| |||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-06190 | ||||||||
Name of Registrant: | Putnam International Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam International Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 6/30 | ||||||||
Date of reporting period: | 07/01/2016 - 06/30/2017 |
Registrant : | Putnam International Equity Fund | |||||||
Fund Name : | Putnam International Equity Fund | |||||||
Date of Fiscal Year End: | 06/30 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Justine Roberts | Mgmt | For | Against | Against | |||
5 | Elect Annette Court | Mgmt | For | Against | Against | |||
6 | Elect David Stevens | Mgmt | For | Against | Against | |||
7 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
8 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
9 | Elect Jean Park | Mgmt | For | Against | Against | |||
10 | Elect Penelope James | Mgmt | For | Against | Against | |||
11 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
12 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ain Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9627 | CINS J00602102 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kiichi Ohtani | Mgmt | For | For | For | |||
3 | Elect Hiromi Katoh | Mgmt | For | For | For | |||
4 | Elect Masahito Sakurai | Mgmt | For | For | For | |||
5 | Elect Shohichi Shudoh | Mgmt | For | For | For | |||
6 | Elect Toshihide Mizushima | Mgmt | For | For | For | |||
7 | Elect Miya Ohishi | Mgmt | For | For | For | |||
8 | Elect Rieko Kimei | Mgmt | For | For | For | |||
9 | Elect Koh Mori | Mgmt | For | For | For | |||
10 | Elect Seiichiroh Satoh | Mgmt | For | For | For | |||
11 | Elect Yasuyuki Hamada | Mgmt | For | For | For | |||
12 | Elect Kohichi Kawamura | Mgmt | For | Against | Against | |||
13 | Elect Akira Ibayashi | Mgmt | For | Against | Against | |||
14 | Elect Osamu Muramatsu | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Lord Paul Drayson to the Board of Directors | Mgmt | For | For | For | |||
10 | Amendment to Articles | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Cancellation of Shares | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
6 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 09/28/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Merger and Dissolution without Liquidation | Mgmt | For | TNA | N/A | |||
7 | Delisting as a Result of the Merger | Mgmt | For | TNA | N/A | |||
8 | Delegation of Powers to Directors | Mgmt | For | TNA | N/A | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
9 | Elect Bruno Lafont | Mgmt | For | For | For | |||
10 | Elect Michel Wurth | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan | Mgmt | For | Against | Against | |||
13 | Reverse Stock Split | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Dematerialisation of Bearer Shares | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/09/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Emma Adamo | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Timothy Clarke | Mgmt | For | For | For | |||
9 | Elect Javier Ferran | Mgmt | For | For | For | |||
10 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
11 | Elect Richard Reid | Mgmt | For | For | For | |||
12 | Elect Charles Sinclair | Mgmt | For | For | For | |||
13 | Elect George G. Weston | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Kenji Yasukawa | Mgmt | For | For | For | |||
5 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
6 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
7 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
8 | Elect Keiko Yamagami | Mgmt | For | For | For | |||
9 | Bonus | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera | Mgmt | For | For | For | |||
14 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Elect Sarah Halton | Mgmt | For | For | For | |||
5 | Re-elect Graeme Liebelt | Mgmt | For | For | For | |||
Banco Macro SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMA | CUSIP 05961W105 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Distribution of Dividends | Mgmt | For | For | For | |||
6 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor's Fees | Mgmt | For | Against | Against | |||
9 | Elect Marcos Brito | Mgmt | For | Against | Against | |||
10 | Elect Delfin Federico Ezequiel Carballo | Mgmt | For | Against | Against | |||
11 | Elect Alejandro Fargosi | Mgmt | For | Against | Against | |||
12 | Elect Juan Martin Monge Varela | Mgmt | For | Against | Against | |||
13 | Election of Supervisory Board | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Audit Committee Budget | Mgmt | For | Against | Against | |||
16 | Authority to Extend the Terms of Global Notes Program | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduce Term to Exercise Preemptive Rights and Waive Accretion Rights | Mgmt | For | For | For | |||
20 | Authority to Make the Public Offering in Local and/or Foreign Exchange Markets | Mgmt | For | For | For | |||
21 | Authority to Issue Additional Shares and Carry Out Legal Formalities | Mgmt | For | For | For | |||
22 | Election of an Alternate Director | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
3 | Elect Kent Atkinson | Mgmt | For | For | For | |||
4 | Elect Richie Boucher | Mgmt | For | For | For | |||
5 | Elect Pat Butler | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
12 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set price range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive RIghts | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIR | CINS G49374146 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement (Holding Company) | Mgmt | For | For | For | |||
2 | Cancellation of Shares | Mgmt | For | For | For | |||
3 | Authority to Allot Securities and Application of Reserves | Mgmt | For | For | For | |||
