-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TUhwInMwLCBmTS6smfeNaWwCk5oDUUp5euZzZUVI1UkdBLoTZoTaFuoIiHQtiqnx 1bS0nG1WXU4oAUS6b34myw== /in/edgar/work/20000621/0001019056-00-000361/0001019056-00-000361.txt : 20000920 0001019056-00-000361.hdr.sgml : 20000920 ACCESSION NUMBER: 0001019056-00-000361 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000621 GROUP MEMBERS: ANSCHUTZ COMPANY GROUP MEMBERS: ANSCHUTZ INVESTMENT COMPANY GROUP MEMBERS: ANSCHUTZ PHILIP F GROUP MEMBERS: THE ANSCHUTZ CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RENTECH INC /CO/ CENTRAL INDEX KEY: 0000868725 STANDARD INDUSTRIAL CLASSIFICATION: [2851 ] IRS NUMBER: 840957421 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42225 FILM NUMBER: 658575 BUSINESS ADDRESS: STREET 1: 1331 17TH STREET SUITE 720 CITY: DENVER STATE: CO ZIP: 80202-1566 BUSINESS PHONE: 3032988008 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANSCHUTZ PHILIP F CENTRAL INDEX KEY: 0000944423 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O ANSCHUTZ CO STREET 2: 555 SEVENTEENTH ST STE 2400 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032981000 MAIL ADDRESS: STREET 1: 2400 ANACONDA TOWER 555 SEVENTEENTH ST STREET 2: C/O ANSCHUTZ CO STE 2400 CITY: DENVER STATE: CO ZIP: 80202 SC 13D/A 1 0001.txt SCHEDULE 13D/A - AMENDMENT NO. 1 --------------------------------- OMB Approval --------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response: 14.90 --------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* RENTECH, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 760112102 - -------------------------------------------------------------------------------- (CUSIP Number) Cannon Y. Harvey Robert M. Swysgood The Anschutz Corporation The Anschutz Corporation 555 Seventeenth Street, Suite 2400 555 Seventeenth Street, Suite 2400 Denver, CO 80202 Denver, CO 80202 (303) 298-1000 (303) 298-1000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 2, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (03-00) Page 1 of 11 CUSIP Number: 760112102 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Anschutz Investment Company - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Colorado - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORT- 2,845,679 ING PERSON ------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------ 10 SHARED DISPOSITIVE POWER 2,845,679 ------------------------------------ - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,845,679 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- Page 2 of 11 CUSIP Number: 760112102 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) The Anschutz Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kansas - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ---------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORT- 2,845,679 ING PERSON ---------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ---------------------------------- 10 SHARED DISPOSITIVE POWER 2,845,679 ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,845,679 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- Page 3 of 11 CUSIP Number: 760112102 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Anschutz Company - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ---------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORT- 2,845,679 ING PERSON ---------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ---------------------------------- 10 SHARED DISPOSITIVE POWER 2,845,679 ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,845,679 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - -------------------------------------------------------------------------------- Page 4 of 11 CUSIP Number: 760112102 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Philip F. Anschutz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY ---------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORT- 2,845,679 ING PERSON ---------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ---------------------------------- 10 SHARED DISPOSITIVE POWER 2,845,679 ---------------------------------- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,845,679 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- Page 5 of 11 This Amendment No. 1 to the Schedule 13D filed on June 21, 2000 by The Anschutz Corporation ("TAC"), Anschutz Company ("AC"), Anschutz Investment Company ("AIC"), and Philip F. Anschutz ("Anschutz") relates to shares of common stock, $.01 par value per share, of Rentech Inc. (the "Company") and amends Items 4, 5, 6 and 7 of the Schedule 13D. Unless otherwise indicated, all capitalized terms used but not defined herein shall have the same meaning as set forth in the Schedule 13D. ITEM 4. PURPOSE OF TRANSACTION The information previously furnished in response to this Item is amended to add the following: On June 2, 2000, AIC assigned its interest in the 2004 Option Agreement to The Anschutz Foundation. As a result, all of AIC's rights under the 2004 Option Agreement to purchase shares of Common Stock were transferred to The Anschutz Foundation. The purpose of the assignment was for AIC to transfer part of its ownership in the Company to and for the benefit of The Anschutz Foundation. As a result of