Estep | Mgmt | For | For | For | |||||||
1.2 | Elect James C. Hale | Mgmt | For | For | For | |||||||
1.3 | Elect Philip G. Heasley | Mgmt | For | For | For | |||||||
1.4 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||||||
1.5 | Elect Charles E. Peters, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect David A. Poe | Mgmt | For | For | For | |||||||
1.7 | Elect Adalio T. Sanchez | Mgmt | For | For | For | |||||||
1.8 | Elect Thomas W. Warsop III | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Alarm.com Holdings Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ALRM | CUSIP 011642105 | 06/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Darius G. Nevin | Mgmt | For | For | For | |||||||
1.2 | Elect Mayo Shattuck | Mgmt | For | For | For | |||||||
1.3 | Elect Stephen Trundle | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
American Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMSWA | CUSIP 029683109 | 08/23/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect W. Dennis Hogue | Mgmt | For | For | For | |||||||
2 | Elect James B. Miller, Jr. | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Amendment to the 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Guy Dubois | Mgmt | For | For | For | |||||||
2 | Elect Alec D. Gallimore | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Balchem Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BCPC | CUSIP 057665200 | 06/20/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Paul D. Coombs | Mgmt | For | For | For | |||||||
1.2 | Elect Daniel E. Knutson | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Bio-Techne Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TECH | CUSIP 09073M104 | 10/26/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Board Size | Mgmt | For | For | For | |||||||
2 | Elect Robert V. Baumgartner | Mgmt | For | For | For | |||||||
3 | Elect Charles A. Dinarello | Mgmt | For | For | For | |||||||
4 | Elect John L. Higgins | Mgmt | For | For | For | |||||||
5 | Elect Karen A. Holbrook | Mgmt | For | For | For | |||||||
6 | Elect Joseph D. Keegan | Mgmt | For | For | For | |||||||
7 | Elect Charles R. Kummeth | Mgmt | For | For | For | |||||||
8 | Elect Roeland Nusse | Mgmt | For | For | For | |||||||
9 | Elect Alpna Seth | Mgmt | For | For | For | |||||||
10 | Elect Randolph C. Steer | Mgmt | For | For | For | |||||||
11 | Elect Harold Wiens | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/12/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect George H. Ellis | Mgmt | For | For | For | |||||||
2 | Elect Andrew M. Leitch | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Bruker Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BRKR | CUSIP 116794108 | 05/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Joerg C. Laukien | Mgmt | For | For | For | |||||||
1.2 | Elect William A. Linton | Mgmt | For | For | For | |||||||
1.3 | Elect Adelene Q. Perkins | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cantel Medical Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMD | CUSIP 138098108 | 01/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Charles M. Diker | Mgmt | For | For | For | |||||||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||||||
3 | Elect Ann E. Berman | Mgmt | For | For | For | |||||||
4 | Elect Mark N. Diker | Mgmt | For | For | For | |||||||
5 | Elect Anthony B. Evnin | Mgmt | For | For | For | |||||||
6 | Elect Laura L. Forese | Mgmt | For | For | For | |||||||
7 | Elect George L. Fotiades | Mgmt | For | For | For | |||||||
8 | Elect Jorgen B. Hansen | Mgmt | For | For | For | |||||||
9 | Elect Ronnie Myers | Mgmt | For | For | For | |||||||
10 | Elect Peter J. Pronovost | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
13 | Adoption of Exclusive Forum Provision | Mgmt | For | Against | Against | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Cardiovascular Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CSII | CUSIP 141619106 | 11/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Martha Goldberg Aronson | Mgmt | For | For | For | |||||||
2 | Elect William E. Cohn | Mgmt | For | For | For | |||||||
3 | 2017 Equity Incentive Plan | Mgmt | For | Against | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Cognex Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CGNX | CUSIP 192422103 | 04/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Eugene Banucci | Mgmt | For | For | For | |||||||
2 | Elect Jerry A. Schneider | Mgmt | For | For | For | |||||||
3 | Elect Dianne M. Parrotte | Mgmt | For | Abstain | Against | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
5 | Amendment to the 2001 Stock Option Plan | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Diodes Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DIOD | CUSIP 254543101 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | |||||||
1.3 | Elect LU Keh-Shew | Mgmt | For | For | For | |||||||
1.4 | Elect Raymond Soong | Mgmt | For | Withhold | Against | |||||||
1.5 | Elect Peter M. Menard | Mgmt | For | For | For | |||||||
1.6 | Elect Christina Wen-chi Sung | Mgmt | For | For | For | |||||||
1.7 | Elect Michael K.C. Tsai | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
DMC Global Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BOOM | CUSIP 23291C103 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect David C. Aldous | Mgmt | For | For | For | |||||||
1.2 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | |||||||
1.3 | Elect Robert A. Cohen | Mgmt | For | For | For | |||||||
1.4 | Elect James J. Ferris | Mgmt | For | For | For | |||||||
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |||||||
1.6 | Elect Kevin T. Longe | Mgmt | For | For | For | |||||||
1.7 | Elect Clifton Peter Rose | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Dolby Laboratories, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DLB | CUSIP 25659T107 | 02/06/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||||||
1.3 | Elect Micheline Chau | Mgmt | For | For | For | |||||||
1.4 | Elect David Dolby | Mgmt | For | For | For | |||||||
1.5 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||||||
1.7 | Elect Simon Segars | Mgmt | For | For | For | |||||||
1.8 | Elect Simon Segars | Mgmt | For | For | For | |||||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Ellie Mae, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELLI | CUSIP 28849P100 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Sigmund Anderman | Mgmt | For | For | For | |||||||
1.2 | Elect Craig Davis | Mgmt | For | For | For | |||||||
1.3 | Elect Rajat Taneja | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||||||
Endologix, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ELGX | CUSIP 29266S106 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Guido J. Neels | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
5 | Amendment to the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||||||
6 | Approval of the Stock Option Exchange Program | Mgmt | For | For | For | |||||||
Flir Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLIR | CUSIP 302445101 | 04/20/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect James J. Cannon | Mgmt | For | For | For | |||||||
2 | Elect John D. Carter | Mgmt | For | For | For | |||||||
3 | Elect William W. Crouch | Mgmt | For | For | For | |||||||
4 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||||
5 | Elect Earl R. Lewis | Mgmt | For | For | For | |||||||
6 | Elect Angus L. Macdonald | Mgmt | For | For | For | |||||||
7 | Elect Michael T. Smith | Mgmt | For | For | For | |||||||
8 | Elect Cathy A. Stauffer | Mgmt | For | For | For | |||||||
9 | Elect Robert S. Tyrer | Mgmt | For | For | For | |||||||
10 | Elect John W. Wood, Jr. | Mgmt | For | For | For | |||||||
11 | Elect Steven E. Wynne | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Geospace Technologies Corporation |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GEOS | CUSIP 37364X109 | 02/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Tina M. Langtry | Mgmt | For | For | For | |||||||
2 | Elect Michael J. Sheen | Mgmt | For | For | For | |||||||
3 | Elect Charles H. Still | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Guidewire Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GWRE | CUSIP 40171V100 | 12/07/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Andrew William Fraser Brown | Mgmt | For | For | For | |||||||
1.2 | Elect Clifton T. Weatherford | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
Incyte Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INCY | CUSIP 45337C102 | 05/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Julian C. Baker | Mgmt | For | For | For | |||||||
2 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||||||
3 | Elect Paul A. Brooke | Mgmt | For | For | For | |||||||
4 | Elect Paul J. Clancy | Mgmt | For | For | For | |||||||
5 | Elect Wendy L. Dixon | Mgmt | For | For | For | |||||||
6 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||||||
7 | Elect Paul A. Friedman | Mgmt | For | For | For | |||||||
8 | Elect Herve Hoppenot | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
10 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Inogen Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INGN | CUSIP 45780L104 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect R. Scott Greer | Mgmt | For | For | For | |||||||
1.2 | Elect Heather Rider | Mgmt | For | For | For | |||||||
1.3 | Elect Scott Beardsley | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
iRhythm Technologies Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IRTC | CUSIP 450056106 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect C. Noel Bairey Merz | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Mark J. Rubash | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||||
Ironwood Pharmaceuticals, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IRWD | CUSIP 46333X108 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Lawrence S. Olanoff | Mgmt | For | For | For | |||||||
1.2 | Elect Douglas E. Williams | Mgmt | For | For | For | |||||||
1.3 | Elect Amy W. Schulman | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||||||
Manhattan Associates, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MANH | CUSIP 562750109 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Deepak Raghavan | Mgmt | For | For | For | |||||||
2 | Elect Edmond I. Eger III | Mgmt | For | For | For | |||||||
3 | Elect Linda T. Hollembaek | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Medidata Solutions Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDSO | CUSIP 58471A105 | 05/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Tarek A. Sherif | Mgmt | For | For | For | |||||||
