0001179110-14-004836.txt : 20140307 0001179110-14-004836.hdr.sgml : 20140307 20140307212705 ACCESSION NUMBER: 0001179110-14-004836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AECOM TECHNOLOGY CORP CENTRAL INDEX KEY: 0000868857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 611088522 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 555 SOUTH FLOWER STREET STREET 2: SUITE 3700 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN RICHARD G CENTRAL INDEX KEY: 0001063339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52423 FILM NUMBER: 14679002 MAIL ADDRESS: STREET 1: AECOM TECHNOLOGY CORP STREET 2: 3250 WILSHIRE BLVD 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 edgar.xml FORM 4 - X0306 4 2014-03-05 0 0000868857 AECOM TECHNOLOGY CORP ACM 0001063339 NEWMAN RICHARD G C/O AECOM TECHNOLOGY CORPORATION 555 S. FLOWER STREET, SUITE 3700 LOS ANGELES CA 90071 1 0 0 0 Common Stock 2014-03-06 4 M 0 3537 A 265117 I by R&C Newman Revocable Trust Common Stock 2014-03-07 4 S 0 45000 32.0264 D 95160 I by RGN 2012 Spousal Trust Common Stock 2014-03-07 5 G 0 E 5636 0 D 11272 I by R&C Newman Partnership LP Common Stock 2014-03-07 5 G 0 E 5636 0 D 5636 I by R&C Newman Partnership LP Common Stock 2014-03-07 5 G 0 E 5636 0 D 0 I by R&C Newman Partnership LP Common Stock 2014-03-07 5 G 0 E 5636 0 A 15636 I by John E. Newman (son) Common Stock 14931 I by C&R Newman Family Foundation Common Stock 39145 I by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT Common Stock 39145 I by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT Common Stock 43777 I by Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT Common Stock 43777 I by Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT Restricted Stock Units 2014-03-06 4 M 0 3537 D Common Stock 3537 0 D Restricted Stock Units 2014-03-05 4 A 0 4112 0 A Common Stock 4112 4112 D Employee Stock Option 23.94 2015-12-01 Common Stock 49141 49141 I by R&C Newman Revocable Trust Employee Stock Option 24.45 2016-12-02 Common Stock 15989 15989 I by R&C Newman Revocable Trust Employee Stock Option 25.38 2011-03-31 2017-05-28 Common Stock 14558 14558 I by R&C Newman Revocable Trust Employee Stock Option 28.44 2012-03-03 2018-03-03 Common Stock 13416 13416 I by R&C Newman Revocable Trust Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 6, 2014, 3,537 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock. The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 13, 2013. This transaction was executed in multiple trades at prices ranging from $32.00 to $ 32.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction involved a gift of securities by the reporting person to his son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. The restricted stock units vest on March 7, 2015. The option vested in three equal annual installments beginning on December 1, 2009. The option vested in three equal annual installments beginning on December 2, 2010. /s/ David Y. Gan, Attorney-in-Fact for Richard G. Newman 2014-03-07