0000868911-16-000017.txt : 20161103 0000868911-16-000017.hdr.sgml : 20161103 20161103154328 ACCESSION NUMBER: 0000868911-16-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000868911 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07092 FILM NUMBER: 161971426 BUSINESS ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6099246867 MAIL ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000868911 XXXXXXXX 09-30-2016 09-30-2016 PRINCETON CAPITAL MANAGEMENT INC

47 HULFISH STREET, SUITE 500 PRINCETON NJ 08542

13F HOLDINGS REPORT 028-07092 N Karen Keeler 609-921-3991 Karen Keeler Princeton NJ 11-03-2016 0 75 152868 false INFORMATION TABLE 2 3Q16l.xml ACI Worldwide Inc COM 004498101 454 23445 SH SOLE 5320 0 18125 AT&T Inc COM 00206r102 5381 132511 SH SOLE 71149 0 61362 AXT Inc COM 00246w103 2300 443150 SH SOLE 215200 0 227950 Alphabet Inc Cl A COM 02079k305 5156 6412 SH SOLE 3964 0 2448 Alphabet Inc Cl C COM 02079k107 2983 3838 SH SOLE 2264 0 1574 Amazon.com Inc COM 023135106 5101 6092 SH SOLE 3293 0 2799 American Airlines Group COM 02376r102 2199 60070 SH SOLE 34489 0 25581 American Tower REIT COM 03027x100 5516 48671 SH SOLE 27800 0 20871 Analogic Corporation COM 032657207 1041 11747 SH SOLE 4797 0 6950 Apple Inc. COM 037833100 4542 40175 SH SOLE 25573 0 14602 Astro Med Inc COM 04638f108 169 11400 SH SOLE 10800 0 600 Axovant Sciences Ltd. COM G0750W104 145 10380 SH SOLE 2680 0 7700 BioLase Technology COM 090911108 289 165419 SH SOLE 67422 0 97997 Boeing Co COM 097023105 5055 38369 SH SOLE 20318 0 18051 Bristol Myers Squibb Co COM 110122108 4407 81727 SH SOLE 49457 0 32270 Canadian Pacific Railway Ltd COM 13645T100 2843 18616 SH SOLE 10141 0 8475 Caterpillar Inc COM 149123101 1757 19798 SH SOLE 9658 0 10140 Cisco Systems Inc COM 17275R102 5437 171400 SH SOLE 98126 0 73274 Corning Inc COM 219350105 5451 230504 SH SOLE 121265 0 109239 Cree Inc COM 225447101 923 35895 SH SOLE 15260 0 20635 Crown Castle Intl Co COM 22822V101 4124 43773 SH SOLE 26625 0 17148 Cytori Therapeutics COM 23283k204 58 28815 SH SOLE 6929 0 21886 Deere & Co COM 244199105 1118 13097 SH SOLE 5536 0 7561 Dominion Resources COM 25746U109 286 3845 SH SOLE 2345 0 1500 Duke Energy - New COM 26441c204 524 6547 SH SOLE 4432 0 2115 Dyadic International COM 26745T101 27 17700 SH SOLE 0 0 17700 Dycom Industries Inc COM 267475101 857 10479 SH SOLE 9047 0 1432 Easterly Government Properties COM 27616P103 560 29372 SH SOLE 22037 0 7335 Entegris Inc COM 29362u104 898 51524 SH SOLE 17374 0 34150 Facebook Inc Cl A COM 30303M102 2534 19759 SH SOLE 13911 0 5848 Faro Technologies Inc COM 311642102 1736 48302 SH SOLE 26639 0 21663 General Electric Co COM 369604103 6338 213966 SH SOLE 117550 0 96416 Harris & Harris Group COM 413833104 59 42600 SH SOLE 2600 0 40000 IPG Photonics COM 44980X109 1617 19635 SH SOLE 11376 0 8259 Incyte Corporation COM 45337c102 927 9827 SH SOLE 5823 0 4004 Infinera Corp COM 45667g103 922 102103 SH SOLE 75126 0 26977 Intel Corp COM 458140100 4268 113061 SH SOLE 66849 0 46212 Iron Mountain COM 46284V101 296 7897 SH SOLE 6167 0 1730 Martin Marietta Materials Inc COM 573284106 5122 28595 SH SOLE 17005 0 11590 Maxwell Tech Inc COM 577767106 435 84215 SH SOLE 33565 0 50650 Mckesson Corporation COM 58155Q103 200 1200 SH SOLE 0 0 1200 Mentor Graphics COM 587200106 761 28800 SH SOLE 9975 0 18825 Merck & Co Inc COM 58933y105 374 5993 SH SOLE 2784 0 3209 Mesoblast Ltd Adr COM 590717104 418 96995 SH SOLE 74674 0 22321 Microsoft Corp COM 594918104 5077 88138 SH SOLE 49014 0 39124 Microvision Inc COM 594960304 114 82764 SH SOLE 23139 0 59625 Monolithic Power Systems Inc COM 609839105 1445 17955 SH SOLE 11250 0 6705 Morphosys AG COM D55040105 404 9626 SH SOLE 2900 0 6726 NXP Semiconductors NV COM N6596X109 2969 29105 SH SOLE 19340 0 9765 NeoPhotonics Corp COM 64051T100 1059 64800 SH SOLE 26300 0 38500 Novo Nordisk A/S COM 670100205 2403 57771 SH SOLE 30740 0 27031 Novozymes, ADR COM 670108109 274 6225 SH SOLE 2800 0 3425 Ophthotech Corp COM 683745103 853 18486 SH SOLE 11637 0 6849 Pacira Pharmaceuticals COM 695127100 567 16565 SH SOLE 10263 0 6302 Pfizer Inc COM 717081103 2949 87055 SH SOLE 53739 0 33316 Qorvo Inc. COM 74736k101 617 11069 SH SOLE 8291 0 2778 Qualcomm Inc COM 747525103 3178 46396 SH SOLE 26533 0 19863 Redhat COM 756577102 722 8931 SH SOLE 6655 0 2276 Regeneron Pharmaceuticals COM 75886f107 899 2235 SH SOLE 1642 0 593 Sangamo BioSciences Inc COM 800677106 496 107145 SH SOLE 44825 0 62320 Scana Corp COM 80589M102 823 11378 SH SOLE 7558 0 3820 Senomyx Inc. COM 81724Q107 927 217540 SH SOLE 74975 0 142565 Summit Materials, Inc COM 86614u100 482 25967 SH SOLE 24022 0 1945 TerraVia Hldgs Inc COM 88105a106 56 20350 SH SOLE 10750 0 9600 TrovaGene, Inc COM 897238309 380 84670 SH SOLE 36570 0 48100 Union Pacific Corp COM 907818108 5052 51804 SH SOLE 31015 0 20789 Unisys Corp COM 909214306 3074 315626 SH SOLE 158221 0 157405 United Continental Hldgs COM 910047109 2119 40384 SH SOLE 22875 0 17509 United Parcel Service Inc COM 911312106 3821 34939 SH SOLE 18490 0 16449 Universal Display Corp COM 91347p105 4769 85914 SH SOLE 49876 0 36038 Universal Electronics Inc COM 913483103 1765 23698 SH SOLE 14011 0 9687 Verizon Communications COM 92343v104 6182 118939 SH SOLE 63437 0 55502 Vertex Pharmaceuticals COM 92532F100 2228 25549 SH SOLE 11354 0 14195 Vulcan Materials Co COM 929160109 1555 13669 SH SOLE 6914 0 6755 Microvision Warrants - exp 11/ COM 594960171 2 176650 SH SOLE 59150 0 117500