UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06199
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1201 North Calvert Street, Baltimore,
Maryland 21202
(Address of principal executive offices) (Zip code)
Capitol Services, Inc.
1675 S. State
Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)
With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A
member firm of The 1940 Act Law GroupTM
11300 Tomahawk Creek Parkway,
Suite 310
Leawood, Kansas 66211
Registrants telephone number, including area code: 410-837-3234
Date of fiscal year end: March 31
Date of reporting period: July 1, 2013 - June 30, 2014
ITEM 1. PROXY VOTING RECORD
BROWN CAPITAL MANAGEMENT MID-CAP FUND
Akamai Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AKAM | CUSIP 00971T101 | 05/14/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Monte Ford | Mgmt | For | For | For | |||||||
2 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||||||
3 | Elect Steven Scopellite | Mgmt | For | For | For | |||||||
4 | Elect Bernardus Verwaayen | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | Against | Against | |||||||
Allscripts Healthcare Solutions, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDRX | CUSIP 01988P108 | 05/22/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Stuart L. Bascomb | Mgmt | For | For | For | |||||||
2 | Elect Paul M. Black | Mgmt | For | For | For | |||||||
3 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | |||||||
4 | Elect Robert J. Cindrich | Mgmt | For | For | For | |||||||
5 | Elect Michael A. Klayko | Mgmt | For | For | For | |||||||
6 | Elect Anita V. Pramoda | Mgmt | For | For | For | |||||||
7 | Elect David D. Stevens | Mgmt | For | For | For | |||||||
8 | Elect Ralph H. Thurman | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/20/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect James E. Cashman III | Mgmt | For | For | For | |||||||
2 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||||||
3 | Elect William R. McDermott | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/23/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Timothy Chou | Mgmt | For | For | For | |||||||
2 | Elect Joyce M. Nelson | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
BorgWarner Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BWA | CUSIP 099724106 | 04/30/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Jan Carlson | Mgmt | For | For | For | |||||||
2 | Elect Dennis C. Cuneo | Mgmt | For | For | For | |||||||
3 | Elect Vicki L. Sato | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | |||||||
Cameron International Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CAM | CUSIP 13342B105 | 05/16/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||||
2 | Elect Peter J. Fluor | Mgmt | For | For | For | |||||||
3 | Elect James T. Hackett | Mgmt | For | For | For | |||||||
4 | Elect Jack B. Moore | Mgmt | For | For | For | |||||||
5 | Elect Michael E. Patrick | Mgmt | For | For | For | |||||||
6 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | |||||||
7 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Carbo Ceramics Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRR | CUSIP 140781105 | 05/20/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | |||||||
1.2 | Elect Chad C. Deaton | Mgmt | For | For | For | |||||||
1.3 | Elect James B. Jennings | Mgmt | For | For | For | |||||||
1.4 | Elect Gary A. Kolstad | Mgmt | For | For | For | |||||||
1.5 | Elect Henry E. Lentz | Mgmt | For | For | For | |||||||
1.6 | Elect Randy L. Limbacher | Mgmt | For | For | For | |||||||
1.7 | Elect William C. Morris | Mgmt | For | For | For | |||||||
1.8 | Elect Robert S. Rubin | Mgmt | For | For | For | |||||||
2 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Coach, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
COH | CUSIP 189754104 | 11/07/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||||||
1.2 | Elect Susan J. Kropf | Mgmt | For | For | For | |||||||
1.3 | Elect Gary W. Loveman | Mgmt | For | For | For | |||||||
1.4 | Elect Victor Luis | Mgmt | For | For | For | |||||||
1.5 | Elect Ivan Menezes | Mgmt | For | For | For | |||||||
1.6 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||||||
1.7 | Elect Michael E. Murphy | Mgmt | For | For | For | |||||||
1.8 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||||||
1.9 | Elect Jide J. Zeitlin | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | 2013 Performance-Based Annual Incentive Plan | Mgmt | For | For | For | |||||||
Covance Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CVD | CUSIP 222816100 | 05/06/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Gary E. Costley | Mgmt | For | For | For | |||||||
1.2 | Elect Sandra L. Helton | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | 2014 Employee Equity Participation Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Dicks Sporting Goods Inc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DKS | CUSIP 253393102 | 06/11/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Jacqualyn A. Fouse | Mgmt | For | For | For | |||||||
1.2 | Elect Lawrence J. Schorr | Mgmt | For | For | For | |||||||
1.3 | Elect Edward W. Stack | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Diodes Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DIOD | CUSIP 254543101 | 05/27/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | |||||||
1.3 | Elect L.P. Hsu | Mgmt | For | For | For | |||||||
1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | |||||||
1.5 | Elect Raymond Soong | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect John M. Stich | Mgmt | For | For | For | |||||||
1.7 | Elect Michael TSAI Kuo-Chih | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Elizabeth Arden, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RDEN | CUSIP 28660G106 | 11/06/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect A. Salman Amin | Mgmt | For | For | For | |||||||
2 | Elect E. Scott Beattie | Mgmt | For | For | For | |||||||
3 | Elect Fred Berens | Mgmt | For | For | For | |||||||
4 | Elect Maura J. Clark | Mgmt | For | For | For | |||||||
5 | Elect Richard C. Mauran | Mgmt | For | For | For | |||||||
6 | Elect William M. Tatham | Mgmt | For | For | For | |||||||
7 | Elect J. W. Nevil Thomas | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||||||
Factset Research Systems Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FDS | CUSIP 303075105 | 12/17/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Joseph E. Laird, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect James J. McGonigle | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||||
FEI Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEIC | CUSIP 30241L109 | 05/08/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Homa Bahrami | Mgmt | For | For | For | |||||||
1.2 | Elect Arie Hujiser | Mgmt | For | For | For | |||||||
1.3 | Elect Don R. Kania | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas F. Kelly | Mgmt | For | For | For | |||||||
1.5 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | |||||||
1.6 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | |||||||
1.7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||||||
1.8 | Elect James T. Richardson | Mgmt | For | For | For | |||||||
1.9 | Elect Richard H. Wills | Mgmt | For | For | For | |||||||
2 | Amendment to 1995 Stock Incentive Plan | Mgmt | For | For | For | |||||||
3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
General Cable Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BGC | CUSIP 369300108 | 05/15/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Sallie B. Bailey | Mgmt | For | For | For | |||||||
1.2 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||||||
1.3 | Elect Gregory E. Lawton | Mgmt | For | For | For | |||||||
1.4 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||||||
1.5 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||||||
1.6 | Elect John E. Welsh, III | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Guess?, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GES | CUSIP 401617105 | 06/26/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Kay Isaacson-Leibowitz | Mgmt | For | For | For | |||||||
1.2 | Elect Maurice Marciano | Mgmt | For | For | For | |||||||
1.3 | Elect Alex Yemenidjian | Mgmt | For | For | For | |||||||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
J.B. Hunt
Transport Services, Inc. |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
JBHT | CUSIP 445658107 | 04/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Douglas G. Duncan | Mgmt | For | For | For | |||||||
2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | |||||||
3 | Elect Wayne Garrison | Mgmt | For | For | For | |||||||
4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | |||||||
5 | Elect Gary C. George | Mgmt | For | For | For | |||||||
6 | Elect Bryan Hunt | Mgmt | For | For | For | |||||||
7 | Elect Coleman H. Peterson | Mgmt | For | For | For | |||||||
8 | Elect John N. Roberts III | Mgmt | For | For | For | |||||||
9 | Elect James L. Robo | Mgmt | For | For | For | |||||||
10 | Elect Kirk Thompson | Mgmt | For | For | For | |||||||
11 | Elect John A. White | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Lululemon Athletica inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
LULU | CUSIP 550021109 | 06/11/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Michael Casey | Mgmt | For | For | For | |||||||
1.2 | Elect RoAnn Costin | Mgmt | For | For | For | |||||||
1.3 | Elect Laurent Potdevin | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||||||
MasTec, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MTZ | CUSIP 576323109 | 05/22/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Ernst N. Csiszar | Mgmt | For | For | For | |||||||
1.2 | Elect Julia L. Johnson | Mgmt | For | For | For | |||||||
1.3 | Elect Jorge Mas | Mgmt | For | For | For | |||||||
1.4 | Elect Daniel A. Restrepo | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
MedAssets, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDAS | CUSIP 584045108 | 06/12/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Rand A. Ballard | Mgmt | For | For | For | |||||||
1.2 | Elect Vernon R. Loucks, Jr. | Mgmt | For | For | For | |||||||
1.3 | Elect R. Halsey Wise | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Meridian Bioscience, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VIVO | CUSIP 589584101 | 01/22/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James M. Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect John A. Kraeutler | Mgmt | For | For | For | |||||||
1.3 | Elect William J. Motto | Mgmt | For | For | For | |||||||
1.4 | Elect David C. Phillips | Mgmt | For | For | For | |||||||
1.5 | Elect Robert J. Ready | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Michael Kors Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Michael Kors | Mgmt | For | For | For | |||||||
2 | Elect Judy Gibbons | Mgmt | For | For | For | |||||||
3 | Elect Lawrence S. Stroll | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
Monster Beverage Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MNST | CUSIP 611740101 | 06/02/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||||||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||||||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||||||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||||||
1.5 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||||||
1.6 | Elect Sydney Selati | Mgmt | For | For | For | |||||||
1.7 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||||||
1.8 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||||||