2 | Elect Glen M. de Vries | Mgmt | For | For | For | |||||||
3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||||
4 | Elect Neil M. Kurtz | Mgmt | For | For | For | |||||||
5 | Elect George W. McCulloch | Mgmt | For | For | For | |||||||
6 | Elect Lee A. Shapiro | Mgmt | For | For | For | |||||||
7 | Elect Robert B. Taylor | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Amendment to the 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
10 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Meridian Bioscience, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VIVO | CUSIP 589584101 | 01/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect James M. Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect Dwight E. Ellingwood | Mgmt | For | For | For | |||||||
1.3 | Elect Jack Kenny | Mgmt | For | For | For | |||||||
1.4 | Elect John A. Kraeutler | Mgmt | For | For | For | |||||||
1.5 | Elect John McIlwraith | Mgmt | For | For | For | |||||||
1.6 | Elect John M. Rice, Jr. | Mgmt | For | For | For | |||||||
1.7 | Elect David C. Phillips | Mgmt | For | For | For | |||||||
1.8 | Elect Catherine Sazdanoff | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Neogen Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NEOG | CUSIP 640491106 | 10/05/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect James L. Herbert | Mgmt | For | For | For | |||||||
1.2 | Elect G. Bruce Papesh | Mgmt | For | For | For | |||||||
1.3 | Elect Thomas H. Reed | Mgmt | For | For | For | |||||||
1.4 | Elect Darci L. Vetter | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
NetScout Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTCT | CUSIP 64115T104 | 09/19/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Joseph G. Hadzima, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect Christopher Perretta | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
NIC Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EGOV | CUSIP 62914B100 | 05/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | |||||||
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | |||||||
1.3 | Elect Venmal (Raji) Arasu | Mgmt | For | For | For | |||||||
1.4 | Elect Karen S. Evans | Mgmt | For | For | For | |||||||
1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | |||||||
1.6 | Elect C. Brad Henry | Mgmt | For | For | For | |||||||
1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||||||
1.8 | Elect William M. Lyons | Mgmt | For | For | For | |||||||
1.9 | Elect Pete Wilson | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Nuance Communications, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NUAN | CUSIP 67020Y100 | 02/28/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Robert J. Finocchio | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Robert J. Frankenberg | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect William H. Janeway | Mgmt | For | For | For | |||||||
1.4 | Elect Laura S. Kaiser | Mgmt | For | For | For | |||||||
1.5 | Elect Mark R. Laret | Mgmt | For | For | For | |||||||
1.6 | Elect Katharine A. Martin | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect Philip J. Quigley | Mgmt | For | Withhold | Against | |||||||
1.8 | Elect Sanjay Vaswani | Mgmt | For | For | For | |||||||
2 | Amendment to the 2000 Stock Plan | Mgmt | For | Against | Against | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | N/A | For | N/A | |||||||
Paycom Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PAYC | CUSIP 70432V102 | 04/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Robert J. Levenson | Mgmt | For | For | For | |||||||
1.2 | Elect Frederick C. Peters II | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
PROS Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRO | CUSIP 74346Y103 | 05/11/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Penelope Herscher | Mgmt | For | For | For | |||||||
1.2 | Elect Leslie J. Rechan | Mgmt | For | For | For | |||||||
1.3 | Elect William Russell | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Proto Labs Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRLB | CUSIP 743713109 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Archie C. Black | Mgmt | For | For | For | |||||||
1.2 | Elect Sujeet Chand | Mgmt | For | For | For | |||||||
1.3 | Elect Rainer Gawlick | Mgmt | For | For | For | |||||||
1.4 | Elect John B. Goodman | Mgmt | For | For | For | |||||||
1.5 | Elect Victoria M. Holt | Mgmt | For | For | For | |||||||
1.6 | Elect Donald G. Krantz | Mgmt | For | For | For | |||||||
1.7 | Elect Sven A. Wehrwein | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Quality Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QSII | CUSIP 747582104 | 08/22/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect John R. Frantz | Mgmt | For | For | For | |||||||
1.2 | Elect Craig A. Barbarosh | Mgmt | For | For | For | |||||||
1.3 | Elect George H. Bristol | Mgmt | For | For | For | |||||||
1.4 | Elect Julie D. Klapstein | Mgmt | For | For | For | |||||||
1.5 | Elect James C. Malone | Mgmt | For | For | For | |||||||
1.6 | Elect Jeffrey H. Margolis | Mgmt | For | For | For | |||||||
1.7 | Elect Morris Panner | Mgmt | For | For | For | |||||||
1.8 | Elect Sheldon Razin | Mgmt | For | For | For | |||||||
1.9 | Elect Lance E. Rosenzweig | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | Against | Against | |||||||
Quidel Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QDEL | CUSIP 74838J101 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
1.2 | Elect Douglas C. Bryant | Mgmt | For | For | For | |||||||
1.3 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |||||||
1.4 | Elect Mary Lake Polan | Mgmt | For | For | For | |||||||
1.5 | Elect Jack W. Schuler | Mgmt | For | For | For | |||||||
1.6 | Elect Charles P. Slacik | Mgmt | For | For | For | |||||||
1.7 | Elect Matthew Strobeck | Mgmt | For | For | For | |||||||
1.8 | Elect Kenneth J. Widder | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Approval of the 2018 Equity Incentive Plan | Mgmt | For | For | For | |||||||
Sun Hydraulics Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SNHY | CUSIP 866942105 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Wolfgang H. Dangel | Mgmt | For | For | For | |||||||
1.2 | Elect David W. Grzelak | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Tyler Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYL | CUSIP 902252105 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||||||
2 | Elect Glenn A. Carter | Mgmt | For | For | For | |||||||
3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||||||
4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||||||
5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||||||
6 | Elect H. Lynn Moore, Jr. | Mgmt | For | For | For | |||||||
7 | Elect Daniel M. Pope | Mgmt | For | For | For | |||||||
8 | Elect Dustin R. Womble | Mgmt | For | Against | Against | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Approval of 2018 Stock Incentive Plan | Mgmt | For | For | For | |||||||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
Veeva Systems Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VEEV | CUSIP 922475108 | 06/13/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Timothy C. Barabe | Mgmt | For | For | For | |||||||
1.2 | Elect Gordon Ritter | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Vocera Communications, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VCRA | CUSIP 92857F107 | 06/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect John N. McMullen | Mgmt | For | For | For | |||||||
2 | Elect Sharon L. OKeefe | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||||
Zoes Kitchen, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ZOES | CUSIP 98979J109 | 06/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Thomas J. Baldwin | Mgmt | For | For | For | |||||||
2 | Elect Sue Collyns | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
5 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | Against | Against |
BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND
Azimut Holding S.p.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AZM | CINS T0783G106 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Italy | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Ratify Co-Option of Renata Maria Ricotti | Mgmt | For | For | For | |||||||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||||||
5 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
6 | Increase in Auditors Fees | Mgmt | For | For | For | |||||||
BAE Systems plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BA | CINS G06940103 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Elect Roger Carr | Mgmt | For | For | For | |||||||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | |||||||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||||||
7 | Elect Harriet Green | Mgmt | For | For | For | |||||||
8 | Elect Chris Grigg | Mgmt | For | For | For | |||||||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||||||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||||||
13 | Elect Charles Woodburn | Mgmt | For | For | For | |||||||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | |||||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||||
16 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Bayerische Motoren Werke AG (BMW) |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BMW | CINS D12096109 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Board Acts | Mgmt | For | Abstain | Against | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Abstain | Against | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Elect Kurt Bock | Mgmt | For | For | For | |||||||
10 | Elect Reinhard Huttl | Mgmt | For | For | For | |||||||
11 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||||||
12 | Elect Renate Kocher | Mgmt | For | For | For | |||||||
13 | Amendments to Remuneration Policy | Mgmt | For | Against | Against | |||||||
BIC (Societe Bic) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BB | CINS F10080103 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Directors Fees | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
10 | Elect John Glen | Mgmt | For | For | For | |||||||
11 | Elect Marie-Henriette Poinsot | Mgmt | For | For | For | |||||||
12 | Elect Edouard Bich (Societe M.B.D) | Mgmt | For | For | For | |||||||
13 | Elect Pierre Vareille | Mgmt | For | For | For | |||||||
14 | Elect Gonzalve Bich | Mgmt | For | For | For | |||||||
15 | Remuneration of Bruno Bich, Chair and CEO | Mgmt | For | For | For | |||||||
