0001179110-14-011797.txt : 20140716 0001179110-14-011797.hdr.sgml : 20140716 20140716205335 ACCESSION NUMBER: 0001179110-14-011797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140714 FILED AS OF DATE: 20140716 DATE AS OF CHANGE: 20140716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AECOM TECHNOLOGY CORP CENTRAL INDEX KEY: 0000868857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 611088522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 555 SOUTH FLOWER STREET STREET 2: SUITE 3700 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shum Anthony Chun Kin CENTRAL INDEX KEY: 0001535041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52423 FILM NUMBER: 14979099 MAIL ADDRESS: STREET 1: C/O AECOM TECHNOLOGY CORPORATION STREET 2: 555 S. FLOWER STREET, SUITE 3700 CITY: LOS ANGELES STATE: X1 ZIP: 90071 4 1 edgar.xml FORM 4 - X0306 4 2014-07-14 0 0000868857 AECOM TECHNOLOGY CORP ACM 0001535041 Shum Anthony Chun Kin C/O AECOM TECHNOLOGY CORPORATION 555 S. FLOWER STREET, SUITE 3700 LOS ANGELES CA 90071 0 1 0 0 President, APAC Common Stock 2014-07-14 4 A 0 327.5742 34.6864 A 258740.6093 D Common Stock 2014-07-14 4 S 0 70000 34.5714 D 188740.6093 D Common Stock 265368 I by Greenwood Nominees LTD AC 320530 FBO Anthony C. K. Shum Employee Stock Option 23.94 2015-12-01 Common Stock 7372 7372 D Restricted Stock Units Common Stock 9733 9733 D Restricted Stock Units Common Stock 17970 17970 D Restricted Stock Units Common Stock 15059 15059 D Shares acquired pursuant to the AECOM Hong Kong Stock Investment Plan. The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on September 13, 2013. This transaction was executed in multiple trades at prices ranging from $34.00 to $35.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vested in three equal annual installments beginning on December 1, 2009. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. The restricted stock units vest in December 2014. The restricted stock units vest in December 2015. The restricted stock units vest in December 2016. /s/ Preston Hopson, Attorney-in-Fact for Anthony Chun Kin Shum 2014-07-16