5 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||||||
MSC Industrial Direct Co., Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MSM | CUSIP 553530106 | 01/16/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||||||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||||||
1.3 | Elect Erik Gershwind | Mgmt | For | For | For | |||||||
1.4 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||||||
1.5 | Elect Roger Fradin | Mgmt | For | For | For | |||||||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | |||||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||||||
1.8 | Elect Philip Peller | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Myriad Genetics, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MYGN | CUSIP 62855J104 | 12/05/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Peter D. Meldrum | Mgmt | For | For | For | |||||||
1.2 | Elect Heiner Dreismann | Mgmt | For | For | For | |||||||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
NetApp, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTAP | CUSIP 64110D104 | 09/13/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Daniel J. Warmenhoven | Mgmt | For | For | For | |||||||
2 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||||||
3 | Elect Thomas Georgens | Mgmt | For | For | For | |||||||
4 | Elect Jeffry R. Allen | Mgmt | For | For | For | |||||||
5 | Elect Alan L. Earhart | Mgmt | For | For | For | |||||||
6 | Elect Gerald D. Held | Mgmt | For | For | For | |||||||
7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||||
8 | Elect George T. Shaheen | Mgmt | For | For | For | |||||||
9 | Elect Robert T. Wall | Mgmt | For | For | For | |||||||
10 | Elect Richard P. Wallace | Mgmt | For | For | For | |||||||
11 | Elect Tor R. Braham | Mgmt | For | For | For | |||||||
12 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||||||
13 | Amendments to the 1999 Stock Option Plan | Mgmt | For | For | For | |||||||
14 | Amendment to the ESPP | Mgmt | For | For | For | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
16 | Remove Supermajority Voting Standard for Future Amendments to the Bylaws | Mgmt | For | For | For | |||||||
17 | Remove Supermajority Voting Standard for Future Amendments to the Certificate | Mgmt | For | For | For | |||||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||||
NVR, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NVR | CUSIP 62944T105 | 05/06/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Charles E. Andrews | Mgmt | For | For | For | |||||||
2 | Elect Robert C. Butler | Mgmt | For | For | For | |||||||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||||||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||||||
5 | Elect Alfred E. Festa | Mgmt | For | For | For | |||||||
6 | Elect Ed Grier | Mgmt | For | For | For | |||||||
7 | Elect Manuel H. Johnson | Mgmt | For | For | For | |||||||
8 | Elect Mel Martinez | Mgmt | For | For | For | |||||||
9 | Elect William A. Moran | Mgmt | For | For | For | |||||||
10 | Elect David A. Preiser | Mgmt | For | For | For | |||||||
11 | Elect W. Grady Rosier | Mgmt | For | For | For | |||||||
12 | Elect Dwight C. Schar | Mgmt | For | For | For | |||||||
13 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
16 | 2014 Equity Incentive Plan | Mgmt | For | For | For | |||||||
PAREXEL
International Corporation |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRXL | CUSIP 699462107 | 12/05/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect A. Dana Callow, Jr. | Mgmt | For | For | For | |||||||
1.2 | Elect Christopher J. Lindop | Mgmt | For | For | For | |||||||
1.3 | Elect Josef H. von Rickenbach | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | |||||||
PulteGroup, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||||||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||||||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||||||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||||||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||||||
1.8 | Elect Patrick J. OLeary | Mgmt | For | For | For | |||||||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||||||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||||||
Quanta Services, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PWR | CUSIP 74762E102 | 05/22/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect James R. Ball | Mgmt | For | For | For | |||||||
2 | Elect John Michal Conaway | Mgmt | For | For | For | |||||||
3 | Elect Vincent D. Foster | Mgmt | For | For | For | |||||||
4 | Elect Bernard Fried | Mgmt | For | For | For | |||||||
5 | Elect Louis C. Golm | Mgmt | For | For | For | |||||||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||||||
7 | Elect James F. ONeil III | Mgmt | For | For | For | |||||||
8 | Elect Bruce E. Ranck | Mgmt | For | For | For | |||||||
9 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||||||
10 | Elect Pat Wood III | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Salix Pharmaceuticals, Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SLXP | CUSIP 795435106 | 06/13/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect John F. Chappell | Mgmt | For | For | For | |||||||
1.2 | Elect Thomas W. DAlonzo | Mgmt | For | For | For | |||||||
1.3 | Elect William P. Keane | Mgmt | For | For | For | |||||||
1.4 | Elect Carolyn J. Logan | Mgmt | For | For | For | |||||||
1.5 | Elect Mark A. Sirgo | Mgmt | For | For | For | |||||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Shire Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SHP | CUSIP 82481R106 | 04/29/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||||||
5 | Elect William M. Burns | Mgmt | For | For | For | |||||||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||||||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||||||
8 | Elect David Kappler | Mgmt | For | For | For | |||||||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||||||
10 | Elect Anne Minto | Mgmt | For | For | For | |||||||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||||||
12 | Elect David M. Stout | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Stericycle, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SRCL | CUSIP 858912108 | 05/21/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Mark C. Miller | Mgmt | For | For | For | |||||||
2 | Elect Jack W. Schuler | Mgmt | For | For | For | |||||||
3 | Elect Charles A. Alutto | Mgmt | For | For | For | |||||||
4 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
5 | Elect Thomas F. Chen | Mgmt | For | For | For | |||||||
6 | Elect Rod F. Dammeyer | Mgmt | For | For | For | |||||||
7 | Elect William K. Hall | Mgmt | For | For | For | |||||||
8 | Elect John Patience | Mgmt | For | For | For | |||||||
9 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||||||
10 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||||
Stifel Financial Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SF | CUSIP 860630102 | 06/11/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Bruce A. Beda | Mgmt | For | For | For | |||||||
1.2 | Elect Frederick O. Hanser | Mgmt | For | For | For | |||||||
1.3 | Elect Ronald J. Kruszewski | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas P. Mulroy | Mgmt | For | For | For | |||||||
1.5 | Elect Thomas W. Weisel | Mgmt | For | For | For | |||||||
1.6 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
T. Rowe Price Group, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TROW | CUSIP 74144T108 | 04/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Mark S. Bartlett | Mgmt | For | For | For | |||||||
2 | Elect Edward C. Bernard | Mgmt | For | For | For | |||||||
3 | Elect Mary K. Bush | Mgmt | For | For | For | |||||||
4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For | |||||||
5 | Elect Freeman A. Hrabowski, III | Mgmt | For | For | For | |||||||
6 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||||||
7 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||||||
8 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||||||
10 | Elect Alfred Sommer | Mgmt | For | For | For | |||||||
11 | Elect Dwight S. Taylor | Mgmt | For | For | For | |||||||
12 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Toll Brothers, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TOL | CUSIP 889478103 | 03/12/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert I. Toll | Mgmt | For | For | For | |||||||
1.2 | Elect Bruce E. Toll | Mgmt | For | For | For | |||||||
1.3 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | |||||||
1.4 | Elect Robert S. Blank | Mgmt | For | For | For | |||||||
1.5 | Elect Edward G. Boehne | Mgmt | For | For | For | |||||||
1.6 | Elect Richard J. Braemer | Mgmt | For | For | For | |||||||
1.7 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||||
1.8 | Elect Carl B. Marbach | Mgmt | For | For | For | |||||||
1.9 | Elect Stephen Novick | Mgmt | For | For | For | |||||||
1.10 | Elect Paul E. Shapiro | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||||||
Tractor Supply Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TSCO | CUSIP 892356106 | 05/01/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||||||
1.2 | Elect Johnston C. Adams | Mgmt | For | For | For | |||||||
1.3 | Elect Peter D. Bewley | Mgmt | For | For | For | |||||||
1.4 | Elect Jack C. Bingleman | Mgmt | For | For | For | |||||||
1.5 | Elect Richard W. Frost | Mgmt | For | For | For | |||||||
1.6 | Elect George MacKenzie | Mgmt | For | For | For | |||||||
1.7 | Elect Edna K. Morris | Mgmt | For | For | For | |||||||
1.8 | Elect Gregory A. Sandfort | Mgmt | For | For | For | |||||||
1.9 | Elect Mark J. Weikel | Mgmt | For | For | For | |||||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
3 | Amendment to the 2009 Stock Incentive Plan for Purposes of 162(m) of the IRC | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Trimble Navigation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TRMB | CUSIP 896239100 | 05/08/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | |||||||
1.2 | Elect John B. Goodrich | Mgmt | For | For | For | |||||||
1.3 | Elect Merit E. Janow | Mgmt | For | For | For | |||||||
1.4 | Elect Ulf J. Johansson | Mgmt | For | For | For | |||||||
1.5 | Elect Ronald S Nersesian | Mgmt | For | For | For | |||||||
1.6 | Elect Mark S. Peek | Mgmt | For | For | For | |||||||
1.7 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Ulta Salon, Cosmetics & Fragrance, Inc. |
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Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ULTA | CUSIP 90384S303 | 06/05/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Mary N. Dillon | Mgmt | For | For | For | |||||||
1.2 | Elect Dennis K. Eck | Mgmt | For | For | For | |||||||
1.3 | Elect Charles J. Philippin | Mgmt | For | For | For | |||||||
1.4 | Elect Vanessa A. Wittman | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Waters Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WAT | CUSIP 941848103 | 05/15/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||||||
1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | |||||||
1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | |||||||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||||||
1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||||||
1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | |||||||
1.7 | Elect William J. Miller | Mgmt | For | For | For | |||||||
1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||||||
1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Management Incentive Plan | Mgmt | For | For | For |
BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND
Abaxis, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ABAX | CUSIP 002567105 | 10/23/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Clinton H. Severson | Mgmt | For | For | For | |||||||
1.2 | Elect Vernon E. Altman | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Richard J. Bastiani | Mgmt | For | For | For | |||||||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||||||
1.5 | Elect Henk J. Evenhuis | Mgmt | For | For | For | |||||||
1.6 | Elect Prithipal Singh | Mgmt | For | Withhold | Against | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
ACI Worldwide, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ACIW | CUSIP 004498101 | 06/18/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect John D. Curtis | Mgmt | For | For | For | |||||||
1.2 | Elect Philip G. Heasley | Mgmt | For | For | For | |||||||
1.3 | Elect James C. McGroddy | Mgmt | For | For | For | |||||||
1.4 | Elect David A. Poe | Mgmt | For | For | For | |||||||
1.5 | Elect Harlan F. Seymour | Mgmt | For | For | For | |||||||
1.6 | Elect John M. Shay, Jr. | Mgmt | For | For | For | |||||||
1.7 | Elect John E. Stokely | Mgmt | For | For | For | |||||||
1.8 | Elect Jan H. Suwinski | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
American Software, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AMSWA | CUSIP 029683109 | 08/19/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect W. Dennis Hogue | Mgmt | For | For | For | |||||||
1.2 | Elect John J. Jarvis | Mgmt | For | For | For | |||||||
1.3 | Elect James B. Miller, Jr. | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Amendment to the 2011 Equity Compensation Plan | Mgmt | For | Against | Against | |||||||
ANSYS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ANSS | CUSIP 03662Q105 | 05/20/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect James E. Cashman III | Mgmt | For | For | For | |||||||
2 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||||||
3 | Elect William R. McDermott | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Balchem Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BCPC | CUSIP 057665200 | 06/19/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect David B. Fischer | Mgmt | For | For | For | |||||||
1.2 | Elect Perry W. Premdas | Mgmt | For | For | For | |||||||
1.3 | Elect John Y. Televantos | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Blackbaud, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BLKB | CUSIP 09227Q100 | 06/23/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Timothy Chou | Mgmt | For | For | For | |||||||
2 | Elect Joyce M. Nelson | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Bruker Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BRKR | CUSIP 116794108 | 05/20/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Stephen W. Fesik | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Cantel Medical Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CMN | CUSIP 138098108 | 01/09/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Charles M. Diker | Mgmt | For | For | For | |||||||
2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||||||
3 | Elect Ann E. Berman | Mgmt | For | For | For | |||||||
4 | Elect Joseph M. Cohen | Mgmt | For | For | For | |||||||
5 | Elect Mark N. Diker | Mgmt | For | For | For | |||||||
6 | Elect George L. Fotiades | Mgmt | For | For | For | |||||||
7 | Elect Alan J. Hirschfield | Mgmt | For | For | For | |||||||
8 | Elect Andrew A. Krakauer | Mgmt | For | For | For | |||||||
9 | Elect Peter J. Pronovost | Mgmt | For | For | For | |||||||
10 | Elect Bruce Slovin | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Carbo Ceramics Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CRR | CUSIP 140781105 | 05/20/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | |||||||
1.2 | Elect Chad C. Deaton | Mgmt | For | For | For | |||||||
1.3 | Elect James B. Jennings | Mgmt | For | For | For | |||||||
1.4 | Elect Gary A. Kolstad | Mgmt | For | For | For | |||||||
1.5 | Elect Henry E. Lentz | Mgmt | For | For | For | |||||||
1.6 | Elect Randy L. Limbacher | Mgmt | For | For | For | |||||||
1.7 | Elect William C. Morris | Mgmt | For | For | For | |||||||
1.8 | Elect Robert S. Rubin | Mgmt | For | For | For | |||||||
2 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Cognex Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CGNX | CUSIP 192422103 | 04/29/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | |||||||
1.2 | Elect Theodor Krantz | Mgmt | For | For | For | |||||||
1.3 | Elect J. Bruce Robinson | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Concur Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CNQR | CUSIP 206708109 | 03/12/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Edward P. Gilligan | Mgmt | For | For | For | |||||||
1.2 | Elect Jeffrey T. McCabe | Mgmt | For | Withhold | Against | |||||||
1.3 | Elect Rajeev Singh | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
Diodes Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DIOD | CUSIP 254543101 | 05/27/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | |||||||
1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | |||||||
1.3 | Elect L.P. Hsu | Mgmt | For | For | For | |||||||
1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | |||||||
1.5 | Elect Raymond Soong | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect John M. Stich | Mgmt | For | For | For | |||||||
1.7 | Elect Michael TSAI Kuo-Chih | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Dolby Laboratories, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DLB | CUSIP 25659T107 | 02/04/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||||||
1.3 | Elect Micheline Chau | Mgmt | For | For | For | |||||||
1.4 | Elect David Dolby | Mgmt | For | For | For | |||||||
1.5 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||||||
1.7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||||||
1.8 | Elect Roger S. Siboni | Mgmt | For | For | For | |||||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
DTS, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DTSI | CUSIP 23335C101 | 05/15/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect David C. Habiger | Mgmt | For | For | For | |||||||
1.2 | Elect Jon E. Kirchner | Mgmt | For | For | For | |||||||
2 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Dynamic Materials Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BOOM | CUSIP 267888105 | 05/15/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect David C. Aldous | Mgmt | For | For | For | |||||||
1.2 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | |||||||
1.3 | Elect Robert A. Cohen | Mgmt | For | For | For | |||||||
1.4 | Elect James J. Ferris | Mgmt | For | For | For | |||||||
1.5 | Elect Richard P. Graff | Mgmt | For | For | For | |||||||
1.6 | Elect Bernard Hueber | Mgmt | For | For | For | |||||||
1.7 | Elect Kevin T. Longe | Mgmt | For | For | For | |||||||
1.8 | Elect Gerard E. Munera | Mgmt | For | For | For | |||||||
1.9 | Elect Rolf Rospek | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
EnerNOC Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ENOC | CUSIP 292764107 | 05/29/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James Baum | Mgmt | For | For | For | |||||||
1.2 | Elect Arthur W. Coviello | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
FEI Company | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEIC | CUSIP 30241L109 | 05/08/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Homa Bahrami | Mgmt | For | For | For | |||||||
1.2 | Elect Arie Hujiser | Mgmt | For | For | For | |||||||
1.3 | Elect Don R. Kania | Mgmt | For | For | For | |||||||
1.4 | Elect Thomas F. Kelly | Mgmt | For | For | For | |||||||
1.5 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | |||||||
1.6 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | |||||||
1.7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||||||
1.8 | Elect James T. Richardson | Mgmt | For | For | For | |||||||
1.9 | Elect Richard H. Wills | Mgmt | For | For | For | |||||||
2 | Amendment to 1995 Stock Incentive Plan | Mgmt | For | For | For | |||||||
3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Flir Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLIR | CUSIP 302445101 | 04/25/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect William W. Crouch | Mgmt | For | For | For | |||||||
2 | Elect Catherine A. Halligan | Mgmt | For | For | For | |||||||
3 | Elect Angus L. Macdonald | Mgmt | For | For | For | |||||||
4 | Elect Cathy A. Stauffer | Mgmt | For | For | For | |||||||
5 | Elect Andrew C. Teich | Mgmt | For | For | For | |||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
7 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Geospace Technologies Corporation |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GEOS | CUSIP 37364X109 | 02/06/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Thomas L. Davis | Mgmt | For | For | For | |||||||
1.2 | Elect Richard F. Miles | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
5 | Approval of Material Terms of Performance Goals Under the 2014 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
Geospace Technologies Corporation |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GEOS | CUSIP 37364X109 | 08/20/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Amendment to the 1997 Key Employee Stock Option Plan | Mgmt | For | For | For | |||||||
2 | Approval of Options Granted After Expiration of Equity Plan | Mgmt | For | For | For | |||||||
Hittite Microwave Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
HITT | CUSIP 43365Y104 | 05/14/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Gregory R. Beecher | Mgmt | For | For | For | |||||||
1.2 | Elect Ernest L. Godshalk | Mgmt | For | For | For | |||||||
1.3 | Elect Rick D. Hess | Mgmt | For | For | For | |||||||
1.4 | Elect Adrienne M. Markham | Mgmt | For | For | For | |||||||
1.5 | Elect Brian P. McAloon | Mgmt | For | For | For | |||||||
1.6 | Elect Steve Sanghi | Mgmt | For | For | For | |||||||
1.7 | Elect Franklin Weigold | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Incyte Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
INCY | CUSIP 45337C102 | 05/28/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Richard De Schutter | Mgmt | For | For | For | |||||||
1.2 | Elect Barry Ariko | Mgmt | For | For | For | |||||||
1.3 | Elect Julian C. Baker | Mgmt | For | For | For | |||||||
1.4 | Elect Paul A. Brooke | Mgmt | For | For | For | |||||||
1.5 | Elect Wendy L. Dixon | Mgmt | For | Withhold | Against | |||||||
1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | |||||||
1.7 | Elect Herve Hoppenot | Mgmt | For | For | For | |||||||
2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Manhattan Associates, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MANH | CUSIP 562750109 | 05/15/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Brian J. Cassidy | Mgmt | For | For | For | |||||||
1.2 | Elect Eddie Capel | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
Measurement Specialties, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MEAS | CUSIP 583421102 | 09/19/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect John D. Arnold | Mgmt | For | For | For | |||||||
1.2 | Elect Frank D. Guidone | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
4 | Approval of 2013 Equity Incentive Plan | Mgmt | For | For | For | |||||||
5 | Approval of Performance Incentive Plan | Mgmt | For | For | For | |||||||
MedAssets, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDAS | CUSIP 584045108 | 06/12/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Rand A. Ballard | Mgmt | For | For | For | |||||||
