The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T Inc | COM | 00206r102 | 4,582 | 133,150 | SH | SOLE | 44,893 | 0 | 88,257 | ||
AXT Inc | COM | 00246w103 | 1,166 | 470,350 | SH | SOLE | 0 | 0 | 470,350 | ||
Alphabet Inc Cl A | COM | 02079k305 | 4,803 | 6,173 | SH | SOLE | 2,401 | 0 | 3,772 | ||
Alphabet Inc Cl C | COM | 02079k107 | 3,410 | 4,493 | SH | SOLE | 1,958 | 0 | 2,535 | ||
Amazon.com Inc | COM | 023135106 | 3,887 | 5,751 | SH | SOLE | 659 | 0 | 5,092 | ||
America Movil, S.A.B. | COM | 02364W105 | 2,446 | 173,968 | SH | SOLE | 85,839 | 0 | 88,129 | ||
American Airlines Group | COM | 02376r102 | 2,625 | 61,992 | SH | SOLE | 24,896 | 0 | 37,096 | ||
American Tower REIT | COM | 03027x100 | 4,999 | 51,560 | SH | SOLE | 22,317 | 0 | 29,243 | ||
Analogic Corporation | COM | 032657207 | 1,086 | 13,147 | SH | SOLE | 0 | 0 | 13,147 | ||
Apple Inc. | COM | 037833100 | 4,782 | 45,434 | SH | SOLE | 20,092 | 0 | 25,342 | ||
Astro Med Inc | COM | 04638f108 | 195 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
BioLase Technology | COM | 090911108 | 288 | 341,958 | SH | SOLE | 0 | 0 | 341,958 | ||
Boeing Co | COM | 097023105 | 5,968 | 41,274 | SH | SOLE | 13,038 | 0 | 28,236 | ||
Bristol Myers Squibb Co | COM | 110122108 | 5,152 | 74,899 | SH | SOLE | 36,150 | 0 | 38,749 | ||
Canadian Pacific Railway | COM | 13645T100 | 3,767 | 29,520 | SH | SOLE | 12,181 | 0 | 17,339 | ||
Caterpillar Inc | COM | 149123101 | 1,316 | 19,362 | SH | SOLE | 125 | 0 | 19,237 | ||
Cisco Systems Inc | COM | 17275R102 | 4,410 | 162,414 | SH | SOLE | 68,351 | 0 | 94,063 | ||
Corning Inc | COM | 219350105 | 5,182 | 283,486 | SH | SOLE | 102,791 | 0 | 180,695 | ||
Cree Inc | COM | 225447101 | 1,450 | 54,354 | SH | SOLE | 4,104 | 0 | 50,250 | ||
Crown Castle Intl Co | COM | 22822V101 | 3,462 | 40,043 | SH | SOLE | 20,786 | 0 | 19,257 | ||
Cytori Therapeutics | COM | 23283k105 | 90 | 484,890 | SH | SOLE | 0 | 0 | 484,890 | ||
Deere & Co | COM | 244199105 | 2,286 | 29,967 | SH | SOLE | 9,701 | 0 | 20,266 | ||
Dish Network Corp Cl A | COM | 25470m109 | 461 | 8,067 | SH | SOLE | 3,332 | 0 | 4,735 | ||
Duke Energy - New | COM | 26441c204 | 312 | 4,375 | SH | SOLE | 110 | 0 | 4,265 | ||
Dyadic International | COM | 26745T101 | 41 | 22,700 | SH | SOLE | 0 | 0 | 22,700 | ||
Entegris Inc | COM | 29362u104 | 740 | 55,800 | SH | SOLE | 0 | 0 | 55,800 | ||
FEI Company | COM | 30241L109 | 2,649 | 33,204 | SH | SOLE | 260 | 0 | 32,944 | ||
Faro Technologies Inc | COM | 311642102 | 1,343 | 45,511 | SH | SOLE | 7,323 | 0 | 38,188 | ||
General Electric Co | COM | 369604103 | 7,181 | 230,530 | SH | SOLE | 78,627 | 0 | 151,903 | ||
Hansen Medical Inc | COM | 411307200 | 107 | 46,135 | SH | SOLE | 0 | 0 | 46,135 | ||
Harris & Harris Group | COM | 413833104 | 106 | 48,200 | SH | SOLE | 0 | 0 | 48,200 | ||
IPG Photonics | COM | 44980X109 | 1,114 | 12,498 | SH | SOLE | 2,163 | 0 | 10,335 | ||
Infinera Corp | COM | 45667g103 | 208 | 11,475 | SH | SOLE | 0 | 0 | 11,475 | ||
Intel Corp | COM | 458140100 | 3,190 | 92,593 | SH | SOLE | 41,137 | 0 | 51,456 | ||