16 | Remuneration of Gonzalve Bich, Deputy CEO | Mgmt | For | For | For | |||||||
17 | Remuneration of James DiPietro, Deputy CEO | Mgmt | For | For | For | |||||||
18 | Remuneration of Marie-Aimee Bich-Dufour, Deputy CEO | Mgmt | For | For | For | |||||||
19 | Remuneration Policy (Executives) | Mgmt | For | Against | Against | |||||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||||
22 | Greenshoe | Mgmt | For | For | For | |||||||
23 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||||||
24 | Employment Stock Purchase Plan | Mgmt | For | For | For | |||||||
25 | Suppression of Preemptive Rights for Shares Issued Under Employment Stock Purchase Plan | Mgmt | For | For | For | |||||||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||||
27 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||||
28 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||||||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Canadian Natural Resources Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CNQ | CINS 136385101 | 05/03/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect Catherine M. Best | Mgmt | For | For | For | |||||||
3 | Elect N. Murray Edwards | Mgmt | For | For | For | |||||||
4 | Elect Timothy W. Faithfull | Mgmt | For | For | For | |||||||
5 | Elect Christopher L. Fong | Mgmt | For | For | For | |||||||
6 | Elect Gordon D. Giffin | Mgmt | For | For | For | |||||||
7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | |||||||
8 | Elect Steve W. Laut | Mgmt | For | For | For | |||||||
9 | Elect Tim S. McKay | Mgmt | For | For | For | |||||||
10 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||||
11 | Elect David A. Tuer | Mgmt | For | For | For | |||||||
12 | Elect Annette Verschuren | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Carl Zeiss Meditec AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AFX | CINS D14895102 | 04/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Elect Tania Lehmbach as Supervisory Board Member | Mgmt | For | For | For | |||||||
10 | Authority
to Issue Convertible Debt Instruments; Increase in Conditional Capital |
Mgmt | For | Against | Against | |||||||
Cyberagent Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
4751 | CINS J1046G108 | 12/15/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||||
4 | Elect Susumu Fujita | Mgmt | For | Against | Against | |||||||
5 | Elect Yusuke Hidaka | Mgmt | For | For | For | |||||||
6 | Elect Yasuo Okamoto | Mgmt | For | For | For | |||||||
7 | Elect Goh Nakayama | Mgmt | For | For | For | |||||||
8 | Elect Masahide Koike | Mgmt | For | For | For | |||||||
9 | Elect Takahiro Yamauchi | Mgmt | For | For | For | |||||||
10 | Elect Kohki Ukita | Mgmt | For | For | For | |||||||
11 | Elect Tetsuhito Soyama | Mgmt | For | For | For | |||||||
12 | Elect Kohichi Nakamura | Mgmt | For | For | For | |||||||
13 | Elect Tohko Shiotsuki | Mgmt | For | For | For | |||||||
14 | Elect Masao Horiuchi | Mgmt | For | For | For | |||||||
15 | Elect Isao Numata | Mgmt | For | For | For | |||||||
16 | Non-Audit Committee Directors Fees | Mgmt | For | For | For | |||||||
17 | Audit Committee Directors Fees | Mgmt | For | For | For | |||||||
Dassault Systemes SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DSY | CINS F2457H472 | 05/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Scrip Dividend | Mgmt | For | For | For | |||||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||||
10 | Severance Agreement (Bernard Charles, Vice-Chair and CEO) | Mgmt | For | Against | Against | |||||||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||||||
12 | Remuneration Policy (Vice-Chair and CEO) | Mgmt | For | Against | Against | |||||||
13 | Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | |||||||
14 | Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | Against | Against | |||||||
15 | Elect Charles Edelstenne | Mgmt | For | For | For | |||||||
16 | Elect Bernard Charles | Mgmt | For | For | For | |||||||
17 | Elect Thibault de Tersant | Mgmt | For | For | For | |||||||
18 | Elect Xavier Cauchois | Mgmt | For | Against | Against | |||||||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||||
21 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||||||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
23 | Amendments to Articles | Mgmt | For | For | For | |||||||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
DCC Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DCC | CINS G2689P101 | 07/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Remuneration Policy (AdvisoryNon-UK Issuer) | Mgmt | For | For | For | |||||||
5 | Elect Emma FitzGerald | Mgmt | For | For | For | |||||||
6 | Elect David Jukes | Mgmt | For | For | For | |||||||
7 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||||
8 | Elect Jane Lodge | Mgmt | For | For | For | |||||||
9 | Elect Cormac McCarthy | Mgmt | For | For | For | |||||||
10 | Elect John Moloney | Mgmt | For | For | For | |||||||
11 | Elect Donal Murphy | Mgmt | For | For | For | |||||||
12 | Elect Fergal ODwyer | Mgmt | For | For | For | |||||||
13 | Elect Leslie Van de Walle | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||||
20 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||||||
Diageo plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DGE | CINS G42089113 | 09/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||||||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||||||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||||||
8 | Elect HO Kwon Ping | Mgmt | For | For | For | |||||||
9 | Elect Betsy D. Holden | Mgmt | For | For | For | |||||||
10 | Elect Nicola Mendelsohn | Mgmt | For | For | For | |||||||
11 | Elect Ivan Menezes | Mgmt | For | For | For | |||||||
12 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||||||
13 | Elect Alan Stewart | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
20 | Share Value Plan | Mgmt | For | For | For | |||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Dominion Diamond Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDC | CUSIP 257287102 | 09/19/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Acquisition | Mgmt | For | For | For | |||||||
Dominion Diamond Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDC | CINS 257287102 | 09/19/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Acquisition | Mgmt | For | For | For | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Essilor International | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EI | CINS F31668100 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Elect Antoine Bernard de Saint-Affrique | Mgmt | For | For | For | |||||||
9 | Elect Louise Frechette | Mgmt | For | For | For | |||||||
10 | Elect Bernard Hours | Mgmt | For | For | For | |||||||
11 | Elect Marc A. Onetto | Mgmt | For | For | For | |||||||
12 | Elect Olivier Pecoux | Mgmt | For | Against | Against | |||||||
13 | Elect Jeanette Wong | Mgmt | For | For | For | |||||||
14 | Elect Jeanette Wong | Mgmt | For | For | For | |||||||
15 | Severance Agreement (Laurent Vacherot, Deputy CEO) | Mgmt | For | For | For | |||||||
16 | Remuneration of Hubert Sagnieres, Chair and CEO | Mgmt | For | For | For | |||||||
17 | Remuneration of Laurent Vacherot, Deputy CEO | Mgmt | For | For | For | |||||||
18 | Remuneration Policy (Corporate Officers) | Mgmt | For | Against | Against | |||||||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Grifols SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GRF | CINS E5706X215 | 05/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Spain | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Individual Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor (Individual Accounts) | Mgmt | For | For | For | |||||||
6 | Appointment of Auditor (Consolidated Accounts) | Mgmt | For | For | For | |||||||
7 | Elect Belen Villalonga Morenes | Mgmt | For | For | For | |||||||
8 | Elect Marla E Salmon | Mgmt | For | For | For | |||||||
9 | Remuneration Report | Mgmt | For | For | For | |||||||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Icon Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ICLR | CUSIP G4705A100 | 07/25/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Elect Dermot Kelleher | Mgmt | For | For | For | |||||||
2 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||||||
3 | Elect Mary Pendergast | Mgmt | For | For | For | |||||||
4 | Elect Ronan Murphy | Mgmt | For | For | For | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
9 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
11 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||||
Ingenico Group SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ING | CINS F5276G104 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Scrip Dividend | Mgmt | For | For | For | |||||||
9 | Approve Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||||||
10 | Ratification of the Co-option of Sophie Etchandy-Stabile | Mgmt | For | For | For | |||||||
11 | Elect Thierry Sommelet | Mgmt | For | For | For | |||||||
12 | Resignation of Colette Lewiner | Mgmt | For | For | For | |||||||
13 | Elect Xavier Moreno | Mgmt | For | For | For | |||||||
14 | Elect Elie Vannier | Mgmt | For | For | For | |||||||
15 | Remuneration of Philippe Lazare, Chair and CEO | Mgmt | For | For | For | |||||||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||||||
21 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights | Mgmt | For | For | For | |||||||
22 | Greenshoe | Mgmt | For | For | For | |||||||
23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||||
24 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||||||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
26 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||||
27 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||||
28 | Amendment to Articles Regarding Corporate Officer Remuneration | Mgmt | For | For | For | |||||||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Invesco Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||||||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||||||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||||||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||||||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||||||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||||||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||||||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||||||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||||||
Japan Tobacco Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2914 | CINS J27869106 | 03/27/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||||||
5 | Elect Masamichi Terabatake | Mgmt | For | For | For | |||||||