1.2 | Elect Vernon R. Loucks, Jr. | Mgmt | For | For | For | |||||||
1.3 | Elect R. Halsey Wise | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Medidata Solutions Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MDSO | CUSIP 58471A105 | 05/28/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Tarek A. Sherif | Mgmt | For | For | For | |||||||
1.2 | Elect Glen M. de Vries | Mgmt | For | For | For | |||||||
1.3 | Elect Carlos Dominguez | Mgmt | For | For | For | |||||||
1.4 | Elect Neil M. Kurtz | Mgmt | For | For | For | |||||||
1.5 | Elect George W. McCulloch | Mgmt | For | For | For | |||||||
1.6 | Elect Lee A. Shapiro | Mgmt | For | For | For | |||||||
1.7 | Elect Robert B. Taylor | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
4 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Meridian Bioscience, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VIVO | CUSIP 589584101 | 01/22/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James M. Anderson | Mgmt | For | For | For | |||||||
1.2 | Elect John A. Kraeutler | Mgmt | For | For | For | |||||||
1.3 | Elect William J. Motto | Mgmt | For | For | For | |||||||
1.4 | Elect David C. Phillips | Mgmt | For | For | For | |||||||
1.5 | Elect Robert J. Ready | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Neogen Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NEOG | CUSIP 640491106 | 10/03/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect William T. Boehm | Mgmt | For | For | For | |||||||
1.2 | Elect Jack C. Parnell | Mgmt | For | For | For | |||||||
1.3 | Elect Clayton K. Yeutter | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
NetScout Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NTCT | CUSIP 64115T104 | 08/26/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Anil K. Singhal | Mgmt | For | For | For | |||||||
1.2 | Elect John R. Egan | Mgmt | For | For | For | |||||||
1.3 | Elect Robert E. Donahue | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
NIC Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EGOV | CUSIP 62914B100 | 05/06/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Harry H. Herington | Mgmt | For | For | For | |||||||
1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | |||||||
1.3 | Elect Daniel J. Evans | Mgmt | For | For | For | |||||||
1.4 | Elect Karen S. Evans | Mgmt | For | For | For | |||||||
1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | |||||||
1.6 | Elect C. Brad Henry | Mgmt | For | For | For | |||||||
1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||||||
1.8 | Elect William M. Lyons | Mgmt | For | For | For | |||||||
1.9 | Elect Pete Wilson | Mgmt | For | For | For | |||||||
2 | Amendment to the 2014 Stock Compensation Plan | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Nuance Communications, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NUAN | CUSIP 67020Y100 | 02/03/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Paul A. Ricci | Mgmt | For | For | For | |||||||
2 | Elect Robert J. Frankenberg | Mgmt | For | For | For | |||||||
3 | Elect Patrick T. Hackett | Mgmt | For | For | For | |||||||
4 | Elect Brett Icahn | Mgmt | For | For | For | |||||||
5 | Elect William H. Janeway | Mgmt | For | For | For | |||||||
6 | Elect Mark R. Laret | Mgmt | For | For | For | |||||||
7 | Elect Katharine A. Martin | Mgmt | For | For | For | |||||||
8 | Elect Mark B. Myers | Mgmt | For | For | For | |||||||
9 | Elect Philip J. Quigley | Mgmt | For | For | For | |||||||
10 | Elect David Schechter | Mgmt | For | For | For | |||||||
11 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | |||||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
PROS Holdings, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PRO | CUSIP 74346Y103 | 05/22/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Greg B. Petersen | Mgmt | For | For | For | |||||||
1.2 | Elect Timothy V. Williams | Mgmt | For | For | For | |||||||
1.3 | Elect Mariette M. Woestemeyer | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Quality Systems, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QSII | CUSIP 747582104 | 08/15/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Steven T. Plochocki | Mgmt | For | For | For | |||||||
1.2 | Elect Craig Barbarosh | Mgmt | For | For | For | |||||||
1.3 | Elect George Bristol | Mgmt | For | For | For | |||||||
1.4 | Elect James C. Malone | Mgmt | For | For | For | |||||||
1.5 | Elect Peter M. Neupert | Mgmt | For | For | For | |||||||
1.6 | Elect Morris Panner | Mgmt | For | For | For | |||||||
1.7 | Elect Russell Pflueger | Mgmt | For | For | For | |||||||
1.8 | Elect Sheldon Razin | Mgmt | For | For | For | |||||||
1.9 | Elect Lance Rosenzweig | Mgmt | For | For | For | |||||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Quidel Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
QDEL | CUSIP 74838J101 | 05/06/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Thomas D. Brown | Mgmt | For | For | For | |||||||
1.2 | Elect Douglas C. Bryant | Mgmt | For | For | For | |||||||
1.3 | Elect Kenneth F. Buechler | Mgmt | For | For | For | |||||||
1.4 | Elect Rod F. Dammeyer | Mgmt | For | For | For | |||||||
1.5 | Elect Mary Lake Polan | Mgmt | For | For | For | |||||||
1.6 | Elect Mark A. Pulido | Mgmt | For | For | For | |||||||
1.7 | Elect Jack W. Schuler | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
4 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||||
Rovi Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ROVI | CUSIP 779376102 | 04/29/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Thomas Carson | Mgmt | For | For | For | |||||||
2 | Elect Alan L. Earhart | Mgmt | For | For | For | |||||||
3 | Elect Andrew K. Ludwick | Mgmt | For | Against | Against | |||||||
4 | Elect James E. Meyer | Mgmt | For | Against | Against | |||||||
5 | Elect James P. OShaughnessy | Mgmt | For | Against | Against | |||||||
6 | Elect Ruthann Quindlen | Mgmt | For | For | For | |||||||
7 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
Sun Hydraulics Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SNHY | CUSIP 866942105 | 06/02/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Christine L. Koski | Mgmt | For | For | For | |||||||
1.2 | Elect David N. Wormley | Mgmt | For | For | For | |||||||
1.3 | Elect Alexander Schuetz | Mgmt | For | For | For | |||||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Techne Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TECH | CUSIP 878377100 | 10/31/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Charles R. Kummeth | Mgmt | For | For | For | |||||||
2 | Elect Robert V. Baumgartner | Mgmt | For | For | For | |||||||
3 | Elect Roger C. Lucas | Mgmt | For | For | For | |||||||
4 | Elect Howard V. OConnell | Mgmt | For | For | For | |||||||
5 | Elect Randolph C. Steer | Mgmt | For | For | For | |||||||
6 | Elect Charles A. Dinarello | Mgmt | For | For | For | |||||||
7 | Elect Karen A. Holbrook | Mgmt | For | For | For | |||||||
8 | Elect John L. Higgins | Mgmt | For | For | For | |||||||
9 | Elect Roland Nusse | Mgmt | For | For | For | |||||||
10 | Change in Board Size | Mgmt | For | For | For | |||||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Tyler Technologies, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYL | CUSIP 902252105 | 05/14/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Donald R. Brattain | Mgmt | For | For | For | |||||||
1.2 | Elect Glen A. Carter | Mgmt | For | For | For | |||||||
1.3 | Elect Brenda A. Cline | Mgmt | For | For | For | |||||||
1.4 | Elect J. Luther King, Jr. | Mgmt | For | For | For | |||||||
1.5 | Elect John S. Marr, Jr. | Mgmt | For | For | For | |||||||
1.6 | Elect Dustin R. Womble | Mgmt | For | Withhold | Against | |||||||
1.7 | Elect John M. Yeaman | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
Vocera Communications, Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
VCRA | CUSIP 92857F107 | 05/29/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Brian D. Ascher | Mgmt | For | For | For | |||||||
1.2 | Elect John B. Grotting | Mgmt | For | For | For | |||||||
1.3 | Elect Howard E. Janzen | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For |
BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND
Azimut Holding S.p.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AZM | CINS T0783G106 | 04/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Italy | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
2 | Elect Paolo Martini | Mgmt | For | Against | Against | |||||||
3 | Incentive Plan | Mgmt | For | Against | Against | |||||||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||||
5 | Remuneration Report | Mgmt | For | Against | Against | |||||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
BAE Systems plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BA | CINS G06940103 | 05/07/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Paul M. Anderson | Mgmt | For | For | For | |||||||
6 | Elect Harriet Green | Mgmt | For | For | For | |||||||
7 | Elect Ian G. King | Mgmt | For | For | For | |||||||
8 | Elect Peter Lynas | Mgmt | For | For | For | |||||||
9 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||||
10 | Elect Nicholas Rose | Mgmt | For | For | For | |||||||
11 | Elect Carl G. Symon | Mgmt | For | For | For | |||||||
12 | Elect Roger Carr | Mgmt | For | For | For | |||||||
13 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||||||
14 | Elect Chris Grigg | Mgmt | For | For | For | |||||||
15 | Elect Ian Tyler | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
19 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Bayerische Motoren Werke AG | ||||||||||||
(BMW) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BMW | CINS D12096109 | 05/15/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Elect Franz Markus Haniel | Mgmt | For | For | For | |||||||
10 | Elect Susanne Klatten | Mgmt | For | For | For | |||||||
11 | Elect Robert W. Lane | Mgmt | For | For | For | |||||||
12 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||||||
13 | Elect Stefan Quandt | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares for Employee Share Scheme | Mgmt | For | For | For | |||||||
15 | Increase in Authorized Capital for Employee Share Scheme | Mgmt | For | For | For | |||||||
16 | Compensation Policy | Mgmt | For | For | For | |||||||
BIC (Societe Bic) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
BB | CINS F10080103 | 05/14/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Directors Fees | Mgmt | For | For | For | |||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
9 | Elect Francois Bich | Mgmt | For | For | For | |||||||
10 | Elect Marie-Pauline Chandon- Moet | Mgmt | For | For | For | |||||||
11 | Elect Frederic Rostand | Mgmt | For | For | For | |||||||
12 | Remuneration of Bruno Bich, Chairman of the Board of Directors | Mgmt | For | For | For | |||||||
13 | Remuneration of Mario Guevara, Director and CEO | Mgmt | For | For | For | |||||||
14 | Remuneration of Francois Bich, Executive Vice-President | Mgmt | For | For | For | |||||||
15 | Remuneration of Marie-Aimee | Mgmt | For | For | For | |||||||
Bich-Dufour, Executive Vice- President | ||||||||||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Greenshoe | Mgmt | For | For | For | |||||||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
21 | Disapplication of Preemptive Rights Pursuant to Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
22 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||||||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
Canadian Natural Resources | ||||||||||||
Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CNQ | CUSIP 136385101 | 05/08/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
1.1 | Elect Catherine M. Best | Mgmt | For | For | For | |||||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||||||
1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | |||||||
1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | |||||||
1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | |||||||
1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | |||||||
1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | |||||||
1.8 | Elect Steve W. Laut | Mgmt | For | For | For | |||||||
1.9 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||||||
1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||||
1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | |||||||
1.12 | Elect David A. Tuer | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
3 | Advisory Vote on Executive | Mgmt | For | For | For | |||||||
Compensation | ||||||||||||
Carl Zeiss Meditec AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
AFX | CINS D14895102 | 03/04/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Supervisory Board Members Fees | Mgmt | For | For | For | |||||||
Carnival plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
CCL | CUSIP 143658300 | 04/17/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||||
3 | Elect Arnold W. Donald | Mgmt | For | For | For | |||||||
4 | Elect Richard J. Glasier | Mgmt | For | For | For | |||||||
5 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||||||
6 | Elect Sir John Parker | Mgmt | For | For | For | |||||||
7 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||||
8 | Elect Laura A. Weil | Mgmt | For | For | For | |||||||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||||
11 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
12 | Accounts and Reports | Mgmt | For | For | For | |||||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
14 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||||||
15 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
19 | 2014 Employee Share Plan | Mgmt | For | For | For | |||||||
Chaoda Modern Agriculture | ||||||||||||
Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
0682 | CINS G2046Q107 | 12/30/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Elect LI Yan | Mgmt | For | For | For | |||||||
4 | Elect HUANG Xie Ying | Mgmt | For | For | For | |||||||
5 | Elect IP Chi Ming | Mgmt | For | For | For | |||||||
6 | Elect LUAN Yue Wen | Mgmt | For | Against | Against | |||||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
DCC Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DCC | CINS G2689P101 | 07/19/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Directors Remuneration Report | Mgmt | For | For | For | |||||||
4 | Elect Tommy Breen | Mgmt | For | For | For | |||||||
5 | Elect Roisin Brennan | Mgmt | For | For | For | |||||||
6 | Elect Michael D. Buckley | Mgmt | For | For | For | |||||||
7 | Elect David Byrne | Mgmt | For | For | For | |||||||
8 | Elect Jane Lodge | Mgmt | For | For | For | |||||||
9 | Elect Kevin C. Melia | Mgmt | For | For | For | |||||||
10 | Elect John Moloney | Mgmt | For | For | For | |||||||
11 | Elect Donal Murphy | Mgmt | For | For | For | |||||||
12 | Elect Fergal ODwyer | Mgmt | For | For | For | |||||||
13 | Elect Leslie Van de Walle | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
20 | Adoption of New Articles | Mgmt | For | For | For | |||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Diageo plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DGE | CINS G42089113 | 09/19/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Directors Remuneration Report | Mgmt | For | Against | Against | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Elect Peggy Bruzelius | Mgmt | For | For | For | |||||||
5 | Elect Laurence M. Danon | Mgmt | For | For | For | |||||||
6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | |||||||
7 | Elect HO Kwon Ping | Mgmt | For | For | For | |||||||
8 | Elect Betsey D. Holden | Mgmt | For | For | For | |||||||
9 | Elect Franz B. Humer | Mgmt | For | For | For | |||||||
10 | Elect Deirdre Mahlan | Mgmt | For | For | For | |||||||
11 | Elect Ivan Menezes | Mgmt | For | For | For | |||||||
12 | Elect Philip Scott | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Dominion Diamond Corp. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
DDC | CUSIP 257287102 | 07/19/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Canada | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect Graham G. Clow | Mgmt | For | For | For | |||||||
1.2 | Elect Robert A. Gannicott | Mgmt | For | For | For | |||||||
1.3 | Elect Noel Harwerth | Mgmt | For | For | For | |||||||
1.4 | Elect Daniel O. Jarvis | Mgmt | For | For | For | |||||||
1.5 | Elect Chuck Strahl | Mgmt | For | For | For | |||||||
1.6 | Elect Tom Kenny | Mgmt | For | For | For | |||||||
1.7 | Elect Manuel Lino S. De Sousa- Oliveira | Mgmt | For | For | For | |||||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | |||||||
Esprit Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
0330 | CINS G3122U145 | 12/03/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Bermuda | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Elect Raymond OR Ching-Fai | Mgmt | For | Against | Against | |||||||
5 | Elect Paul CHENG Ming Fun | Mgmt | For | For | For | |||||||
6 | Elect Eva CHENG Li Kam Fun | Mgmt | For | For | For | |||||||
7 | Elect Alexander R. Hamilton | Mgmt | For | For | For | |||||||
8 | Elect Carmelo LEE Ka Sze | Mgmt | For | Against | Against | |||||||
9 | Elect Norbert Adolf Platt | Mgmt | For | For | For | |||||||
10 | Directors Fees | Mgmt | For | For | For | |||||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
Flamel Technologies SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLML | CUSIP 338488109 | 02/11/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Authority to Issue Shares (ADS) with Preemptive Rights | Mgmt | For | For | For | |||||||
2 | Authority to Issue Shares (ADS) without Preemptive Rights | Mgmt | For | For | For | |||||||
3 | Eliminate Preemptive Rights Pursuant to Item 2.00 | Mgmt | For | For | For | |||||||
4 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||||||
5 | Authority to Issue Shares (ADS) Through Private Placement | Mgmt | For | For | For | |||||||
6 | Eliminate Preemptive Rights Pursuant to Item 5.00 | Mgmt | For | For | For | |||||||
7 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | |||||||
8 | Eliminate Preemptive Rights Pursuant to Item 7.00 | Mgmt | Against | Against | For | |||||||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
Flamel Technologies SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FLML | CUSIP 338488109 | 06/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||||||
2 | Allocation of Losses | Mgmt | For | For | For | |||||||
3 | Elect Michael Anderson | Mgmt | For | For | For | |||||||
4 | Elect Guillaume Cerutti | Mgmt | For | For | For | |||||||
5 | Elect Francis Fildes | Mgmt | For | For | For | |||||||
6 | Elect Craig Stapleton | Mgmt | For | For | For | |||||||
7 | Elect Christophe Navarre | Mgmt | For | For | For | |||||||
8 | Elect Ben Van Assche | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and Alternate Auditor | Mgmt | For | For | For | |||||||
10 | Directors Fees | Mgmt | For | For | For | |||||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||||
12 | Authority to Grant Free Shares | Mgmt | For | For | For | |||||||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||||
14 | Authority to Issue Warrants Reserved for Non-Executive Directors and Scientific Advisory Board Members | Mgmt | For | For | For | |||||||
15 | Eliminate Preemptive Rights Pursuant to Item 14.00 | Mgmt | For | For | For | |||||||
16 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
17 | Cancellation of Preemptive Rights in accordance with implementation of Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
18 | Amendments to Articles | Mgmt | For | For | For | |||||||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
Fomento Economico Mexicano SAB de CV |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEMSA | CUSIP 344419106 | 03/14/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
5 | Election of Directors; Fees | Mgmt | For | For | For | |||||||
6 | Election of Board Committee Members; Fees | Mgmt | For | For | For | |||||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||||||
8 | Minutes | Mgmt | For | For | For | |||||||
Fomento Economico Mexicano SAB de CV |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEMSA | CUSIP 344419106 | 03/14/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
5 | Election of Directors; Fees | Mgmt | For | For | For | |||||||
6 | Election of Board Committee Members; Fees | Mgmt | For | For | For | |||||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||||||
8 | Minutes | Mgmt | For | For | For | |||||||
Fomento Economico Mexicano SAB de CV |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
FEMSA | CUSIP 344419106 | 12/06/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Special Dividend | Mgmt | For | For | For | |||||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||||||
Givaudan S.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GIVN | CINS H3238Q102 | 03/20/2014 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||||
6 | Amendments to Articles Regarding Removal of Rights Restrictions | Mgmt | For | TNA | N/A | |||||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||||
8 | Amendments to Articles Relating to VeguV | Mgmt | For | TNA | N/A | |||||||
9 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | |||||||
10 | Elect Andre Hoffmann | Mgmt | For | TNA | N/A | |||||||
11 | Elect Lilian Biner | Mgmt | For | TNA | N/A | |||||||
12 | Elect Peter Kappeler | Mgmt | For | TNA | N/A | |||||||
13 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | |||||||
14 | Elect Nabil Sakkab | Mgmt | For | TNA | N/A | |||||||
15 | Elect Werner Bauer | Mgmt | For | TNA | N/A | |||||||
16 | Elect Calvin Grieder | Mgmt | For | TNA | N/A | |||||||
17 | Elect Jurg Witmer as Chairman | Mgmt | For | TNA | N/A | |||||||
18 | Elect Andre Hoffmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
19 | Elect Peter Kappeler as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
20 | Elect Werner Bauer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||||||
24 | Bonus (Executive Committee) | Mgmt | For | TNA | N/A | |||||||
25 | Executive Compensation | Mgmt | For | TNA | N/A | |||||||
26 | In the case of ad- hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHoldr | N/A | TNA | N/A | |||||||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
Goodpack Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
G05 | CINS Y2808U106 | 10/30/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Singapore | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Declaration of Special Dividend | Mgmt | For | For | For | |||||||
4 | Elect John WONG Weng Foo | Mgmt | For | For | For | |||||||
5 | Elect Leslie MAH Kim Loong | Mgmt | For | For | For | |||||||
6 | Directors Fees | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||||
Goodpack Ltd | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
G05 | CINS Y2808U106 | 10/30/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Singapore | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Grifols SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GRF | CINS E5706X124 | 05/29/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | Spain | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports (Individual); Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||||
