0001179110-14-004836.txt : 20140307
0001179110-14-004836.hdr.sgml : 20140307
20140307212705
ACCESSION NUMBER: 0001179110-14-004836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140305
FILED AS OF DATE: 20140307
DATE AS OF CHANGE: 20140307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AECOM TECHNOLOGY CORP
CENTRAL INDEX KEY: 0000868857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711]
IRS NUMBER: 611088522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 555 SOUTH FLOWER STREET
STREET 2: SUITE 3700
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWMAN RICHARD G
CENTRAL INDEX KEY: 0001063339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52423
FILM NUMBER: 14679002
MAIL ADDRESS:
STREET 1: AECOM TECHNOLOGY CORP
STREET 2: 3250 WILSHIRE BLVD 5TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
4
1
edgar.xml
FORM 4 -
X0306
4
2014-03-05
0
0000868857
AECOM TECHNOLOGY CORP
ACM
0001063339
NEWMAN RICHARD G
C/O AECOM TECHNOLOGY CORPORATION
555 S. FLOWER STREET, SUITE 3700
LOS ANGELES
CA
90071
1
0
0
0
Common Stock
2014-03-06
4
M
0
3537
A
265117
I
by R&C Newman Revocable Trust
Common Stock
2014-03-07
4
S
0
45000
32.0264
D
95160
I
by RGN 2012 Spousal Trust
Common Stock
2014-03-07
5
G
0
E
5636
0
D
11272
I
by R&C Newman Partnership LP
Common Stock
2014-03-07
5
G
0
E
5636
0
D
5636
I
by R&C Newman Partnership LP
Common Stock
2014-03-07
5
G
0
E
5636
0
D
0
I
by R&C Newman Partnership LP
Common Stock
2014-03-07
5
G
0
E
5636
0
A
15636
I
by John E. Newman (son)
Common Stock
14931
I
by C&R Newman Family Foundation
Common Stock
39145
I
by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT
Common Stock
39145
I
by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT
Common Stock
43777
I
by Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT
Common Stock
43777
I
by Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT
Restricted Stock Units
2014-03-06
4
M
0
3537
D
Common Stock
3537
0
D
Restricted Stock Units
2014-03-05
4
A
0
4112
0
A
Common Stock
4112
4112
D
Employee Stock Option
23.94
2015-12-01
Common Stock
49141
49141
I
by R&C Newman Revocable Trust
Employee Stock Option
24.45
2016-12-02
Common Stock
15989
15989
I
by R&C Newman Revocable Trust
Employee Stock Option
25.38
2011-03-31
2017-05-28
Common Stock
14558
14558
I
by R&C Newman Revocable Trust
Employee Stock Option
28.44
2012-03-03
2018-03-03
Common Stock
13416
13416
I
by R&C Newman Revocable Trust
Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 6, 2014, 3,537 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock.
The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 13, 2013.
This transaction was executed in multiple trades at prices ranging from $32.00 to $ 32.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction involved a gift of securities by the reporting person to his son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
The restricted stock units vest on March 7, 2015.
The option vested in three equal annual installments beginning on December 1, 2009.
The option vested in three equal annual installments beginning on December 2, 2010.
/s/ David Y. Gan, Attorney-in-Fact for Richard G. Newman
2014-03-07