4 | Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Mary Francis | Mgmt | For | For | For | |||
5 | Elect Ian Cheshire | Mgmt | For | For | For | |||
6 | Elect Michael Ashley | Mgmt | For | For | For | |||
7 | Elect Tim Breedon | Mgmt | For | For | For | |||
8 | Elect Crawford Gillies | Mgmt | For | For | For | |||
9 | Elect Sir Gerry Grimstone | Mgmt | For | For | For | |||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
11 | Elect John McFarlane | Mgmt | For | For | For | |||
12 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
13 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
14 | Elect Diane L. Schueneman | Mgmt | For | For | For | |||
15 | Elect Jes Staley | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
26 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For | |||
BASF AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 04/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Werner Wenning | Mgmt | For | For | For | |||
9 | Elect Paul Achleitner | Mgmt | For | For | For | |||
10 | Elect Norbert W. Bischofberger | Mgmt | For | For | For | |||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | |||
12 | Elect Colleen A. Goggins | Mgmt | For | For | For | |||
13 | Elect Klaus Sturany | Mgmt | For | For | For | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
15 | Approval of Intra-company Control Agreement with Bayer CropScience Aktiengesellschaft | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
8 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
9 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
10 | Elect Ken N. MacKenzie | Mgmt | For | Against | Against | |||
11 | Elect Malcolm Brinded | Mgmt | For | Against | Against | |||
12 | Elect Malcolm Broomhead | Mgmt | For | Against | Against | |||
13 | Elect Pat Davies | Mgmt | For | Against | Against | |||
14 | Elect Anita Frew | Mgmt | For | Against | Against | |||
15 | Elect Carolyn Hewson | Mgmt | For | Against | Against | |||
16 | Elect Andrew Mackenzie | Mgmt | For | Against | Against | |||
17 | Elect Lindsay P. Maxsted | Mgmt | For | Against | Against | |||
18 | Elect Wayne Murdy | Mgmt | For | Against | Against | |||
19 | Elect Shriti Vadera | Mgmt | For | Against | Against | |||
20 | Elect Jacques Nasser | Mgmt | For | Against | Against | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect Nicandro Durante | Mgmt | For | For | For | |||
8 | Elect Susan J. Farr | Mgmt | For | For | For | |||
9 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
10 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
11 | Elect Pedro Sampaio Malan | Mgmt | For | For | For | |||
12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Ben Stevens | Mgmt | For | For | For | |||
15 | Elect Marion Helmes | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Ian W. Delaney | Mgmt | For | For | For | |||
2.4 | Elect Brian C. Ferguson | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.7 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.8 | Elect Charles M. Rampacek | Mgmt | For | For | For | |||
2.9 | Elect Colin Taylor | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
3 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | For | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/23/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Managing Director Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Nicholas Stathopoulos | Mgmt | For | TNA | N/A | |||
21 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
22 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
23 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
25 | Elect Andrew Barron as Chair | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Repurchase of Warrants | Mgmt | For | TNA | N/A | |||
29 | Share Savings Program 2017 | Mgmt | For | TNA | N/A | |||
30 | Authority to Issue Treasury Shares Pursuant to LTIP 2017 | Mgmt | For | TNA | N/A | |||
31 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
32 | Amendment to LTIP 2016 and LTIP 2015 | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
34 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
35 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
36 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
37 | Amendments to Articles Regarding Euroclear; Auditor | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 06/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Board Size | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Johnny Thomson | Mgmt | For | For | For | |||
9 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
10 | Elect John G. Bason | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
13 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
14 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Increase in NED's Fee Cap | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Ernst Bartschi | Mgmt | For | For | For | |||
5 | Elect Maeve Carton | Mgmt | For | For | For | |||
6 | Elect Nicky Hartery | Mgmt | For | For | For | |||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
8 | Elect Don McGovern | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L Platt | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
23 | Scrip Dividend | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryu Yano | Mgmt | For | Against | Against | |||
4 | Elect Kenji Fukunaga | Mgmt | For | Against | Against | |||
5 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DANSKE | CINS K22272114 | 03/16/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
7 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
8 | Elect Urban Backstrom | Mgmt | For | TNA | N/A | |||
9 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
10 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
11 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
12 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