4 | Appointment of Auditor (Individual) | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||||||
6 | Election of Directors; Board Size | Mgmt | For | For | For | |||||||
7 | Directors Fees | Mgmt | For | For | For | |||||||
8 | Remuneration Report | Mgmt | For | For | For | |||||||
9 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||||||
10 | Renewal of Authority to List Securities | Mgmt | For | For | For | |||||||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Grifols SA | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
GRF | CINS E5706X124 | 12/16/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Spain | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Authority to List Securities | Mgmt | For | For | For | |||||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||||
Icon Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ICLR | CUSIP G4705A100 | 07/22/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||||
2 | Elect Declan McKeon | Mgmt | For | For | For | |||||||
3 | Elect William Hall | Mgmt | For | For | For | |||||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
Invesco Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
IVZ | CUSIP G491BT108 | 05/15/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
2 | Elect Denis Kessler | Mgmt | For | For | For | |||||||
3 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
Japan Tobacco Incorporated | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||||||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||||||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||||||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||||||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||||||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||||||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||||||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||||||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||||||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | |||||||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHoldr | Against | Against | For | |||||||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | |||||||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | |||||||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHoldr | Against | Against | For | |||||||
Kingdee
International Software Group Co. Ltd |
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Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
268 | CINS G52568147 | 05/08/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Elect YANG Jian | Mgmt | For | For | For | |||||||
5 | Elect Gary C. Biddle | Mgmt | For | For | For | |||||||
6 | Elect HO Ching Hua | Mgmt | For | For | For | |||||||
7 | Elect LIU Chia Yung | Mgmt | For | For | For | |||||||
8 | Directors Fees | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
Kingsoft Corporation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3888 | CINS G5264Y108 | 01/02/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Adoption of Kingsoft Internet Software Holdings Limited | Mgmt | For | Against | Against | |||||||
4 | Adoption of Kingsoft Japan Inc. | Mgmt | For | Against | Against | |||||||
Kingsoft Corporation Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
3888 | CINS G5264Y108 | 05/28/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Cayman Islands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect ZHANG HongJiang | Mgmt | For | For | For | |||||||
6 | Elect ZOU Tao | Mgmt | For | For | For | |||||||
7 | Elect KAU Pak Kwan | Mgmt | For | For | For | |||||||
8 | Directors Fees | Mgmt | For | For | For | |||||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||||
Kone Oyj | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KNEBV | CINS X4551T105 | 02/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Finland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
8 | Accounts and Reports | Mgmt | For | For | For | |||||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||||
11 | Directors Fees | Mgmt | For | For | For | |||||||
12 | Board Size | Mgmt | For | For | For | |||||||
13 | Election of Directors | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Number of Auditors | Mgmt | For | For | For | |||||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
Kone Oyj | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
KNEBV | CINS X4551T105 | 12/02/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Finland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
7 | Special Dividend | Mgmt | For | For | For | |||||||
8 | Stock Split | Mgmt | For | For | For | |||||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
Man Group plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
EMG | CINS G5790V172 | 05/09/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Jon Aisbitt | Mgmt | For | For | For | |||||||
6 | Elect Phillip Colebatch | Mgmt | For | For | For | |||||||
7 | Elect Andrew D. Horton | Mgmt | For | For | For | |||||||
8 | Elect Matthew Lester | Mgmt | For | For | For | |||||||
9 | Elect Emmanuel Roman | Mgmt | For | For | For | |||||||
10 | Elect Dev Sanyal | Mgmt | For | For | For | |||||||
11 | Elect Nina Shapiro | Mgmt | For | For | For | |||||||
12 | Elect Jonathan Sorrell | Mgmt | For | For | For | |||||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||||
14 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
19 | Deferred Executive Incentive Plan | Mgmt | For | For | For | |||||||
Management Consulting Group plc |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MMC | CINS G5775H107 | 04/23/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Elect Alan J. Barber | Mgmt | For | For | For | |||||||
6 | Elect Marco Capello | Mgmt | For | For | For | |||||||
7 | Elect Stephen A. Ferriss | Mgmt | For | For | For | |||||||
8 | Elect Chiheb Mahjoub | Mgmt | For | For | For | |||||||
9 | Elect Chris J. Povey | Mgmt | For | For | For | |||||||
10 | Elect Emilio Di Spiezio Sardo | Mgmt | For | For | For | |||||||
11 | Elect Andrew H. Simon | Mgmt | For | For | For | |||||||
12 | Elect Nicholas S. Stagg | Mgmt | For | For | For | |||||||
13 | Elect Julian D. Waldron | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Millicom
International Cellular SA |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MICSDB | CINS L6388F128 | 05/27/2014 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Mix | Luxembourg | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||||
9 | Board Size | Mgmt | For | TNA | N/A | |||||||
10 | Elect Mia Brunell Livfors | Mgmt | For | TNA | N/A | |||||||
11 | Elect Paul Donovan | Mgmt | For | TNA | N/A | |||||||
12 | Elect Alejandro Santo Domingo | Mgmt | For | TNA | N/A | |||||||
13 | Elect Lorenzo Grabau | Mgmt | For | TNA | N/A | |||||||
14 | Elect Ariel Eckstein | Mgmt | For | TNA | N/A | |||||||
15 | Elect Cristina Stenbeck | Mgmt | For | TNA | N/A | |||||||
16 | Elect Amelia C. Fawcett | Mgmt | For | TNA | N/A | |||||||
17 | Elect Dominique Lafont | Mgmt | For | TNA | N/A | |||||||
18 | Elect Tomas Eliasson | Mgmt | For | TNA | N/A | |||||||
19 | Elect Cristina Stenbeck as Chairman | Mgmt | For | TNA | N/A | |||||||
20 | Directors Fees | Mgmt | For | TNA | N/A | |||||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
22 | Authority to Set Auditors Fees | Mgmt | For | TNA | N/A | |||||||
23 | Nomination Committee | Mgmt | For | TNA | N/A | |||||||
24 | Share Repurchase Plan | Mgmt | For | TNA | N/A | |||||||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
28 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||||||
30 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
31 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||||
32 | Presentation of the Board on Limitation of Preferential Subscription Rights | Mgmt | For | TNA | N/A | |||||||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
34 | Amendments to Articles Regarding the Date of Annual General Meeting | Mgmt | For | TNA | N/A | |||||||
Millicom
International Cellular SA |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MICSDB | CINS L6388F128 | 05/27/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Luxembourg | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Election of Presiding Chairman | Mgmt | For | For | For | |||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
9 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||||
10 | Board Size | Mgmt | For | For | For | |||||||
11 | Elect Mia Brunell Livfors | Mgmt | For | For | For | |||||||
12 | Elect Paul Donovan | Mgmt | For | For | For | |||||||
13 | Elect Alejandro Santo Domingo | Mgmt | For | For | For | |||||||
14 | Elect Lorenzo Grabau | Mgmt | For | For | For | |||||||
15 | Elect Ariel Eckstein | Mgmt | For | For | For | |||||||
16 | Elect Cristina Stenbeck | Mgmt | For | For | For | |||||||
17 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||||||
18 | Elect Dominique Lafont | Mgmt | For | For | For | |||||||
19 | Elect Tomas Eliasson | Mgmt | For | For | For | |||||||
20 | Elect Cristina Stenbeck as Chairman | Mgmt | For | For | For | |||||||
21 | Directors Fees | Mgmt | For | For | For | |||||||
22 | Appointment of Auditor | Mgmt | For | For | For | |||||||
23 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
24 | Nomination Committee | Mgmt | For | For | For | |||||||
25 | Share Repurchase Plan | Mgmt | For | For | For | |||||||
26 | Remuneration Guidelines | Mgmt | For | For | For | |||||||
Millicom International Cellular SA |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
MICSDB | CINS L6388F128 | 05/27/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | Luxembourg | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
5 | Election of Presiding Chairman | Mgmt | For | For | For | |||||||
6 | Increase in Authorized Capital | Mgmt | For | For | For | |||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
8 | Amendments to Articles Regarding the Date of Annual General Meeting | Mgmt | For | For | For | |||||||
Mitsubishi Estate Co Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
8802 | CINS J43916113 | 06/27/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||||||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||||||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||||||
6 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||||||
7 | Elect Joh Katoh | Mgmt | For | For | For | |||||||
8 | Elect Naoto Aiba | Mgmt | For | For | For | |||||||
9 | Elect Masamichi Ono | Mgmt | For | For | For | |||||||
10 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||||||
11 | Elect Junichi Tanisawa | Mgmt | For | For | For | |||||||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||||||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | |||||||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||||||
15 | Elect Shu Tomioka | Mgmt | For | For | For | |||||||
16 | Elect Kenji Matsuo as a Statutory Auditor | Mgmt | For | For | For | |||||||
Nabors Industries Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NBR | CUSIP G6359F103 | 06/03/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1.1 | Elect James R. Crane | Mgmt | For | For | For | |||||||
1.2 | Elect John P. Kotts | Mgmt | For | For | For | |||||||
1.3 | Elect Michael C. Linn | Mgmt | For | For | For | |||||||
1.4 | Elect John V. Lombardi | Mgmt | For | For | For | |||||||
1.5 | Elect Anthony G. Petrello | Mgmt | For | For | For | |||||||
1.6 | Elect Howard Wolf | Mgmt | For | For | For | |||||||
1.7 | Elect John Yearwood | Mgmt | For | For | For | |||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
5 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||||||
6 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | |||||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||||||