6 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||||||
7 | Elect Naohito Minami | Mgmt | For | For | For | |||||||
8 | Elect Kiyohide Hirowatari | Mgmt | For | For | For | |||||||
9 | Elect Main Kohda | Mgmt | For | For | For | |||||||
10 | Elect Kohichiroh Watanabe | Mgmt | For | For | For | |||||||
11 | Elect Ryoko Nagata as Statutory Auditor | Mgmt | For | Against | Against | |||||||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||||||
Johnson Controls International plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||||||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||||||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||||||
5 | Elect Simone Menne | Mgmt | For | For | For | |||||||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||||||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||||||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||||||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||||||
10 | Elect R. David Yost | Mgmt | For | For | For | |||||||
11 | Elect John D. Young | Mgmt | For | For | For | |||||||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||||||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||||||
Kingdee International Software Group Co. Ltd |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
268 | CINS G52568147 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Elect LIN Bo | Mgmt | For | For | For | |||||||
5 | Elect LIU Chia Yung | Mgmt | For | For | For | |||||||
6 | Elect Gary C. Biddle | Mgmt | For | Against | Against | |||||||
7 | Elect SHEN Yuan Ching | Mgmt | For | For | For | |||||||
8 | Elect CAO Yang Feng | Mgmt | For | For | For | |||||||
9 | Directors Fees | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
Kingsoft Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3888 | CINS G5264Y108 | 05/23/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect LAU Chi Ping | Mgmt | For | Against | Against | |||||||
6 | Elect David TANG Yuen Kwan | Mgmt | For | For | For | |||||||
7 | Elect WU Wenjie | Mgmt | For | For | For | |||||||
8 | Directors Fees | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
Kingsoft Corporation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3888 | CINS G5264Y108 | 02/27/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Share Purchase Agreements | Mgmt | For | For | For | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Kingsoft Corporation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3888 | CINS G5264Y108 | 09/29/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Voting Proxy Agreement; and Capital Injection Agreement | Mgmt | For | For | For | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Kone Oyj | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KNEBV | CINS X4551T105 | 02/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Finland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||||||
12 | Directors Fees | Mgmt | For | For | For | |||||||
13 | Board Size | Mgmt | For | For | For | |||||||
14 | Election of Directors | Mgmt | For | Against | Against | |||||||
15 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
16 | Number of Auditors | Mgmt | For | For | For | |||||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
Man Group plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EMG | CINS G5790V172 | 05/11/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Katharine Barker | Mgmt | For | For | For | |||||||
6 | Elect Richard D.A. Berliand | Mgmt | For | For | For | |||||||
7 | Elect John Cryan | Mgmt | For | For | For | |||||||
8 | Elect Luke Ellis | Mgmt | For | For | For | |||||||
9 | Elect Andrew D. Horton | Mgmt | For | For | For | |||||||
10 | Elect Mark Daniel Jones | Mgmt | For | For | For | |||||||
11 | Elect Matthew Lester | Mgmt | For | For | For | |||||||
12 | Elect Lord Ian P. Livingston | Mgmt | For | For | For | |||||||
13 | Elect Dev Sanyal | Mgmt | For | For | For | |||||||
14 | Elect Nina Shapiro | Mgmt | For | For | For | |||||||
15 | Elect Jonathan Sorrell | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
19 | Long Term Incentive Plan | Mgmt | For | For | For | |||||||
20 | Deferred Share Plan | Mgmt | For | For | For | |||||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments) | Mgmt | For | For | For | |||||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Mitsubishi Estate Co Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
8802 | CINS J43916113 | 06/28/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||||||
4 | Elect Junichi Yoshida | Mgmt | For | For | For | |||||||
5 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||||||
6 | Elect Tetsuji Arimori | Mgmt | For | For | For | |||||||
7 | Elect Hiroshi Katayama | Mgmt | For | For | For | |||||||
8 | Elect Noboru Nishigai | Mgmt | For | For | For | |||||||
9 | Elect Jo Kato | Mgmt | For | Against | Against | |||||||
10 | Elect Toru Ohkusa | Mgmt | For | For | For | |||||||
11 | Elect Shin Ebihara | Mgmt | For | For | For | |||||||
12 | Elect Shu Tomioka | Mgmt | For | For | For | |||||||
13 | Elect Tetsuo Narukawa | Mgmt | For | For | For | |||||||
14 | Elect Masaaki Shirakawa | Mgmt | For | For | For | |||||||
15 | Elect Shin Nagase | Mgmt | For | For | For | |||||||
16 | Elect Setsuko Egami | Mgmt | For | For | For | |||||||
17 | Elect Iwao Taka | Mgmt | For | For | For | |||||||
Nestle S.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NESN | CINS H57312649 | 04/12/2018 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
6 | Elect Paul Bulcke as Board Chair | Mgmt | For | TNA | N/A | |||||||
7 | Elect Ulf Mark Schneider | Mgmt | For | TNA | N/A | |||||||
8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||||||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||||||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||||||
11 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||||||
12 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||||||
13 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||||||
14 | Elect Ruth Khasaya Oniango | Mgmt | For | TNA | N/A | |||||||
15 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||||||
16 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | |||||||
17 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||||||
18 | Elect Pablo Isla | Mgmt | For | TNA | N/A | |||||||
19 | Elect Kimberly Ross | Mgmt | For | TNA | N/A | |||||||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
21 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
22 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
23 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||||||
27 | Executive Compensation | Mgmt | For | TNA | N/A | |||||||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||||||
29 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | TNA | N/A | |||||||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
Novo Nordisk A/S | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NOVOB | CINS K72807132 | 03/22/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Denmark | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||||
8 | Directors Fees for 2017 | Mgmt | For | For | For | |||||||
9 | Directors Fees for 2018 | Mgmt | For | For | For | |||||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
11 | Elect Helge Lund | Mgmt | For | For | For | |||||||
12 | Elect Jeppe Christiansen | Mgmt | For | For | For | |||||||
13 | Elect Brian Daniels | Mgmt | For | For | For | |||||||
14 | Elect Andreas Fibig | Mgmt | For | For | For | |||||||
15 | Elect Sylvie Gregoire | Mgmt | For | For | For | |||||||
16 | Elect Liz Hewitt | Mgmt | For | For | For | |||||||
17 | Elect Kasim Kutay | Mgmt | For | For | For | |||||||
18 | Elect Martin Mackay | Mgmt | For | For | For | |||||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||||
20 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
22 | Remuneration Guidelines | Mgmt | For | For | For | |||||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Paddy Power Betfair Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PPB | CINS G68673113 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||||||
5 | Elect Jan Bolz | Mgmt | For | For | For | |||||||
6 | Elect Emer Timmons | Mgmt | For | For | For | |||||||
7 | Re-elect Zillah Byng-Thorne | Mgmt | For | For | For | |||||||
8 | Re-elect Michael E. Cawley | Mgmt | For | For | For | |||||||
9 | Re-elect Ian Dyson | Mgmt | For | For | For | |||||||
10 | Re-elect Alex Gersh | Mgmt | For | For | For | |||||||
11 | Re-elect Peter Jackson | Mgmt | For | For | For | |||||||
12 | Re-elect Gary McGann | Mgmt | For | For | For | |||||||
13 | Re-elect Peter Rigby | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to set price range for reissuance of treasury shares | Mgmt | For | For | For | |||||||
Qiagen N.V. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QGEN | CUSIP N72482123 | 06/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
4 | Elect Stephane Bancel | Mgmt | For | For | For | |||||||
5 | Elect Hakan Bjorklund | Mgmt | For | For | For | |||||||
6 | Elect Metin Colpan | Mgmt | For | For | For | |||||||
7 | Elect Ross L. Levine | Mgmt | For | For | For | |||||||
8 | Elect Elaine Mardis | Mgmt | For | For | For | |||||||
9 | Elect Lawrence A. Rosen | Mgmt | For | For | For | |||||||
10 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||||||
11 | Elect Peer Schatz | Mgmt | For | For | For | |||||||
12 | Elect Roland Sackers | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
RELX Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
REL | CINS G74570121 | 04/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
6 | Elect Suzanne Wood | Mgmt | For | For | For | |||||||
7 | Elect Erik Engstrom | Mgmt | For | For | For | |||||||
8 | Elect Anthony Habgood | Mgmt | For | For | For | |||||||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||||||
10 | Elect Adrian Hennah | Mgmt | For | For | For | |||||||
11 | Elect Marike van Lier Lels | Mgmt | For | For | For | |||||||
12 | Elect Nicholas Luff | Mgmt | For | For | For | |||||||
13 | Elect Robert J. MacLeod | Mgmt | For | For | For | |||||||
14 | Elect Carol G. Mills | Mgmt | For | For | For | |||||||
15 | Elect Linda S. Sanford | Mgmt | For | For | For | |||||||
16 | Elect Ben van der Veer | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
RELX Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
REL | CINS G74570121 | 06/27/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Court | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | |||||||
RELX Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
REL | CINS G74570121 | 06/27/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Restructuring: Merger of RELX plc and RELX NV | Mgmt | For | For | For | |||||||