13 | Elect Martin Folke Tiveus | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Shares or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Amendments to Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
20 | Shareholder Proposal Regarding Cheques | ShrHoldr | Against | TNA | N/A | |||
21 | Shareholder Proposal Regarding Gender-Specific Remuneration Statistics | ShrHoldr | Against | TNA | N/A | |||
22 | Shareholder Proposal Regarding Employee Share Options | ShrHoldr | Against | TNA | N/A | |||
23 | Shareholder Proposal Regarding Green Technology | ShrHoldr | Against | TNA | N/A | |||
24 | Shareholder Proposal Regarding Climate Target Report | ShrHoldr | Against | TNA | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 04/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Board Term Length | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | List of Directors Presented by Ministry for Economy and Finance | Mgmt | For | N/A | N/A | |||
9 | List of Directors Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | For | For | For | |||
10 | Election of Chair of Board | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | List of Statutory Auditors Presented by Ministry for Economy and Finance | Mgmt | N/A | Abstain | N/A | |||
15 | List of Statutory Auditors Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | N/A | For | N/A | |||
16 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | |||
17 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
18 | Long-Term Monetary Incentive Plan 2017-2019; Authority to Reissue Treasury Shares to Service Plan | Mgmt | For | For | For | |||
19 | Remuneration Report | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EVONIK INDUSTRIES AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | ELECT ALDO BELLONI TO THE SUPERVISORY BOARD | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Board and Auditor Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Ratification of the Co-Option of Cynthia Gordon | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Approval of Non-Application and Waiver of Clauses Related to the Transfer of Shares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Global Fashion Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFG | CUSIP 99BQ58910 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Article 4 | Mgmt | For | For | For | |||
2 | Amendments to Article 12 | Mgmt | For | For | For | |||
3 | Amendments to Article 18 | Mgmt | For | For | For | |||
4 | Increase in Authorised Capital | Mgmt | For | For | For | |||
5 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Election of J.F.M.L. van Boxmeer to the Management Board | Mgmt | For | For | For | |||
14 | Elect Maarten Das to Supervisory Board | Mgmt | For | Against | Against | |||
15 | Elect Christophe Navarre to the Supervisory Board | Mgmt | For | Against | Against | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (Standalone) | Mgmt | For | For | For | |||
2 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Dattatraya M. Sukthankar | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Branch Auditor | Mgmt | For | For | For | |||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
8 | Related Party Transactions with HDFC Bank | Mgmt | For | For | For | |||
9 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
10 | Appointment of Keki M. Mistry (Managing Director, Vice Chairman & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Matthew Phillips | Mgmt | For | For | For | |||
9 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
10 | Elect Oliver Tant | Mgmt | For | For | For | |||
11 | Elect Mark Williamson | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 05/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Maximum Variable Pay Cap | Mgmt | For | For | For | |||
13 | Election of Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
14 | Election of Steven van Rijswijk to the Management Board | Mgmt | For | For | For | |||
15 | Election of Koos Timmermans to the Management Board | Mgmt | For | For | For | |||
16 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
17 | Elect Robert Reibestein | Mgmt | For | For | For | |||
18 | Elect Jeroen Van der Veer | Mgmt | For | For | For | |||
19 | Elect Jan Peter Balkenende | Mgmt | For | For | For | |||
20 | Elect Margarete Haase | Mgmt | For | For | For | |||
21 | Elect Hans Wijers | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Japan Airlines Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
10 | Elect Toshinori Shin | Mgmt | For | For | For | |||
11 | Elect Kimie Iwata | Mgmt | For | For | For | |||
12 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
13 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
14 | Directors' Fees; Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Elect Michitaka Sawada | Mgmt | For | TNA | N/A | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | TNA | N/A | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | TNA | N/A | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | TNA | N/A | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | TNA | N/A | |||
8 | Elect Masayuki Oku | Mgmt | For | TNA | N/A | |||
9 | Elect Yukio Nagira | Mgmt | For | TNA | N/A | |||
10 | Elect Katsuya Fujii | Mgmt | For | TNA | N/A | |||
11 | Elect Hideki Amano | Mgmt | For | TNA | N/A | |||
12 | Performance-Linked Equity Compensation Plan | Mgmt | For | TNA | N/A | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerry Behan | Mgmt | For | For | For | |||
4 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
5 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
6 | Elect Michael Dowling | Mgmt | For | For | For | |||
7 | Elect Joan Garahy | Mgmt | For | For | For | |||
8 | Elect Flor Healy | Mgmt | For | For | For | |||
9 | Elect James C. Kenny | Mgmt | For | For | For | |||
10 | Elect Stan McCarthy | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Birgit A. Behrendt | Mgmt | For | Against | Against | |||