this transfer, the deemed beneficial ownership of AIC (and TAC, AC and Anschutz) is less than 5% of the Company and AIC, TAC, AC and Anschutz will no longer be required to file under Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The information previously furnished in response to this Item is amended to read as follows: As of the date hereof, AIC is the record and beneficial owner of 938,750 shares of Common Stock and 1,877,500 Options to purchase Common Stock pursuant to the 2001 Options. Because of an anti-dilution adjustment provision in the 2001 Option Agreement and based upon information provided by the Company, the original right to acquire 1,877,500 shares of Common Stock has since increased by 29,429 shares of Common Stock, such that the 2001 Option Agreement currently grants AIC the right to acquire a total of 1,906,929 shares of Common Stock. TAC, AC and Anschutz are the indirect beneficial owners of all such interests. Assuming exercise of all such Options, AIC is the direct beneficial owner (and TAC, AC and Anschutz the indirect beneficial owner) of 2,845,679 shares of Common Stock, which, based on calculations made in accordance with Rule 13d-3 of the Exchange Act and, as of June 2, 2000, there being 62,780,008 shares of Common Stock outstanding for the purposes of such calculations, represents approximately 4.5% of the outstanding shares of Common Stock, including the shares AIC, TAC, AC and Anschutz have a right to acquire within 60 days.(1) - ------------------ (1) This calculation utilizes the Company's statement that 60,873,079 shares of Common Stock were outstanding as of April 5, 1999, as set forth in the Company's proxy statement for the annual meeting of shareholders on May 25, 2000, along with AIC's right to acquire 1,906,929 shares of Common Stock pursuant to the 2001 Option Agreement. Page 6 of 11 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF ISSUER. The information previously furnished in response to this Item is amended to add the following: On June 2, 2000, AIC assigned its acquisition rights to the 938,750 of the 2004 Options to The Anschutz Foundation. The June 2, 2000, assignment letter is filed herewith as Exhibit 10.5 and is incorporated herein by reference. Given this assignment, the related rights under the Registration Rights Agreement as to the 2004 Options have likewise been transferred to The Anschutz Foundation as to 938,750 shares of Common Stock, leaving AIC with rights to purchase 1,877,500 shares of Common Stock under the 2001 Option Agreement. As indicated in Item 5 above, because of an anti-dilution adjustment since the original issuance of the 2001 Option Agreement, AIC's rights to purchase an additional 1,877,500 shares of Common Stock has increased by 29,429 shares such that AIC currently has the right to acquire a total of 1,906,929 shares of Common Stock under the 2001 Option Agreement. ITEM 7. MATERIAL TO BE FILES AS EXHIBITS The information previously furnished in response to this Item is amended to add the following: Exhibit 10.5: Letter of Assignment from AIC dated June 2, 2000. Page 7 of 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 21, 2000 - -------------------------------- Date THE ANSCHUTZ CORPORATION By: Philip F. Anschutz Chairman /s/ ROBERT M. SWYSGOOD -------------------------- By: Robert M. Swysgood (1) Attorney-in-Fact (1) Philip F. Anschutz executed a Power of Attorney that authorizes Robert M. Swysgood to sign this Amendment No. 1 to the Schedule 13D on his behalf as an individual and on his behalf as Chairman of Anschutz Company, and on his behalf as Chairman of The Anschutz Corporation. A copy of the Power of Attorney is filed as Exhibit 1 to this Schedule 13D. Page 8 of 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 21, 2000 - -------------------------------- Date ANSCHUTZ COMPANY By: Philip F. Anschutz Chairman /s/ ROBERT M. SWYSGOOD -------------------------- By: Robert M. Swysgood (1) Attorney-in-Fact (1) Philip F. Anschutz executed a Power of Attorney that authorizes Robert M. Swysgood to sign this Amendment No. 1 to the Schedule 13D on his behalf as an individual and on his behalf as Chairman of Anschutz Company, and on his behalf as Chairman of The Anschutz Corporation. A copy of the Power of Attorney is filed as Exhibit 1 to this Schedule 13D. Page 9 of 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 21, 2000 - -------------------------------- Date PHILIP F. ANSCHUTZ /s/ ROBERT M. SWYSGOOD -------------------------- By: Robert M. Swysgood (1) Attorney-in-Fact (1) Philip F. Anschutz executed a Power of Attorney that authorizes Robert M. Swysgood to sign this Amendment No. 1 to the Schedule 13D on his behalf as an individual and on his behalf as Chairman of Anschutz Company, and on his behalf as Chairman of The Anschutz Corporation. A copy of the Power of Attorney is filed as Exhibit 1 to this Schedule 13D. Page 10 of 11 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 21, 2000 - -------------------------------- Date ANSCHUTZ INVESTMENT COMPANY /s/ CRAIG D. SLATER - -------------------------------- By: Craig D. Slater President Page 11 of 11 EX-10.1 2 0002.txt EXHIBIT 10.1 EXHIBIT 10.1 ANSCHUTZ INVESTMENT COMPANY 555 SEVENTEENTH