2 | Increase in NEDs Fee Cap | Mgmt | For | For | For | |||||||
Sanofi | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SAN | CINS F5548N101 | 05/02/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||||||
9 | Elect Patrick Kron | Mgmt | For | For | For | |||||||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||||||
11 | Elect Emmanuel Babeau | Mgmt | For | For | For | |||||||
12 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||||||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||||||
14 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||||||
15 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
18 | Amendment to Articles Regarding Age Limits | Mgmt | For | Against | Against | |||||||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Sap SE | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SAP | CINS D66992104 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Boards Acts | Mgmt | For | For | For | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
8 | Amendments to Compensation Policy | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||||
10 | Elect Aicha Evans | Mgmt | For | For | For | |||||||
11 | Elect Friederike Rotsch | Mgmt | For | For | For | |||||||
12 | Elect Gerhard Oswald | Mgmt | For | For | For | |||||||
13 | Elect Diane B. Greene | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
15 | Amendments to Articles | Mgmt | For | For | For | |||||||
Sapporo Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2501 | CINS J69413193 | 03/29/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||||
4 | Elect Tsutomu Kamijoh | Mgmt | For | For | For | |||||||
5 | Elect Masaki Oga | Mgmt | For | For | For | |||||||
6 | Elect Hiroyuki Nose | Mgmt | For | For | For | |||||||
7 | Elect Shinichi Soya | Mgmt | For | For | For | |||||||
8 | Elect Mayumi Fukuhara | Mgmt | For | For | For | |||||||
9 | Elect Ikuya Yoshida | Mgmt | For | For | For | |||||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||||||
11 | Elect Shizuka Uzawa | Mgmt | For | For | For | |||||||
12 | Elect Mackenzie D. Clugston | Mgmt | For | For | For | |||||||
13 | Elect Takanori Iizuka as Alternate Statutory Auditor | Mgmt | For | For | For | |||||||
Sasol Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SOL | CUSIP 803866300 | 11/17/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Re-elect Mandla S.V. Gantsho | Mgmt | For | For | For | |||||||
2 | Re-elect Nomgando N.A. Matyumza | Mgmt | For | For | For | |||||||
3 | Re-elect Zamani (Moses) Mkhize | Mgmt | For | For | For | |||||||
4 | Re-elect Stephen Westwell | Mgmt | For | For | For | |||||||
5 | Elect Gesina (Trix) M.B. Kennealy | Mgmt | For | For | For | |||||||
6 | Elect Mpho E.K. Nkeli | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||||
8 | Elect Audit Committee Member (Colin Beggs) | Mgmt | For | For | For | |||||||
9 | Elect Audit Committee Member (Trix Kennealy) | Mgmt | For | For | For | |||||||
10 | Elect Audit Committee Member (Nomgando Matyumza) | Mgmt | For | For | For | |||||||
11 | Elect Audit Committee Member (JJ Njeke) | Mgmt | For | For | For | |||||||
12 | Elect Audit Committee Member (Stephen Westwell) | Mgmt | For | For | For | |||||||
13 | Approve Remuneration Policy (Policy) | Mgmt | For | For | For | |||||||
14 | Approve Remuneration Policy (Implementation) | Mgmt | For | For | For | |||||||
15 | Approve NEDs Fees | Mgmt | For | For | For | |||||||
16 | Specific Authority to Repurchase Shares (Sasol Investment Company) | Mgmt | For | For | For | |||||||
17 | General Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Specific Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Amendment to Memorandum (Redesignation Date) | Mgmt | For | For | For | |||||||
21 | Amendment to Memorandum (Clause 39.4.3.2) | Mgmt | For | For | For | |||||||
22 | Amendment to Memorandum (Share Terms and Related Contracts) | Mgmt | For | For | For | |||||||
23 | Increase in Authorised Capital | Mgmt | For | For | For | |||||||
24 | Amendment to Memorandum (Clause 9.1) | Mgmt | For | For | For | |||||||
25 | Approve Employee Share Ownership Plan | Mgmt | For | For | For | |||||||
26 | Authority to Issue Bonus Shares (SOLBE1 - Bonus Award) | Mgmt | For | For | For | |||||||
27 | Authority to Issue Shares (SOLBE1 - Sasol Khanyisa Invitation) | Mgmt | For | For | For | |||||||
28 | Authority to Issue Shares (SOLBE1 - Trustees of Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | |||||||
29 | Authority to Issue Shares (SOLBE1 - Additional Issuance) | Mgmt | For | For | For | |||||||
30 | Authority to Issue Shares (SOBLE1 - Automatic Share Exchange) | Mgmt | For | For | For | |||||||
31 | Authority to Issue Shares (SOL - Trustees of Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | |||||||
32 | Authority to Issue Shares (SOL - Additional Issuance) | Mgmt | For | For | For | |||||||
33 | Approve Financial Assistance (Sasol Khanyisa ESOP Trust - SOLBE1 Shares) | Mgmt | For | For | For | |||||||
34 | Approve Financial Assistance (Ordinary Shares - Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | |||||||
35 | Approve Financial Assistance (Sasol Khanyisa Shares) | Mgmt | For | For | For | |||||||
36 | Approve Financial Assistance (SOLBE1 Shares) | Mgmt | For | For | For | |||||||
37 | Approve Financial Assistance (SSA Khanyisa Shares) | Mgmt | For | For | For | |||||||
38 | Approve Financial Assistance (SSA Ordinary Shares) | Mgmt | For | For | For | |||||||
39 | Authority to Issue Shares (Sasol Khanyisa ESOP Trust) | Mgmt | For | For | For | |||||||
40 | Authority to Issue Shares (FundCo) | Mgmt | For | For | For | |||||||
41 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Shire plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SHP | CINS G8124V108 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||||||
5 | Elect Ian T. Clark | Mgmt | For | For | For | |||||||
6 | Elect Thomas Dittrich | Mgmt | For | For | For | |||||||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||||||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||||||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||||||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||||||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||||||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | |||||||
13 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments) | Mgmt | For | For | For | |||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Swatch Group Ltd. (The) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UHRN | CINS H83949141 | 05/24/2018 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
5 | Fixed Board Compensation (Non-Executive Functions) | Mgmt | For | TNA | N/A | |||||||
6 | Fixed Board Compensation (Executive Functions) | Mgmt | For | TNA | N/A | |||||||
7 | Fixed Executive Compensation | Mgmt | For | TNA | N/A | |||||||
8 | Variable Compensation (Executive Directors) | Mgmt | For | TNA | N/A | |||||||
9 | Variable Compensation (Executive Management) | Mgmt | For | TNA | N/A | |||||||
10 | Elect Nayla Hayek | Mgmt | For | TNA | N/A | |||||||
11 | Elect Ernst Tanner | Mgmt | For | TNA | N/A | |||||||
12 | Elect Daniela Aeschlimann | Mgmt | For | TNA | N/A | |||||||
13 | Elect Georges Nick Hayek | Mgmt | For | TNA | N/A | |||||||
14 | Elect Claude Nicollier | Mgmt | For | TNA | N/A | |||||||
15 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||||||
16 | Appoint Nayla Hayek as Board Chair | Mgmt | For | TNA | N/A | |||||||
17 | Elect Nayla Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
18 | Elect Ernst Tanner as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
19 | Elect Daniela Aeschlimann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
20 | Elect Georges Nick Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
21 | Elect Claude Nicollier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
22 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
Teva Pharmaceutical Industries Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TEVA | CUSIP 881624209 | 06/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||||||
2 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||||||
3 | Elect Ronit Satchi-Fainaro | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||||
7 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
Teva Pharmaceutical Industries Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TEVA | CUSIP 881624209 | 07/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Elect Sol J. Barer | Mgmt | For | For | For | |||||||
2 | Elect Jean-Michel Halfon | Mgmt | For | For | For | |||||||
3 | Elect Murray A. Goldberg | Mgmt | For | For | For | |||||||
4 | Elect Nechemia Peres | Mgmt | For | For | For | |||||||
5 | Elect Roberto A. Mignone | Mgmt | For | For | For | |||||||
6 | Elect Perry Nisen | Mgmt | For | For | For | |||||||
7 | Compensation Terms of Chair | Mgmt | For | For | For | |||||||
8 | Employment Terms of Interim President and CEO | Mgmt | For | For | For | |||||||
9 | Directors Fees | Mgmt | For | For | For | |||||||
10 | Amendment to the 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||||||
11 | 2017 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||||
12 | Reduction of Authorized Shares | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
Total Produce Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
T7O | CINS G8983Q109 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Rory P. Byrne | Mgmt | For | For | For | |||||||
4 | Elect Frank J. Davis | Mgmt | For | For | For | |||||||
5 | Elect Seamus Taaffe | Mgmt | For | For | For | |||||||
6 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
9 | Authority to Issue Shares w/o Preemptive Rights (Specified capital Investment) | Mgmt | For | For | For | |||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
11 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
UBM plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UBM | CINS G9226Z112 | 04/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Court | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Scheme | Mgmt | For | For | For | |||||||
UBM plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UBM | CINS G9226Z112 | 04/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Merger | Mgmt | For | For | For | |||||||
UBM plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UBM | CINS G9226Z112 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
6 | Elect Timothy R. Cobbold | Mgmt | For | For | For | |||||||
7 | Elect Greg Hugh Lock | Mgmt | For | For | For | |||||||
8 | Elect John P. McConnell | Mgmt | For | For | For | |||||||
9 | Elect Mary T. McDowell | Mgmt | For | For | For | |||||||