10 | Elect Alexander Dibelius | Mgmt | For | Against | Against | |||
11 | Elect John Feldmann | Mgmt | For | Against | Against | |||
12 | Elect Jiang Kui | Mgmt | For | For | For | |||
13 | Elect Christina Reuter | Mgmt | For | Against | Against | |||
14 | Elect Hans Peter Ring | Mgmt | For | Against | Against | |||
15 | Elect Tan Xuguang | Mgmt | For | Against | Against | |||
16 | Elect Xu Ping | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
18 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
19 | Increase in Authorised Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
21 | Amendments to Corporate Purpose | Mgmt | For | For | For | |||
22 | Merger by Absorption | Mgmt | For | For | For | |||
Komatsu Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kunio Noji | Mgmt | For | For | For | |||
4 | Elect Tetsuji Ohhashi | Mgmt | For | For | For | |||
5 | Elect Mikio Fujitsuka | Mgmt | For | For | For | |||
6 | Elect Kazunori Kuromoto | Mgmt | For | For | For | |||
7 | Elect Masanao Mori | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
10 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
11 | Elect Hironobu Matsuo | Mgmt | For | For | For | |||
12 | Elect Kohtaroh Ohno | Mgmt | For | For | For | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Accounts and Reports of Delhaize Group | Mgmt | For | For | For | |||
11 | Ratification of Board of Directors Acts of Delhaize Group | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Acts of Delhaize Group | Mgmt | For | For | For | |||
13 | Elect J.H.M. Hommen to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect B.J. Noteboom to the Supervisory Board | Mgmt | For | For | For | |||
15 | Approve Individual Exception to Compensation Policy | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichi Fujinaga | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Johno | Mgmt | For | For | For | |||
8 | Elect Keiji Maeda | Mgmt | For | For | For | |||
9 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
10 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
11 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
12 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
13 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
14 | Elect Yasuyuki Fukushige | Mgmt | For | Against | Against | |||
15 | Elect Yuhzoh Sasaki | Mgmt | For | Against | Against | |||
16 | Elect Toshio Sakemi | Mgmt | For | For | For | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
9 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
10 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
11 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
12 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
13 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
14 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
15 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
16 | Ratify Claudia Nemat | Mgmt | For | For | For | |||
17 | Ratify Lawrence A. Rosen | Mgmt | For | For | For | |||
18 | Ratify Gisela Seidel | Mgmt | For | For | For | |||
19 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
20 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
21 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
22 | Ratify Theo H. Walthie | Mgmt | For | For | For | |||
23 | Ratify Matthias L. Wolfgruber | Mgmt | For | For | For | |||
24 | Appointment of Auditor | Mgmt | For | For | For | |||
25 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
26 | Elect Heike Hanagarth as Supervisory Board Member | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital | Mgmt | For | For | For | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
3 | Elect Kinya Seto | Mgmt | For | Against | Against | |||
4 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
5 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
6 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
7 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
8 | Elect Main Kohda | Mgmt | For | Against | Against | |||
9 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
10 | Elect Hirokazu Yamanashi | Mgmt | For | Against | Against | |||
11 | Elect Hiroto Yoshimura | Mgmt | For | Against | Against | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Barbara Judge | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.6 | Elect William A Ruh | Mgmt | For | For | For | |||
1.7 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.8 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.9 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.10 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Natixis SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Catherine Pariset | Mgmt | For | Against | Against | |||
15 | Elect Nicolas Abel Bellet de Tavernost | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights; In Case of Exchange Offer | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Covertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideraton for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Board Meetings | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
4 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
5 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
6 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
7 | Elect Koh Shiota | Mgmt | For | For | For | |||
Nokia Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
14 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
15 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
16 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
17 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
18 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
19 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
20 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
21 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