STREET o SUITE 2400 o DENVER, COLORADO 80202 o 303-298-1000 o FAX 303-299-1333 June 2, 2000 Rentech, Inc. 1331 17th Street, Suite 720 Denver, Colorado 80202 Attention: Mr. Ronald C. Butz, Vice President & COO Re: Transactions among Rentech, Inc., Anschutz Investment Company and Forest Oil Company Dear Mr. Butz: Reference is made to a letter (the "March 21 Letter") dated March 21, 2000 in which we notified you that Anschutz Investment Company ("Anschutz") had assigned certain rights, and A.C.E. Investment Partnership ("A.C.E.") had assumed certain obligations, under a Purchase Agreement (the "Purchase Agreement"), dated as of March 18, 2000, between Anschutz and Rentech, Inc. (the "Company"); the Option to Purchase Shares of Common Stock of the Company, dated as of March 18, 2000, by and between Anschutz and the Company, which option expires on December 31, 2001 (the "2001 Option"); the Option to Purchase Shares of Common Stock of the Company, dated as of March 18, 2000, by and between Anschutz and the Company, which option expires on December 31, 2004 (the "2004 Option" and together with the 2001 Option, the "Options")); and the Registration Rights Agreement (the "Registration Rights Agreement"), dated as of March 18, 2000, by and among the Company, Forest Oil Company and Anschutz. The Purchase Agreement, the Options and the Registrations Rights Agreement are referred to herein as the "Agreements." Specifically, we informed you that Anschutz had assigned to A.C.E., and A.C.E. had assumed, the following rights and obligations under the Agreements: (a) the right to purchase 61,250 shares of the Company's common stock pursuant to the terms of the Purchase Agreement, (b) the right to purchase 122,500 shares of the Company's common stock pursuant to the terms of the 2001 Option, (c) the right to purchase 61,250 shares of the Company's common stock pursuant to the terms of the 2004 Option and (d) the registration rights described in the Registration Rights Agreement with respect to the shares of common stock described in clauses (a) through (c). After the aforementioned assignment to A.C.E., Anschutz retained the following rights and obligations under the Agreements: (w) the right to purchase 938,750 shares of Common Stock pursuant to the terms of the Purchase Agreement, (x) the right to purchase 1,877,500 shares of Common Stock pursuant to the terms of the 2001 Option, (y) the right to purchase 938,750 shares of Common Stock Rentech, Inc. June 2, 2000 Page 2 pursuant to the terms of the 2004 Option and (z) the registration rights described in the Registration Rights Agreement with respect to the shares of Common Stock described in clauses (w) through (y). In addition, we hereby notify you that Anschutz has assigned to The Anschutz Foundation (the "Foundation") and the Foundation has assumed (a) all of our rights and obligations with respect to right of Anschutz to purchase 938,750 shares of Common Stock pursuant to the terms of the 2004 Option and (b) the registration rights described in the Registration Rights Agreement with respect to such shares of Common Stock. Rentech and Anschutz have not yet completed the exchange of Options contemplated by the March 21 Letter. In light of the foregoing, we have enclosed the Options and ask that you deliver to us (i) two new 2001 Options reflecting the right of Anschutz to purchase 1,877,500 shares of the Company's common stock and the right of A.C.E. to purchase 122,500 shares of the Company's common stock and (ii) two new 2004 Options reflecting the right of Anschutz to purchase 938,750 shares of the Company's common stock (the "Anschutz 2004 Option") and the right of A.C.E. to purchase 61,250 shares of the Company's common stock. In connection with Anschutz's assignment of the 2004 Option to the Foundation, we will return the Anschutz 2004 Option to you in exchange for the option reflecting the right of the Foundation to purchase 938,750 shares of the Company's common stock. We will deliver the appropriate options to A.C.E. and the Foundation upon receipt thereof. After the aforementioned assignment to the Foundation, Anschutz retained the following rights and obligations under the Agreements: (x) the right to purchase 938,750 shares of Common Stock pursuant to the terms of the Purchase Agreement, (y) the right to purchase 1,877,500 shares of Common Stock pursuant to the terms of the 2001 Option, and (z) the registration rights described in the Registration Rights Agreement with respect to the shares of Common Stock described in clauses (x) and (y). In the event that you are required under any of the Agreements to provide notice to either A.C.E. or the Foundation, you may deliver such notice care of Anschutz Investment Company. Rentech, Inc. June 2, 2000 Page 3 Kindly confirm your agreement to the foregoing by countersigning in the space provided below. Very truly yours, ANSCHUTZ INVESTMENT COMPANY By: /s/ CLIFFORD HICKEY ---------------------------------- Clifford Hickey Vice President AGREED AND ACCEPTED: RENTECH, INC. By: /s/ RONALD C. BUTZ -------------------------------- Ronald C. Butz Vice President and COO cc: The Anschutz Foundation Forest Oil Company -----END PRIVACY-ENHANCED MESSAGE-----