10 | Shareholder Proposal Regarding Counting Broker Non-Votes | ShrHoldr | Against | For | Against | |||||||
Nestle S.A. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NESN | CINS H57312649 | 04/10/2014 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||||||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||||||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||||||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||||||
11 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||||||
12 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||||||
13 | Elect Steven G. Hoch | Mgmt | For | TNA | N/A | |||||||
14 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||||||
15 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||||||
16 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||||||
17 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||||||
18 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||||||
19 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||||||
20 | Election of Chairman | Mgmt | For | TNA | N/A | |||||||
21 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
22 | Elect Daniel Borel as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
23 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
24 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||||||
28 | MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||||||
29 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | |||||||
30 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Abstain | Mgmt | For | TNA | N/A | |||||||
Nobel Biocare Holding AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NOBE | CINS H5783Q130 | 03/26/2014 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||||||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||||
7 | Elect Daniela Bosshardt- Hengartner | Mgmt | For | TNA | N/A | |||||||
8 | Elect Raymund Breu | Mgmt | For | TNA | N/A | |||||||
9 | Elect Edgar Fluri | Mgmt | For | TNA | N/A | |||||||
10 | Elect Franz Maier | Mgmt | For | TNA | N/A | |||||||
11 | Elect Michel Orsinger | Mgmt | For | TNA | N/A | |||||||
12 | Elect Juha Raisanen | Mgmt | For | TNA | N/A | |||||||
13 | Elect Oern R. Stuge | Mgmt | For | TNA | N/A | |||||||
14 | Elect Georg Watzek | Mgmt | For | TNA | N/A | |||||||
15 | Elect Rolf Watter as Chairman | Mgmt | For | TNA | N/A | |||||||
16 | Elect Daniela Bosshardt- Hengartner as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
17 | Elect Raymund Breu as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
18 | Elect Rolf Watter as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
21 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||||
22 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||||
23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
Novo Nordisk A/S | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
NOVO-B | CINS K72807132 | 03/20/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Denmark | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||||
5 | Directors Fees for 2013 | Mgmt | For | For | For | |||||||
6 | Directors Fees for 2014 | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Elect Goran A. Ando as Chairman | Mgmt | For | For | For | |||||||
9 | Elect Jeppe Christiansen as Vice Chairman | Mgmt | For | For | For | |||||||
10 | Elect Bruno Angelici | Mgmt | For | For | For | |||||||
11 | Elect Liz Hewitt | Mgmt | For | For | For | |||||||
12 | Elect Thomas P Koestler | Mgmt | For | For | For | |||||||
13 | Elect Finn Helge Lund | Mgmt | For | For | For | |||||||
14 | Elect Hannu Ryopponen | Mgmt | For | For | For | |||||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||||
16 | Cancellation of Shares | Mgmt | For | For | For | |||||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
18 | Charitable Donations | Mgmt | For | For | For | |||||||
19 | Amendments to Articles Regarding Language of Annual Reports | Mgmt | For | For | For | |||||||
20 | Amendments to Articles Regarding Language of General Meetings | Mgmt | For | For | For | |||||||
21 | Amendments to Remuneration Principles | Mgmt | For | For | For | |||||||
22 | Shareholder Proposal Regarding Financial Information in Notice of Meeting | ShrHoldr | Against | Against | For | |||||||
23 | Shareholder Proposal Regarding Presentation of Financial Information | ShrHoldr | Against | Against | For | |||||||
24 | Shareholder Proposal Regarding Access to Financial Information | ShrHoldr | Against | Against | For | |||||||
25 | Shareholder Proposal Regarding Refreshments at Annual General Meetings | ShrHoldr | Against | Against | For | |||||||
Paddy Power plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
PWL | CINS G68673105 | 05/13/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Elect Michael A. Cawley | Mgmt | For | For | For | |||||||
5 | Elect Nigel Northridge | Mgmt | For | For | For | |||||||
6 | Elect Patrick Kennedy | Mgmt | For | For | For | |||||||
7 | Elect Stewart Kenny | Mgmt | For | For | For | |||||||
8 | Elect Ulric Jerome | Mgmt | For | For | For | |||||||
9 | Elect Tom Grace | Mgmt | For | For | For | |||||||
10 | Elect Danuta Gray | Mgmt | For | For | For | |||||||
11 | Elect Cormac McCarthy | Mgmt | For | For | For | |||||||
12 | Elect Padraig O Riordain | Mgmt | For | For | For | |||||||
13 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
Ping An Insurance (Group) | ||||||||||||
Company of China, Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2318 | CINS Y69790106 | 06/12/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | China | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Directors Report | Mgmt | For | For | For | |||||||
3 | Supervisors Report | Mgmt | For | For | For | |||||||
4 | Annual Report | Mgmt | For | For | For | |||||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
8 | Elect CAI Fangfang | Mgmt | For | For | For | |||||||
9 | Supervisors Fees | Mgmt | For | For | For | |||||||
10 | Authority to Issue H Shares w/o Preemptive Rights and Make Amendments to Articles | Mgmt | For | Against | Against | |||||||
Rakuten Inc. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
4755 | CINS J64264104 | 03/28/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||||
3 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |||||||
4 | Elect Atsushi Kunishige | Mgmt | For | For | For | |||||||
5 | Elect Yoshihisa Yamada | Mgmt | For | For | For | |||||||
6 | Elect Masatada Kobayashi | Mgmt | For | For | For | |||||||
7 | Elect Tohru Shimada | Mgmt | For | For | For | |||||||
8 | Elect Akio Sugihara | Mgmt | For | For | For | |||||||
9 | Elect Kazunori Takeda | Mgmt | For | For | For | |||||||
10 | Elect Kentaroh Hyakuno | Mgmt | For | For | For | |||||||
11 | Elect Hiroaki Yasutake | Mgmt | For | For | For | |||||||
12 | Elect Charles B. Baxter | Mgmt | For | For | For | |||||||
13 | Elect Kohichi Kusano | Mgmt | For | For | For | |||||||
14 | Elect Ken Kutaragi | Mgmt | For | For | For | |||||||
15 | Elect Joshua G. James | Mgmt | For | For | For | |||||||
16 | Elect Hiroshi Fukino | Mgmt | For | For | For | |||||||
17 | Elect Jun Murai | Mgmt | For | For | For | |||||||
18 | Elect Masayuki Hosaka | Mgmt | For | For | For | |||||||
19 | Elect Hiroshi Takahashi as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||||||
20 | Equity Compensation Plan | Mgmt | For | Against | Against | |||||||
Reed Elsevier Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
REL | CINS G74570121 | 04/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United Kingdom | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||||
6 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
7 | Elect Nick Luff | Mgmt | For | For | For | |||||||
8 | Elect Erik Engstrom | Mgmt | For | For | For | |||||||
9 | Elect Anthony Habgood | Mgmt | For | For | For | |||||||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||||||
11 | Elect Adrian Hennah | Mgmt | For | For | For | |||||||
12 | Elect Lisa Hook | Mgmt | For | For | For | |||||||
13 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||||||
14 | Elect Robert Polet | Mgmt | For | For | For | |||||||
15 | Elect Linda S. Sanford | Mgmt | For | For | For | |||||||
16 | Elect Ben van der Veer | Mgmt | For | For | For | |||||||
17 | Authority to Issue Shares w/ | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |||||||
Preemptive Rights | ||||||||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
Sanofi | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Ordinary | France | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||||||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||||||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||||||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||||||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||||||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
Sap AG | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SAP | CINS D66992104 | 05/21/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Germany | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||||
9 | Amendments to Agreement with SAP Erste Beteiligungs- und Vermogensverwaltungs GmbH | Mgmt | For | For | For | |||||||
10 | Amendments to Agreement with SAP Zweite Beteiligungs- und Vermogensverwaltungs GmbH | Mgmt | For | For | For | |||||||
11 | Control Agreement with SAP Ventures Investment GmbH | Mgmt | For | For | For | |||||||
12 | Change of Legal Form to a European Company | Mgmt | For | For | For | |||||||
13 | Elect Hasso Plattner | Mgmt | For | Against | Against | |||||||
14 | Elect Pekka Ala-Pietila | Mgmt | For | For | For | |||||||
15 | Elect Anja Feldmann | Mgmt | For | For | For | |||||||
16 | Elect Wilhelm Haarmann | Mgmt | For | Against | Against | |||||||
17 | Elect Bernard Liautaud | Mgmt | For | For | For | |||||||
18 | Elect Hartmut Mehdorn | Mgmt | For | For | For | |||||||
19 | Elect Erhard Schipporeit | Mgmt | For | For | For | |||||||
20 | Elect Jim Hagermann Snabe | Mgmt | For | Against | Against | |||||||
21 | Elect Klaus Wucherer | Mgmt | For | Against | Against | |||||||
Sapporo Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
2501 | CINS J69413128 | 03/28/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Tsutomu Kamijoh | Mgmt | For | For | For | |||||||
4 | Elect Hidenori Tanaka | Mgmt | For | For | For | |||||||
5 | Elect Yohichi Katoh | Mgmt | For | For | For | |||||||
6 | Elect Junji Watari | Mgmt | For | For | For | |||||||
7 | Elect Toshio Mizokami | Mgmt | For | For | For | |||||||
8 | Elect Masaki Oga | Mgmt | For | For | For | |||||||
9 | Elect Yoshihiro Iwata | Mgmt | For | For | For | |||||||
10 | Elect Hiroshi Tanaka | Mgmt | For | For | For | |||||||
11 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||||||
12 | Elect Teruhiko Ikeda | Mgmt | For | For | For | |||||||
13 | Elect Tsugio Yada as Alternate Statutory Auditor | Mgmt | For | For | For | |||||||
14 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||||||
Sasol Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
SOL | CUSIP 803866300 | 11/22/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Re-elect Nolitha Fakude | Mgmt | For | For | For | |||||||
2 | Re-elect Mandla Gantsho | Mgmt | For | For | For | |||||||
3 | Re-elect Imogen Mkhize | Mgmt | For | For | For | |||||||
4 | Elect Johnson Njeke | Mgmt | For | Against | Against | |||||||
5 | Elect Paul Victor | Mgmt | For | For | For | |||||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||||
7 | Elect Audit Committee Member (Beggs) | Mgmt | For | For | For | |||||||
8 | Elect Audit Committee Member (Mkhize) | Mgmt | For | For | For | |||||||
9 | Elect Audit Committee Member (Njeke) | Mgmt | For | Against | Against | |||||||