22 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
23 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
5 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
6 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
7 | Elect Hirotoshi Aramaki | Mgmt | For | Against | Against | |||
8 | Elect Minoru Arai | Mgmt | For | Against | Against | |||
9 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
10 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
11 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
12 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
13 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
14 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
5 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
6 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
7 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
8 | Elect Hideaki Takahashi | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 04/20/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
6 | Accounts and Reports; Report of the Board of Directors; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Approval of Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Stein Erik Hagen | Mgmt | For | TNA | N/A | |||
15 | Elect Grace Reksten Skaugen | Mgmt | For | TNA | N/A | |||
16 | Elect Ingrid Jonasson Blank | Mgmt | For | TNA | N/A | |||
17 | Elect Lisbeth Valther Pallesen | Mgmt | For | TNA | N/A | |||
18 | Elect Lars Dahlgren | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Selte | Mgmt | For | TNA | N/A | |||
20 | Elect Liselott Kilaas | Mgmt | For | TNA | N/A | |||
21 | Elect Caroline Hagen Kjos as Deputy Board Member | Mgmt | For | TNA | N/A | |||
22 | Elect Stein Erik Hagen as Chair | Mgmt | For | TNA | N/A | |||
23 | Elect Grace Reksten Skaugen as Vice Chair | Mgmt | For | TNA | N/A | |||
24 | Nomination Committee | Mgmt | For | TNA | N/A | |||
25 | Amendment to Nomination Committee Charter | Mgmt | For | TNA | N/A | |||
26 | Directors' Fees | Mgmt | For | TNA | N/A | |||
27 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Peter Wuffli as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
10 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
11 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
12 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
13 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
14 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
15 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
16 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
17 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
18 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Steffen Meister as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
4 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect John Foley | Mgmt | For | For | For | |||
7 | Elect Penelope James | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Alice Schroeder | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
17 | Elect Michael A. Wells | Mgmt | For | For | For | |||
18 | Elect Tony Wilkey | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 04/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Election of Directors and Commissioners (Slate) and Approval of Fees | Mgmt | For | For | For | |||
Relo Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8876 | CINS J6436W118 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masanori Sasada | Mgmt | For | For | For | |||
2 | Elect Kenichi Nakamura | Mgmt | For | For | For | |||
3 | Elect Yasushi Kadota | Mgmt | For | For | For | |||
4 | Elect Kenji Koshinaga | Mgmt | For | For | For | |||
5 | Elect Yasuji Shimizu | Mgmt | For | For | For | |||
6 | Elect Takashi Ohnogi | Mgmt | For | For | For | |||
7 | Elect Kazuya Udagawa | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Dai as Statutory Auditor | Mgmt | For | For | For | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Susanne Hannemann | Mgmt | For | Against | Against | |||
10 | Elect Andreas Georgi | Mgmt | For | Against | Against | |||
11 | Elect Franz Jung | Mgmt | For | Against | Against | |||
12 | Elect Klaus Draeger | Mgmt | For | Against | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
5 | Approval of Termination Payments | Mgmt | For | Abstain | Against | |||
6 | Elect Megan Clark | Mgmt | For | For | For | |||
7 | Elect David Constable | Mgmt | For | For | For | |||
8 | Elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Simon Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
14 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
15 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
16 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
17 | Elect John S. Varley | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 06/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Sale of Coal & Allied Industries Limited | Mgmt | For | Abstain | Against | |||
Rohm Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6963 | CINS J65328122 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Sawamura | Mgmt | For | For | For | |||
4 | Elect Katsumi Azuma | Mgmt | For | For | For | |||
5 | Elect Tadanobu Fujiwara | Mgmt | For | For | For | |||
6 | Elect Isao Matsumoto | Mgmt | For | For | For | |||
7 | Elect Masahiko Yamazaki | Mgmt | For | For | For | |||
8 | Elect Masaki Sakai | Mgmt | For | For | For | |||
9 | Elect Kenichiroh Satoh | Mgmt | For | For | For | |||
10 | Elect Hachiroh Kawamoto | Mgmt | For | For | For | |||
11 | Elect Kohichi Nishioka | Mgmt | For | For | For | |||
12 | Elect Yoshiaki Suenaga | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
5 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
6 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
12 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