10 | Elect Terry Neill | Mgmt | For | For | For | |||||||
11 | Elect Trynka Shineman | Mgmt | For | For | For | |||||||
12 | Elect David Wei | Mgmt | For | For | For | |||||||
13 | Elect Marina Wyatt | Mgmt | For | For | For | |||||||
14 | Elect Warren A. Finegold | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
UOB Kay Hian Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
U10 | CINS Y92991101 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Singapore | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Directors Fees | Mgmt | For | For | For | |||||||
4 | Elect Esmond CHOO Liong Gee | Mgmt | For | Against | Against | |||||||
5 | Elect KUAH Boon Wee | Mgmt | For | Against | Against | |||||||
6 | Elect CHNG Seng Hong | Mgmt | For | Against | Against | |||||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||||
9 | Authority to Issue Shares under the UOB-Kay Hian | |||||||||||
Holdings Limited Scrip Dividend Scheme | Mgmt | For | For | For | ||||||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Wolters Kluwer NV | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WKL | CINS ADPV09931 | 04/19/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Netherlands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
|||||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
15 | Authority to Cancel Shares | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
BROWN CAPITAL MANAGEMENT INTERNATIONAL SMALL COMPANY FUND
Abcam plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABC | CINS G0060R118 | 11/14/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
6 | Elect Murray Hennessy | Mgmt | For | For | For | |||||||
7 | Elect Jonathan Milner | Mgmt | For | For | For | |||||||
8 | Elect Alan Hirzel | Mgmt | For | For | For | |||||||
9 | Elect Gavin Wood | Mgmt | For | For | For | |||||||
10 | Elect Louise A.V.C. Patten | Mgmt | For | For | For | |||||||
11 | Elect Sue Harris | Mgmt | For | For | For | |||||||
12 | Elect Mara G. Aspinall | Mgmt | For | For | For | |||||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Albioma SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABIO | CINS F0190K109 | 05/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Scrip Dividend | Mgmt | For | For | For | |||||||
9 | Remuneration of Jacques Petry, Chair | Mgmt | For | For | For | |||||||
10 | Remuneration of Frederic Moyne, CEO | Mgmt | For | For | For | |||||||
11 | Remuneration Policy (Non-Executives Corporate Officers) | Mgmt | For | For | For | |||||||
12 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||||||
13 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||||||
14 | Ratification of the Co-Option of Ulrike Steinhorst | Mgmt | For | For | For | |||||||
15 | Elect Pierre B. Bouchut | Mgmt | For | For | For | |||||||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||||
18 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||||
19 | Authority to Issue Warrants (Specified Category) | Mgmt | For | For | For | |||||||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
21 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Ambu A/S | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMBUB | CINS K03293113 | 12/13/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Denmark | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Directors Fees | Mgmt | For | For | For | |||||||
8 | Elect Jens Bager | Mgmt | For | For | For | |||||||
9 | Elect Mikael Worning | Mgmt | For | For | For | |||||||
10 | Elect Oliver Johansen | Mgmt | For | For | For | |||||||
11 | Elect Allan Sogaard Larsen | Mgmt | For | For | For | |||||||
12 | Elect Christian Sagild | Mgmt | For | Abstain | Against | |||||||
13 | Elect Henrik Ehlers Wulff | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Remuneration Guidelines | Mgmt | For | For | For | |||||||
16 | Amendments to Articles Regarding Denomination of Shares | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | |||||||
19 | Amendments to Articles Regarding General Meeting Attendance | Mgmt | For | For | For | |||||||
20 | Authority to Carry out Formalities | Mgmt | For | For | For | |||||||
Azimut Holding S.p.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AZM | CINS T0783G106 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Italy | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Ratify Co-Option of Renata Maria Ricotti | Mgmt | For | For | For | |||||||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||||||
5 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
6 | Increase in Auditors Fees | Mgmt | For | For | For | |||||||
Crisil Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRISIL | CINS Y1791U115 | 04/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | India | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||||
4 | Elect Martina Cheung | Mgmt | For | Against | Against | |||||||
5 | Elect Ewout Steenberger | Mgmt | For | For | For | |||||||
6 | Elect Girish S. Paranjpe | Mgmt | For | For | For | |||||||
7 | Authority to Give Guarantees, Make Loans, and Grant Investments | Mgmt | For | For | For | |||||||
CyberArk Software Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CYBR | CUSIP M2682V108 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Ehud Mokady | Mgmt | For | For | For | |||||||
2 | Elect David Schaeffer | Mgmt | For | For | For | |||||||
3 | Equity Awards of CEO | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
Datalex Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DLE | CINS G2659W102 | 06/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect John Bateson | Mgmt | For | Against | Against | |||||||
4 | Elect Aidan Brogan | Mgmt | For | For | For | |||||||
5 | Elect Roger Conan | Mgmt | For | For | For | |||||||
6 | Elect David Kennedy | Mgmt | For | For | For | |||||||
7 | Elect Peter Lennon | Mgmt | For | Against | Against | |||||||
8 | Elect Garry Lyons | Mgmt | For | For | For | |||||||
9 | Elect Paschal Taggart | Mgmt | For | For | For | |||||||
10 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Dechra Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DPH | CINS G2769C145 | 02/12/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Acquisition | Mgmt | For | Abstain | Against | |||||||
2 | Allot Shares | Mgmt | For | Abstain | Against | |||||||
3 | Disapplication of Preemptive Rights | Mgmt | For | Abstain | Against | |||||||
4 | Further Disapplication of Preemptive Rights | Mgmt | For | Abstain | Against | |||||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Dechra Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DPH | CINS G2769C145 | 10/20/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Richard J. Cotton | Mgmt | For | For | For | |||||||
6 | Elect Lawson Macartney | Mgmt | For | For | For | |||||||
7 | Elect Tony Rice | Mgmt | For | For | For | |||||||
8 | Elect Ian Page | Mgmt | For | For | For | |||||||
9 | Elect Tony Griffin | Mgmt | For | For | For | |||||||
10 | Elect Julian Heslop | Mgmt | For | For | For | |||||||
11 | Elect Ishbel Macpherson | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
19 | 2017 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Descartes Systems Group Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DSG | CINS 249906108 | 05/31/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect David I. Beatson | Mgmt | For | For | For | |||||||
3 | Elect Deborah Close | Mgmt | For | For | For | |||||||
4 | Elect Eric Demirian | Mgmt | For | For | For | |||||||
5 | Elect Christopher Hewat | Mgmt | For | Abstain | Against | |||||||
6 | Elect Dennis Maple | Mgmt | For | For | For | |||||||
7 | Elect Jane OHagan | Mgmt | For | For | For | |||||||
8 | Elect Edward J. Ryan | Mgmt | For | For | For | |||||||
9 | Elect John Walker | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Emami Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EMAMILTD | CINS Y22891132 | 06/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Other | India | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Increase in Authorized Capital; Amendments to Memorandum | Mgmt | For | For | For | |||||||
3 | Bonus Share Issuance | Mgmt | For | For | For | |||||||
4 | Non-Executive Directors Commission | Mgmt | For | For | For | |||||||
Emami Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EMAMILTD | CINS Y22891132 | 08/02/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | India | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Radheshyam Goenka | Mgmt | For | Against | Against | |||||||
4 | Elect Mohan Goenka | Mgmt | For | For | For | |||||||
5 | Elect Sushil K. Goenka | Mgmt | For | For | For | |||||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
7 | Elect Kashi Nath Memani | Mgmt | For | Against | Against | |||||||
8 | Elect Yogendra P. Trivedi | Mgmt | For | For | For | |||||||
9 | Elect Satya Brata Ganguly | Mgmt | For | Against | Against | |||||||
10 | Elect Amit K. Deb | Mgmt | For | Against | Against | |||||||
11 | Elect Pradip Kr. Kaitan | Mgmt | For | Against | Against | |||||||
12 | Elect M.D. Mallya | Mgmt | For | For | For | |||||||
13 | Elect Chandra Kumar Dhanuka | Mgmt | For | Against | Against | |||||||
14 | Appointment of R.S. Agarwal (Executive Chairman); Approval of Remuneration | Mgmt | For | For | For | |||||||
15 | Appointment of R.S. Goenka (Whole-time Director); Approval of Remuneration | Mgmt | For | For | For | |||||||
16 | Amendment to Remuneration of Priti A Sureka (Whole-time Director) | Mgmt | For | For | For | |||||||
17 | Amendment to Remuneration of Prashant Goenka (Whole-time Director) | Mgmt | For | For | For | |||||||
18 | Authority to Set Cost Auditors Fees | Mgmt | For | For | For | |||||||
Evotec AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EVT | CINS D1646D105 | 06/20/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||||
8 | Change in Legal Form | Mgmt | For | For | For | |||||||
Famous Brands Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FBR | CINS S2699W101 | 07/28/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | South Africa | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Re-elect Chris Boulle | Mgmt | For | Against | Against | |||||||
2 | Re-elect Bheki Sibiya | Mgmt | For | For | For | |||||||
3 | Re-elect Theofanis Halamandaris | Mgmt | For | For | For | |||||||
4 | Elect Kevin Hedderwick | Mgmt | For | Against | Against | |||||||
5 | Elect Audit and Risk Committee Member (Moses Kgosana) | Mgmt | For | For | For | |||||||
6 | Elect Audit and Risk Committee Member (Thembisa Dingaan) | Mgmt | For | For | For | |||||||
7 | Elect Audit and Risk Committee Member (Norman Adami) | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Approve Remuneration Policy | Mgmt | For | Against | Against | |||||||