10 | Elect Audit Committee Member (Westwell) | Mgmt | For | For | For | |||||||
11 | Approve Remuneration Policy | Mgmt | For | For | For | |||||||
12 | Approve NEDs Fees | Mgmt | For | For | For | |||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
14 | Authority to Repurchase Shares (Directors/Prescribed Officers) | Mgmt | For | For | For | |||||||
Swatch Group Ltd. (The) | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UHR | CINS H83949141 | 05/14/2014 | Take No Action | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Switzerland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||||
2 | Ratification of Board and | Mgmt | For | TNA | N/A | |||||||
Management Acts | ||||||||||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||||
4 | Elect Nayla Hayek | Mgmt | For | TNA | N/A | |||||||
5 | Elect Esther Grether | Mgmt | For | TNA | N/A | |||||||
6 | Elect Ernst Tanner | Mgmt | For | TNA | N/A | |||||||
7 | Elect Georges Hayek | Mgmt | For | TNA | N/A | |||||||
8 | Elect Claude Nicollier | Mgmt | For | TNA | N/A | |||||||
9 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||||||
10 | Elect Nayla Hayek as Chairwoman | Mgmt | For | TNA | N/A | |||||||
11 | Elect Nayla Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
12 | Elect Esther Grether as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
13 | Elect Ernst Tanner as Compensation Committee Member | Mgmt | Against | TNA | N/A | |||||||
14 | Elect Georges Hayek as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
15 | Elect Claude Nicollier as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
16 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||||||
17 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||||
19 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||||
20 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||||||
Teva Pharmaceutical
Industries Ltd. |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TEVA | CUSIP 881624209 | 02/24/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Special | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | CEO Employment Terms | Mgmt | For | For | For | |||||||
Teva Pharmaceutical
Industries Ltd. |
||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Moshe Many | Mgmt | For | For | For | |||||||
2 | Elect Arie S. Belldegrun | Mgmt | For | For | For | |||||||
3 | Elect Amir Elstein | Mgmt | For | For | For | |||||||
4 | Elect Yitzhak Peterburg | Mgmt | For | For | For | |||||||
5 | Cash Bonus for President and CEO | Mgmt | For | For | For | |||||||
6 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | For | N/A | |||||||
7 | Bonus Plan for President and CEO | Mgmt | For | For | For | |||||||
8 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | For | N/A | |||||||
9 | Approval of Compensation Policy | Mgmt | For | For | For | |||||||
10 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Mgmt | N/A | For | N/A | |||||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
The ADT Corporation | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
ADT | CUSIP 00101J106 | 03/13/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||||||
2 | Elect Richard J. Daly | Mgmt | For | For | For | |||||||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||||||
4 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||||||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||||||
6 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||||||
7 | Elect Bridgette Heller | Mgmt | For | For | For | |||||||
8 | Elect Kathleen W. Hyle | Mgmt | For | For | For | |||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
Total Produce Plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
T7O | CINS G8983Q109 | 05/23/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Ireland | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Carl P. McCann | Mgmt | For | For | For | |||||||
4 | Elect J. Frank Gernon | Mgmt | For | For | For | |||||||
5 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
9 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||||||
Transocean Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
RIG | CUSIP H8817H100 | 05/16/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||||
3 | Allocation of Available Earnings | Mgmt | For | For | For | |||||||
4 | Dividend from Capital Reserves | Mgmt | For | For | For | |||||||
5 | Authorized Share Capital | Mgmt | For | For | For | |||||||
6 | Reduce Board Size to 11 | Mgmt | For | For | For | |||||||
7 | Amendments to Articles (Elections; Assorted Changes) | Mgmt | For | For | For | |||||||
8 | Amendments to Articles (Ratification of Compensation) | Mgmt | For | For | For | |||||||
9 | Amendments to Articles (Supplementary Amount) | Mgmt | For | For | For | |||||||
10 | Amendments to Articles (Principles of Compensation) | Mgmt | For | For | For | |||||||
11 | Amendments to Articles (Employment Contracts) | Mgmt | For | For | For | |||||||
12 | Amendments to Articles (External Mandates) | Mgmt | For | For | For | |||||||
13 | Amendments to Articles (Loans and Retirement Benefits) | Mgmt | For | For | For | |||||||
14 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||||
15 | Adoption of Advance Notice Requirement in Order to Conform with German Articles | Mgmt | For | For | For | |||||||
16 | Elect Ian C. Strachan | Mgmt | For | For | For | |||||||
17 | Elect Glyn Barker | Mgmt | For | For | For | |||||||
18 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||||||
19 | Elect Frederico F. Curado | Mgmt | For | For | For | |||||||
20 | Elect Chad Deaton | Mgmt | For | For | For | |||||||
21 | Elect Martin B. McNamara | Mgmt | For | For | For | |||||||
22 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||||||
23 | Elect Edward R. Muller | Mgmt | For | For | For | |||||||
24 | Elect Steven L. Newman | Mgmt | For | For | For | |||||||
25 | Elect TAN Ek Kia | Mgmt | For | For | For | |||||||
26 | Elect Vincent J. Intrieri | Mgmt | For | For | For | |||||||
27 | Election of Chairman | Mgmt | For | For | For | |||||||
28 | Elect Director Curado to Compensation Committee Member | Mgmt | For | For | For | |||||||
29 | Elect Director McNamara to Compensation Committee Member | Mgmt | For | For | For | |||||||
30 | Elect Director Tan Ek Kia to Compensation Committee Member | Mgmt | For | For | For | |||||||
31 | Elect Vincent Intrieri to Compensation Committee Member | Mgmt | For | For | For | |||||||
32 | Appointment of Independent Proxy | Mgmt | For | For | For | |||||||
33 | Appointment of Auditor | Mgmt | For | For | For | |||||||
34 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
35 | Amendment to the Long-Term Incentive Plan for Purposes of Section 162(m) of the IRC | Mgmt | For | For | For | |||||||
Tyco International Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | United States | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||||||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||||||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||||||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||||||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||||||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||||||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||||||
10 | Elect Brendan R. ONeill | Mgmt | For | For | For | |||||||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||||||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||||||
13 | Elect R. David Yost | Mgmt | For | For | For | |||||||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||||||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||||||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||||||
17 | Elect R. David Yost | Mgmt | For | For | For | |||||||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||||||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||||||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||||||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||||||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
UBM plc | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
UBM | CINS G91709108 | 05/20/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Jersey | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||||||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||||
6 | Authority to Set Auditors Fees | Mgmt | For | For | For | |||||||
7 | Elect Tim Cobbold | Mgmt | For | For | For | |||||||
8 | Elect John McConnell | Mgmt | For | For | For | |||||||
9 | Elect Helen Alexander | Mgmt | For | For | For | |||||||
10 | Elect Alan Gillespie | Mgmt | For | For | For | |||||||
11 | Elect Robert Gray | Mgmt | For | For | For | |||||||
12 | Elect Pradeep Kar | Mgmt | For | For | For | |||||||
13 | Elect Greg Lock | Mgmt | For | For | For | |||||||
14 | Elect Terry Neill | Mgmt | For | For | For | |||||||
15 | Elect Jonathan Newcomb | Mgmt | For | For | For | |||||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
17 | 2014 Performance Share Plan | Mgmt | For | For | For | |||||||
18 | International Sharesave Plan | Mgmt | For | For | For | |||||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
22 | Amendments to Articles | Mgmt | For | For | For | |||||||
UOB Kay Hian Holdings Limited | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
U10 | CINS Y92991101 | 04/29/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Singapore | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Directors Fees | Mgmt | For | For | For | |||||||
4 | Elect Walter TUNG Tau Chyr | Mgmt | For | For | For | |||||||
5 | Elect NEO Chin Sang | Mgmt | For | For | For | |||||||
6 | Elect Francis LEE Chin Yong | Mgmt | For | Against | Against | |||||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||||
9 | Authority to Issue Shares under the UOB-Kay Hian Holdings Limited Scrip Dividend Scheme | Mgmt | For | For | For | |||||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||||||
Wolters Kluwer NV | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
WKL | CINS ADPV09931 | 04/23/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Netherlands | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
10 | Elect Rima Qureshi to the Supervisory Board | Mgmt | For | For | For | |||||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||||
Yamaha Motor Co. Ltd. | ||||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
7272 | CINS J95776126 | 03/25/2014 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
Annual | Japan | |||||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst | |||||||
Mgmt | ||||||||||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
3 | Elect Hiroyuki Yanagi | Mgmt | For | Against | Against | |||||||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||||||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||||||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||||||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||||||
8 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | |||||||
9 | Elect Yoshiaki Hashimoto | Mgmt | For | For | For | |||||||
10 | Elect Masamitsu Sakurai | Mgmt | For | For | For | |||||||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||||||
12 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||||||
13 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||||||
14 | Elect Takuya Nakata | Mgmt | For | For | For | |||||||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||||||
16 | Bonus | Mgmt | For | For | For | |||||||
17 | Directors Compensation Policy | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
By: | (Signature and Title) | /s/ Keith A. Lee | ||
Keith A. Lee | ||||
Trustee, President and Principal Executive Officer |
Date: August 11, 2014