13 | Elect Jessica Uhl | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Interim and Quarterly Reviews | Mgmt | For | For | For | |||
11 | Elect Monika Kircher | Mgmt | For | Against | Against | |||
12 | Elect Ute Gerbaulet | Mgmt | For | Against | Against | |||
13 | Approval of Intra-Company Control Agreement with RWE Downstream Beteiligungs GmbH | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718118 | 10/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Spin-off | Mgmt | For | For | For | |||
Sanofi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions (Olivier Brandicourt) | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | |||
11 | Elect Bernard Charles | Mgmt | For | For | For | |||
12 | Elect Melanie G Lee | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chairman) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Serge Weinberg (Chair) | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
17 | Approval to Reappoint PricewaterhouseCoopers as one of the Company's Independent Auditors for the Next Six Years | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
22 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECUB | CINS W7912C118 | 05/03/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SFR Group SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFR | CINS F6627W103 | 05/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, Chair and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Michel Paulin, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration of Alain Weill, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration policy of Michel Paulin (Deputy CEO) | Mgmt | For | For | For | |||
15 | Remuneration policy of Alain Weill (Deputy CEO) | Mgmt | For | For | For | |||
16 | Elect Bernard Attali | Mgmt | For | For | For | |||
17 | Elect Alain Weill | Mgmt | For | For | For | |||
18 | Ratification of the Co-optation of Anne-France Laclide | Mgmt | For | For | For | |||
19 | Ratification of the Co-optation of Bertrand Meheut | Mgmt | For | For | For | |||
20 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | Against | Against | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Ian T. Clark | Mgmt | For | For | For | |||
7 | Elect Gail D. Fosler | Mgmt | For | For | For | |||
8 | Elect Steven Gillis | Mgmt | For | For | For | |||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||
10 | Elect Susan Kilsby | Mgmt | For | For | For | |||
11 | Elect Sara Mathew | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
14 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
15 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 02/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 07/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect LIN Wei Ping | Mgmt | For | For | For | |||
7 | Elect Katherine CHAN Wai Kay | Mgmt | For | For | For | |||
8 | Elect LIU Tangzhi | Mgmt | For | For | For | |||
9 | Elect LAI Weide | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance and Non-Compete Agreements of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Severance and Non-Compete Agreements for Severin Cabannes | Mgmt | For | For | For | |||
11 | Severance and Non-Compete Agreements of Bernardo Sanchez Incera | Mgmt | For | For | For | |||
12 | Severance and Non-Compete Agreements and Retirement Benefits for Didier Valet | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair, CEO and Deputy CEOs) | Mgmt | For | For | For | |||
14 | Remuneration of Lorenzo Bini Smaghi, Chairman | Mgmt | For | For | For | |||
15 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
16 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, deputy CEOs | Mgmt | For | For | For | |||
17 | Remuneration Policy, Regulated Persons | Mgmt | For | For | For | |||
18 | Elect Alexandra Schaapveld | Mgmt | For | For | For | |||
19 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
20 | Elect William Connelly | Mgmt | For | For | For | |||
21 | Elect Lubomira Rochet | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | For | For | |||
4 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
5 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
6 | Elect Marcelo Claure | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Simon Segars | Mgmt | For | For | For | |||
9 | Elect Yun MA | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
12 | Elect Mark Schwartz | Mgmt | For | For | For | |||
13 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
14 | Elect Masato Suzaki | Mgmt | For | Against | Against | |||
15 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
16 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||
Sony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Hirai | Mgmt | For | For | For | |||
3 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | |||
4 | Elect Osamu Nagayama | Mgmt | For | For | For | |||
5 | Elect Takaaki Nimura | Mgmt | For | For | For | |||
6 | Elect Eikoh Harada | Mgmt | For | For | For | |||
7 | Elect Tim Schaaff | Mgmt | For | For | For | |||
8 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
9 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
10 | Elect John V. Roos | Mgmt | For | For | For | |||
11 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
12 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
13 | Elect Shuzoh Sumi | Mgmt | For | Against | Against | |||
14 | Equity Compensation Plan | Mgmt | For | For | For | |||
SUBARU Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7270 | CINS J14406136 | 06/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasuyuki Yoshinaga | Mgmt | For | For | For | |||
5 | Elect Jun Kondoh | Mgmt | For | For | For | |||
6 | Elect Takeshi Tachimori | Mgmt | For | For | For | |||
7 | Elect Masahiro Kasai | Mgmt | For | For | For | |||
8 | Elect Toshiaki Okada | Mgmt | For | For | For | |||
9 | Elect Yohichi Katoh | Mgmt | For | For | For | |||
10 | Elect Yoshinori Komamura | Mgmt | For | For | For | |||