10 | Authority to Issue Shares Pursuant to Share Scheme | Mgmt | For | For | For | |||||||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
12 | Approve Financial Assistance | Mgmt | For | For | For | |||||||
13 | Approve NEDs Fees (Chairman) | Mgmt | For | For | For | |||||||
14 | Approve NEDs Fees (NEDs) | Mgmt | For | For | For | |||||||
15 | Approve NEDs Fees (Board Committees) | Mgmt | For | For | For | |||||||
16 | Approve NEDs Fees (Investment Committee Attendance) | Mgmt | For | For | For | |||||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Fidessa Group Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDSA | CINS G3469C104 | 04/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Court | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Merger/Acquisition | Mgmt | For | For | For | |||||||
Fidessa Group Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDSA | CINS G3469C104 | 04/05/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Authorization of Legal Formalities Pursuant to Merger | Mgmt | For | For | For | |||||||
Fidessa Group Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDSA | CINS G3469C104 | 04/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends (Special Dividend) | Mgmt | For | For | For | |||||||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
5 | Elect John Hamer | Mgmt | For | For | For | |||||||
6 | Elect Chris Aspinwall | Mgmt | For | For | For | |||||||
7 | Elect Andrew K. Skelton | Mgmt | For | For | For | |||||||
8 | Elect Ron Mackintosh | Mgmt | For | For | For | |||||||
9 | Elect John Worby | Mgmt | For | For | For | |||||||
10 | Elect Ken Archer | Mgmt | For | For | For | |||||||
11 | Elect Richard Longdon | Mgmt | For | For | For | |||||||
12 | Elect Ishbel Macpherson | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
GW Pharmaceuticals plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GWPH | CUSIP 36197T103 | 03/14/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||||||
4 | Elect Justin Gover | Mgmt | For | For | For | |||||||
5 | Elect Catherine J. Mackey | Mgmt | For | For | For | |||||||
6 | Elect Alicia Secor | Mgmt | For | For | For | |||||||
7 | Elect William Waldegrave | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||||
Hiday Hidaka Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
7611 | CINS J1934J107 | 05/25/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Tadashi Kanda | Mgmt | For | For | For | |||||||
2 | Elect Hitoshi Takahashi | Mgmt | For | For | For | |||||||
3 | Elect Akira Arita | Mgmt | For | For | For | |||||||
4 | Elect Juichi Shima | Mgmt | For | For | For | |||||||
5 | Elect Nobuyuki Yoshida | Mgmt | For | For | For | |||||||
6 | Elect Hiroyuki Kase | Mgmt | For | For | For | |||||||
7 | Elect Tatsutoshi Fuchigami | Mgmt | For | For | For | |||||||
8 | Elect Noriko Ishizaka | Mgmt | For | For | For | |||||||
9 | Elect Fumio Akachi | Mgmt | For | For | For | |||||||
Hyflux Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
600 | CINS Y3817K105 | 02/01/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Singapore | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Dividend Distribution | Mgmt | For | For | For | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Immunodiagnostic System Holdings plc |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IDH | CINS G4762F109 | 07/27/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Regis Duval | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
6 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Inter Parfums | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ITP | CINS F5262B119 | 04/27/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||||
9 | Elect Philippe Benacin | Mgmt | For | For | For | |||||||
10 | Elect Jean Madar | Mgmt | For | For | For | |||||||
11 | Elect Philippe Santi | Mgmt | For | For | For | |||||||
12 | Elect Frederic Garcia-Pelayo | Mgmt | For | For | For | |||||||
13 | Elect Maurice Alhadeve | Mgmt | For | Against | Against | |||||||
14 | Elect Patrick Choel | Mgmt | For | For | For | |||||||
15 | Elect Chantal Roos | Mgmt | For | For | For | |||||||
16 | Elect Marie-Ange Verdickt | Mgmt | For | For | For | |||||||
17 | Directors Fees | Mgmt | For | For | For | |||||||
18 | Remuneration of Philippe Benacin, Chair and CEO | Mgmt | For | For | For | |||||||
19 | Remuneration of Philippe Santi, Deputy CEO | Mgmt | For | For | For | |||||||
20 | Remuneration of Frederic Garci-Pelayo, Deputy CEO | Mgmt | For | For | For | |||||||
21 | Remuneration Policy For Executives | Mgmt | For | Against | Against | |||||||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||||
24 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||||||
25 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||||||
26 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||||||
27 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||||
28 | Greenshoe | Mgmt | For | For | For | |||||||
29 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
31 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||||||
32 | Amendments to Articles | Mgmt | For | For | For | |||||||
33 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||||||
Kakaku.com Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2371 | CINS J29258100 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Kaoru Hayashi | Mgmt | For | For | For | |||||||
4 | Elect Shohnosuke Hata | Mgmt | For | For | For | |||||||
5 | Elect Kenji Fujiwara | Mgmt | For | For | For | |||||||
6 | Elect Hajime Uemura | Mgmt | For | For | For | |||||||
7 | Elect Shingo Yuki | Mgmt | For | For | For | |||||||
8 | Elect Atsuhiro Murakami | Mgmt | For | For | For | |||||||
9 | Elect Yoshiharu Hayakawa | Mgmt | For | For | For | |||||||
10 | Elect Shiho Konno | Mgmt | For | For | For | |||||||
11 | Elect Norihiro Kuretani | Mgmt | For | For | For | |||||||
12 | Elect Tomoharu Katoh | Mgmt | For | For | For | |||||||
13 | Elect Hisashi Kajiki as Statutory Auditor | Mgmt | For | For | For | |||||||
14 | Elect Shinichiroh Yamaoka as Alternate Statutory Auditor | Mgmt | For | For | For | |||||||
Kinaxis Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KXS | CINS 49448Q109 | 06/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Elect Douglas Colbeth | Mgmt | For | For | For | |||||||
3 | Elect John (Ian) Giffen | Mgmt | For | For | For | |||||||
4 | Elect Angel Mendez | Mgmt | For | For | For | |||||||
5 | Elect Gillian H. Denham | Mgmt | For | For | For | |||||||
6 | Elect Robert Courteau | Mgmt | For | For | For | |||||||
7 | Elect John Sicard | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
Kingdee International Software Group Co. Ltd |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
268 | CINS G52568147 | 05/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Elect LIN Bo | Mgmt | For | For | For | |||||||
5 | Elect LIU Chia Yung | Mgmt | For | For | For | |||||||
6 | Elect Gary C. Biddle | Mgmt | For | Against | Against | |||||||
7 | Elect SHEN Yuan Ching | Mgmt | For | For | For | |||||||
8 | Elect CAO Yang Feng | Mgmt | For | For | For | |||||||
9 | Directors Fees | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
Lifestyle International Holdings Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
1212 | CINS G54856128 | 05/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect LAU Kam Sen | Mgmt | For | For | For | |||||||
6 | Elect William DOO Wai Hoi | Mgmt | For | Against | Against | |||||||
7 | Elect Amy LAU Yuk-wai | Mgmt | For | For | For | |||||||
8 | Elect Abraham SHEK Lai Him | Mgmt | For | Against | Against | |||||||
9 | Directors Fees | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
M3, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2413 | CINS J4697J108 | 06/28/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Itaru Tanimura | Mgmt | For | Against | Against | |||||||
2 | Elect Akihiko Tomaru | Mgmt | For | For | For | |||||||
3 | Elect Takahiro Tsuji | Mgmt | For | For | For | |||||||
4 | Elect Eiji Tsuchiya | Mgmt | For | For | For | |||||||
5 | Elect Akinori Urae | Mgmt | For | For | For | |||||||
6 | Elect Kazuyuki Izumiya | Mgmt | For | For | For | |||||||
7 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||||||
8 | Elect Nobuto Horino | Mgmt | For | For | For | |||||||
9 | Elect Akiko Suzuki | Mgmt | For | For | For | |||||||
10 | Elect Ryohko Tohyama | Mgmt | For | For | For | |||||||
11 | Transfer of Reserves | Mgmt | For | For | For | |||||||
MercadoLibre, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MELI | CUSIP 58733R102 | 06/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1.1 | Elect Nicolas Galperin | Mgmt | For | For | For | |||||||
1.2 | Elect Meyer Malka Rais | Mgmt | For | For | For | |||||||
1.3 | Elect Javier Olivan | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Orbotech Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ORBK | CUSIP M75253100 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Elect Yochai Richter | Mgmt | For | For | For | |||||||
2 | Elect Yehudit Bronicki | Mgmt | For | For | For | |||||||
3 | Elect Dan Falk | Mgmt | For | Against | Against | |||||||
4 | Elect Miron Kenneth | Mgmt | For | For | For | |||||||
5 | Elect Jacob Richter | Mgmt | For | Against | Against | |||||||
6 | Elect Eliezer Tokman | Mgmt | For | For | For | |||||||
7 | Elect Shimon Ullman | Mgmt | For | For | For | |||||||
8 | Elect Arie Weisberg | Mgmt | For | For | For | |||||||
9 | Elect Avner Hermoni and Approve Compensation | Mgmt | For | For | For | |||||||
10 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||||
12 | Potential Cash and Equity-Based Retention Incentives to CEO | Mgmt | For | For | For | |||||||
13 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||||
14 | Potential Cash and Equity-Based Retention Incentives to President and COO | Mgmt | For | For | For | |||||||
15 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||||||
16 | Accelerated Vesting of Equity Awards Granted to the Companys Directors | Mgmt | For | For | For | |||||||
Paddy Power Betfair Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PPB | CINS G68673113 | 05/18/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Remuneration Policy (Advisory - Non-UK Issuer) | Mgmt | For | For | For | |||||||
5 | Elect Jan Bolz | Mgmt | For | For | For | |||||||
6 | Elect Emer Timmons | Mgmt | For | For | For | |||||||
7 | Re-elect Zillah Byng-Thorne | Mgmt | For | For | For | |||||||
8 | Re-elect Michael E. Cawley | Mgmt | For | For | For | |||||||
9 | Re-elect Ian Dyson | Mgmt | For | For | For | |||||||
10 | Re-elect Alex Gersh | Mgmt | For | For | For | |||||||
11 | Re-elect Peter Jackson | Mgmt | For | For | For | |||||||