Martin Marietta Materials Inc | COM | 573284106 | 4,024 | 29,462 | SH | SOLE | 11,909 | 0 | 17,553 | ||
Maxwell Tech Inc | COM | 577767106 | 701 | 98,110 | SH | SOLE | 0 | 0 | 98,110 | ||
Mckesson HBOC | COM | 58155Q103 | 237 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
Mentor Graphics | COM | 587200106 | 606 | 32,925 | SH | SOLE | 0 | 0 | 32,925 | ||
Merck & Co Inc | COM | 58933y105 | 228 | 4,324 | SH | SOLE | 140 | 0 | 4,184 | ||
Mesoblast Ltd Adr | COM | 590717104 | 298 | 46,829 | SH | SOLE | 7,859 | 0 | 38,970 | ||
Microsoft Corp | COM | 594918104 | 4,457 | 80,341 | SH | SOLE | 29,361 | 0 | 50,980 | ||
Microvision Inc | COM | 594960304 | 168 | 58,714 | SH | SOLE | 0 | 0 | 58,714 | ||
Morphosys AG | COM | D55040105 | 2,448 | 39,440 | SH | SOLE | 5,320 | 0 | 34,120 | ||
NeoPhotonics Corp | COM | 64051T100 | 756 | 69,625 | SH | SOLE | 0 | 0 | 69,625 | ||
Newport Corporation | COM | 651824104 | 904 | 56,950 | SH | SOLE | 0 | 0 | 56,950 | ||
Novo Nordisk A/S | COM | 670100205 | 1,371 | 23,604 | SH | SOLE | 14,007 | 0 | 9,597 | ||
Novozymes, ADR | COM | 670108109 | 417 | 8,675 | SH | SOLE | 0 | 0 | 8,675 | ||
Ophthotech Corp | COM | 683745103 | 750 | 9,550 | SH | SOLE | 0 | 0 | 9,550 | ||
Osiris Therapeutics | COM | 68827r108 | 361 | 34,825 | SH | SOLE | 0 | 0 | 34,825 | ||
Otonomy Inc | COM | 68906l105 | 289 | 10,425 | SH | SOLE | 0 | 0 | 10,425 | ||
Philips NV, ADR | COM | 500472303 | 349 | 13,697 | SH | SOLE | 0 | 0 | 13,697 | ||
Qorvo Inc. | COM | 74736k101 | 416 | 8,172 | SH | SOLE | 4,363 | 0 | 3,809 | ||
Qualcomm Inc | COM | 747525103 | 2,404 | 48,095 | SH | SOLE | 19,709 | 0 | 28,386 | ||
Sangamo BioSciences Inc | COM | 800677106 | 1,163 | 127,395 | SH | SOLE | 0 | 0 | 127,395 | ||
Sanofi-Aventis, ADR | COM | 80105n105 | 1,966 | 46,092 | SH | SOLE | 24,825 | 0 | 21,267 | ||
Scana Corp | COM | 80589M102 | 604 | 9,987 | SH | SOLE | 170 | 0 | 9,817 | ||
Senomyx Inc. | COM | 81724Q107 | 917 | 243,115 | SH | SOLE | 0 | 0 | 243,115 | ||
Solazyme Inc | COM | 83415T101 | 64 | 25,875 | SH | SOLE | 0 | 0 | 25,875 | ||
Union Pacific Corp | COM | 907818108 | 4,021 | 51,418 | SH | SOLE | 21,416 | 0 | 30,002 | ||
Unisys Corp | COM | 909214306 | 2,153 | 194,873 | SH | SOLE | 42,824 | 0 | 152,049 | ||
United Continental Hldgs | COM | 910047109 | 4,425 | 77,227 | SH | SOLE | 30,414 | 0 | 46,813 | ||
United Parcel Service Inc | COM | 911312106 | 3,974 | 41,298 | SH | SOLE | 16,493 | 0 | 24,805 | ||
Universal Display Corp | COM | 91347p105 | 4,775 | 87,713 | SH | SOLE | 7,808 | 0 | 79,905 | ||
Universal Electronics Inc | COM | 913483103 | 1,888 | 36,768 | SH | SOLE | 18,979 | 0 | 17,789 | ||
Verizon Communications | COM | 92343v104 | 5,703 | 123,397 | SH | SOLE | 39,559 | 0 | 83,838 | ||
Vertex Pharmaceuticals | COM | 92532F100 | 3,142 | 24,968 | SH | SOLE | 2,607 | 0 | 22,361 | ||
Vulcan Materials Co | COM | 929160109 | 1,216 | 12,800 | SH | SOLE | 75 | 0 | 12,725 | ||
Microvision Warrants - exp 11/ | COM | 594960171 | 2 | 176,650 | SH | SOLE | 0 | 0 | 176,650 |