11 | Elect Shigehiro Aoyama | Mgmt | For | For | For | |||
12 | Elect Kenji Tamazawa as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Restricted Share Plan | Mgmt | For | For | For | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kohichi Miyata | Mgmt | For | Against | Against | |||
5 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
6 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
7 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
8 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
9 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
10 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
11 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
12 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
13 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
14 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
15 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
16 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
17 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
19 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
20 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Elect Non-Independent Director: Mark LIU | Mgmt | For | For | For | |||
7 | Elect Non-Independent Director: C.C. WEI | Mgmt | For | For | For | |||
Technip SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEC | CINS F90676101 | 12/05/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Merger by Absorption of the Company by TechnipFMC | Mgmt | For | For | For | |||
6 | Removal of Double-Voting Rights | Mgmt | For | For | For | |||
7 | Dissolution without Liquidation of the Company | Mgmt | For | For | For | |||
8 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Elect YANG Siu Shun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Scheme | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | For | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 02/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
2 | Amendment to 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Increase in NED Fee Cap | Mgmt | For | For | For | |||
4 | Related Party Transactions (Director Sean Ellis) | Mgmt | For | For | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Greg Fry | Mgmt | For | For | For | |||
7 | Elect Karl Whiteman | Mgmt | For | For | For | |||
8 | Elect Sean Ellis | Mgmt | For | For | For | |||
9 | Elect John Armitt | Mgmt | For | For | For | |||
10 | Elect Alison Nimmo | Mgmt | For | For | For | |||
11 | Elect Veronica Wadley | Mgmt | For | For | For | |||
12 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
13 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
14 | Elect Andy Myers | Mgmt | For | For | For | |||
15 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Related Party Transactions (Karl Whiteman) | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CINS F96221340 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
10 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | |||
11 | Elect Veronique Weill | Mgmt | For | For | For | |||
12 | Remuneration of Pascal Colombani, Chair (until February 18, 2016) | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy of Chair and CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Employee Representation | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | Against | Against | |||
10 | Elect Olivier Mareuse | Mgmt | For | For | For | |||
11 | Elect Marion Guillou | Mgmt | For | For | For | |||
12 | Elect Paolo Scaroni | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
18 | Amendment Regarding Vice Chair Age Limits | Mgmt | For | For | For | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
6 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
7 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
8 | Elect Eva Eisenschimmel | Mgmt | For | For | For | |||
9 | Elect Darren Pope | Mgmt | For | For | For | |||
10 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
11 | Elect Patrick McCall | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect David Nish | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0288 | CINS G96007102 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect YOU Mu | Mgmt | For | For | For | |||
5 | Elect HUANG Ming | Mgmt | For | For | For | |||
6 | Elect Jin LAU Tin Don | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 05/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 11/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
5 | Elect John P. Daly | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Pilar Lopez | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Alan Murray | Mgmt | For | For | For | |||
10 | Elect Frank W. Roach | Mgmt | For | For | For | |||
11 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
12 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Sustainability Report (Advisory) | Mgmt | For | For | For | |||
6 | Elect Roberto Quarta | Mgmt | For | For | For | |||
7 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Paul Richardson | Mgmt | For | For | For | |||
10 | Elect Hugo SHONG | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Nicole Seligman | Mgmt | For | For | For | |||
16 | Elect Daniela Riccardi | Mgmt | For | Against | Against | |||
17 | Elect Tarek M.N. Farahat | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
6 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
7 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
8 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
9 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
10 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
11 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
16 | Elect Masahiko Ikaga as Statutory Auditor | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam International Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 16, 2017 | |