12 | Re-elect Gary McGann | Mgmt | For | For | For | |||||||
13 | Re-elect Peter Rigby | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to set price range for reissuance of treasury shares | Mgmt | For | For | For | |||||||
Partners Group Holding | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PGHN | CINS H6120A101 | 05/09/2018 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||||
6 | Amendments to Articles Regarding Committee Composition | Mgmt | For | TNA | N/A | |||||||
7 | Board Compensation (FY 2017) | Mgmt | For | TNA | N/A | |||||||
8 | Board Compensation (FY 2018) | Mgmt | For | TNA | N/A | |||||||
9 | Executive Compensation (FY 2017 and 2018) | Mgmt | For | TNA | N/A | |||||||
10 | Executive Compensation (FY 2019) | Mgmt | For | TNA | N/A | |||||||
11 | Elect Steffen Meister as Chair | Mgmt | For | TNA | N/A | |||||||
12 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||||||
13 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||||||
14 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||||||
15 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||||||
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||||||
17 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||||||
18 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||||||
19 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||||||
20 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | |||||||
21 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
22 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
PayPoint plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PAY | CINS G6962B101 | 07/26/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Gill Barr | Mgmt | For | For | For | |||||||
6 | Elect Giles Kerr | Mgmt | For | For | For | |||||||
7 | Elect Dominic Taylor | Mgmt | For | For | For | |||||||
8 | Elect Tim Watkin-Rees | Mgmt | For | For | For | |||||||
9 | Elect Nick Wiles | Mgmt | For | For | For | |||||||
10 | Elect Rachel Kentleton | Mgmt | For | For | For | |||||||
11 | Elect Rakesh Sharma | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Playtech Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PTEC | CINS G7132V100 | 05/16/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | ISLE OF MAN | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Paul Hewitt | Mgmt | For | For | For | |||||||
6 | Elect John E. Jackson | Mgmt | For | For | For | |||||||
7 | Elect Claire Milne | Mgmt | For | For | For | |||||||
8 | Elect Andrew Thomas | Mgmt | For | For | For | |||||||
9 | Elect Alan Jackson | Mgmt | For | For | For | |||||||
10 | Elect Andrew Smith | Mgmt | For | For | For | |||||||
11 | Elect Mor Weizer | Mgmt | For | For | For | |||||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Playtech Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PTEC | CINS G7132V100 | 05/29/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | ISLE OF MAN | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Acquisition | Mgmt | For | For | For | |||||||
REA Group Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
REA | CINS Q8051B108 | 11/22/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Australia | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Remuneration Report | Mgmt | For | For | For | |||||||
3 | Elect Ryan OHara | Mgmt | For | For | For | |||||||
4 | Re-elect Roger M. Amos | Mgmt | For | For | For | |||||||
5 | Re-elect John D. McGrath | Mgmt | For | Against | Against | |||||||
Rightmove Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RMV | CINS G75657109 | 05/04/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
6 | Elect Scott Forbes | Mgmt | For | For | For | |||||||
7 | Elect Peter Brooks-Johnson | Mgmt | For | For | For | |||||||
8 | Elect Robyn Perriss | Mgmt | For | For | For | |||||||
9 | Elect Peter W. Williams | Mgmt | For | For | For | |||||||
10 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||||||
11 | Elect Jacqueline de Rojas | Mgmt | For | For | For | |||||||
12 | Elect Andrew Findlay | Mgmt | For | For | For | |||||||
13 | Elect Lorna Tilbian | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Schoeller-Bleckmann Oilfield Equipment AG |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SBO | CINS A7362J104 | 04/24/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Austria | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
6 | Supervisory Board Members Fees | Mgmt | For | Against | Against | |||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||||
8 | Elect Sonja Zimmermann to the Supervisory Board | Mgmt | For | For | For | |||||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Sirtex Medical Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SRX | CINS Q8510U101 | 05/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Australia | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||||
Sirtex Medical Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SRX | CINS Q8510U101 | 10/24/2017 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Australia | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Remuneration Report | Mgmt | For | For | For | |||||||
3 | Elect Andrew McLean | Mgmt | For | For | For | |||||||
4 | Elect Neville Mitchell | Mgmt | For | For | For | |||||||
5 | Elect Helen Kurincic | Mgmt | For | For | For | |||||||
6 | Equity Grant (MD/CEO Andrew McLean) | Mgmt | For | For | For | |||||||
Software Service, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3733 | CINS J7599W101 | 01/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
2 | Elect Masaru Miyazaki | Mgmt | For | Against | Against | |||||||
3 | Elect Akihiro Ohtani | Mgmt | For | For | For | |||||||
4 | Elect Kenichi Mifune | Mgmt | For | For | For | |||||||
5 | Elect Junichiroh Itoh | Mgmt | For | Against | Against | |||||||
6 | Elect Atsuto Nakamura as Statutory Auditor | Mgmt | For | For | For | |||||||
7 | Elect Yoshihiro Matsuo as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||||||
Stallergenes Greer Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
STAGR | CINS G8415V106 | 06/07/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration of Fereydoun Firouz, Chair and CEO | Mgmt | For | For | For | |||||||
4 | Elect Fereydoun Firouz | Mgmt | For | For | For | |||||||
5 | Elect Stefan Meister | Mgmt | For | For | For | |||||||
6 | Elect Jean-Luc Belingard | Mgmt | For | For | For | |||||||
7 | Elect Elmar Schnee | Mgmt | For | For | For | |||||||
8 | Elect Yvonne Schlaeppi | Mgmt | For | For | For | |||||||
9 | Elect Rodolfo Bogni | Mgmt | For | For | For | |||||||
10 | Elect Philip Broadley | Mgmt | For | For | For | |||||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||||
12 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Stratec Biomedical AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SBS | CINS D8171G205 | 05/30/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||||
10 | Stock Option Plan; Increase in Conditional Capital | Mgmt | For | Against | Against | |||||||
11 | Change of Legal Form | Mgmt | For | For | For | |||||||
12 | Elect Fred K Bruckner | Mgmt | For | For | For | |||||||
13 | Elect Stefanie Remmele | Mgmt | For | For | For | |||||||
14 | Elect Rainer Baule | Mgmt | For | For | For | |||||||
Towa Pharmaceutical Co., Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
4553 | CINS J90505108 | 06/26/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Hidehito Nemoto as Director | Mgmt | For | For | For | |||||||
4 | Retirement and Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | Against | Against | |||||||
5 | Bonus | Mgmt | For | Against | Against | |||||||
Vectura Group Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VEC | CINS G9325J100 | 05/17/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Elect Juliet Thompson | Mgmt | For | For | For | |||||||
4 | Elect Dr. Per-Olof Andersson | Mgmt | For | For | For | |||||||
5 | Elect Bruno Angelici | Mgmt | For | For | For | |||||||
6 | Elect Frank C. Condella, Jr. | Mgmt | For | For | For | |||||||
7 | Elect Andrew Derodra | Mgmt | For | For | For | |||||||
8 | Elect Susan E. Foden | Mgmt | For | For | For | |||||||
9 | Elect James Ward-Lilley | Mgmt | For | For | For | |||||||
10 | Elect Neil W. Warner | Mgmt | For | For | For | |||||||
11 | Elect Thomas Werner | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Victrex plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VCT | CINS G9358Y107 | 02/09/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Special Dividend | Mgmt | For | For | For | |||||||
5 | Elect Lawrence C. Pentz | Mgmt | For | For | For | |||||||
6 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||||||
7 | Elect Andrew J.H. Dougal | Mgmt | For | For | For | |||||||
8 | Elect Jane Toogood | Mgmt | For | For | For | |||||||
9 | Elect Tim Cooper | Mgmt | For | For | For | |||||||
10 | Elect Louisa Burdett | Mgmt | For | For | For | |||||||
11 | Elect Martin Court | Mgmt | For | For | For | |||||||
12 | Elect Jakob Sigurdsson | Mgmt | For | For | For | |||||||
13 | Elect Janet Ashdown | Mgmt | For | For | For | |||||||
14 | Elect Brendan Connolly | Mgmt | For | For | For | |||||||
15 | Board Size | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Vitec Group plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VTC | CINS G93682105 | 05/15/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Elect John McDonough | Mgmt | For | For | For | |||||||
5 | Elect Stephen Bird | Mgmt | For | For | For | |||||||
6 | Elect Martin Green | Mgmt | For | For | For | |||||||
7 | Elect Kath Kearney-Croft | Mgmt | For | For | For | |||||||
8 | Elect Christopher Humphrey | Mgmt | For | For | For | |||||||
9 | Elect Lorraine Rienecker | Mgmt | For | For | For | |||||||
10 | Elect Richard Tyson | Mgmt | For | For | For | |||||||
11 | Elect Caroline Thomson | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Wirecard AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WDI | CINS D22359133 | 06/21/2018 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst
Mgmt |
|||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Elect Anastassia Lauterbach as Supervisory Board Member | Mgmt | For | For | For | |||||||
10 | Approval of Profit-and-Loss Transfer Agreement with Wirecard Technologies GmbH | Mgmt | For | For | For | |||||||
11 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||||||
12 | Supervisory Board Size | Mgmt | For | For | For | |||||||
13 | Elect Susana Quintana-Plaza as Supervisory Board Member | Mgmt | For | For | For | |||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
By: (Signature and Title) | /s/ Keith A. Lee | ||
Keith A. Lee | |||
Trustee, President and Principal Executive Officer |
Date: August 22, 2018