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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-06190 | ||||||||
Name of Registrant: | Putnam International Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam International Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 6/30 | ||||||||
Date of reporting period: | 07/01/2015 - 06/30/2016 |
Registrant : | Putnam International Equity Fund | |||||||
Fund Name : | Putnam International Equity Fund | |||||||
Date of fiscal year end: | 6/30 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Manning Rountree | Mgmt | For | Against | Against | |||
5 | Elect Owen Clarke | Mgmt | For | Against | Against | |||
6 | Elect Alastair D. Lyons | Mgmt | For | Against | Against | |||
7 | Elect Henry Engelhardt | Mgmt | For | Against | Against | |||
8 | Elect David Stevens | Mgmt | For | Against | Against | |||
9 | Elect Geraint Jones | Mgmt | For | Against | Against | |||
10 | Elect Colin P. Holmes | Mgmt | For | Against | Against | |||
11 | Elect Annette Court | Mgmt | For | Against | Against | |||
12 | Elect Jean Park | Mgmt | For | Against | Against | |||
13 | Elect Penny James | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Amendment to Discretionary Free Share Scheme | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Airbus Group SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ton Buchner to the Management Board | Mgmt | For | For | For | |||
10 | Amendment to Remuneration Policy (STI Metrics) | Mgmt | For | For | For | |||
11 | Elect Pamela J. Kirby | Mgmt | For | For | For | |||
12 | Elect Sari Baldauf | Mgmt | For | For | For | |||
13 | Elect Ben Verwaayen | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Anheuser-Busch InBev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/27/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
10 | Remuneration Report | Mgmt | For | TNA | N/A | |||
11 | Stock Options for Directors | Mgmt | For | TNA | N/A | |||
12 | Change of Control Clause (2010 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
13 | Change of Control Clause (2015 Senior Facilities Agreement) | Mgmt | For | TNA | N/A | |||
14 | Authority to Cancel VVPR-strips | Mgmt | For | TNA | N/A | |||
15 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
ArcelorMittal S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MT | CINS L0302D129 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Losses | Mgmt | For | For | For | |||
5 | Director's Fees | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Vanisha Mittal Bhatia | Mgmt | For | For | For | |||
8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
9 | Elect Jeannot Krecke | Mgmt | For | For | For | |||
10 | Elect Karel de Gucht | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Performance Share Unit Plan (Special Grant) | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Timothy Clarke | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
10 | Elect Charles Sinclair | Mgmt | For | For | For | |||
11 | Elect Peter A. Smith | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | APPOINTMENT OF AUDITOR | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Yutaka Kase | Mgmt | For | For | For | |||
6 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
7 | Elect Etsuko Okajima | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
9 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
10 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
AstraZeneca PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
11 | Elect Ann Cairns | Mgmt | For | For | For | |||
12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 07/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Usha Sangwan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||
6 | Elect S. Vishvanathan | Mgmt | For | For | For | |||
7 | Approval of Revised Remuneration of Sanjiv Misra | Mgmt | For | For | For | |||
8 | Appointment of Shikha Sharma (Managing Director and CEO); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Approval of Revised Remuneration of V. Srinivasan | Mgmt | For | For | For | |||
10 | Elect Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
11 | Appointment of Sanjeev Kumar Gupta (Executive Director (Corporate Centre) and CFO) | Mgmt | For | For | For | |||
12 | Approval of Revised Remuneration of Sanjeev Kumar Gupta | Mgmt | For | For | For | |||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Amendment to Foreign Investment Restriction | Mgmt | For | For | For | |||
Axis Bank Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXSB | CINS Y0487S137 | 12/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Prasad R. Menon | Mgmt | For | For | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richie Boucher | Mgmt | For | For | For | |||
6 | Elect Pat Butler | Mgmt | For | For | For | |||
7 | Elect Patrick Haren | Mgmt | For | For | For | |||
8 | Elect Archie G. Kane | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Davida Marston | Mgmt | For | For | For | |||
12 | Elect Brad Martin | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive RIghts | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Amendments to By-Laws | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 03/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Variation in Use of Proceeds from IPO | Mgmt | For | For | For | |||
Bharti Infratel Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFRATEL | CINS Y0R86J109 | 08/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rakesh Bharti Mittal | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Elect Rajiinder P. Singh | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | Against | Against | |||
8 | Related Party Transactions with Bharti Airtel Limited | Mgmt | For | For | For | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Amendments to Articles 3, 7, 8, 13, 14, 16, 20, 21, 23 and 28 | Mgmt | For | For | For | |||
6 | Amendments to Article 14 | Mgmt | For | For | For | |||
7 | Amendments to General Meeting Regulations Articles 2 and 12 | Mgmt | For | For | For | |||
8 | Amendments to General Meeting Regulations Article 10 | Mgmt | For | For | For | |||
9 | Elect Tobias Martinez Gimeno | Mgmt | For | For | For | |||
10 | Elect Francisco Reynes Massanet | Mgmt | For | For | For | |||
11 | Elect Francisco Jose Aljaro Navarro | Mgmt | For | For | For | |||
12 | Elect Jose Maria Coronas Guinart | Mgmt | For | For | For | |||
13 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 04/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Bell | Mgmt | For | For | For | |||
5 | Elect Mark Hodges | Mgmt | For | For | For | |||
6 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
7 | Elect Iain C. Conn | Mgmt | For | For | For | |||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||
11 | Elect Mike Linn | Mgmt | For | For | For | |||
12 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
13 | Elect Carlos Pascual | Mgmt | For | For | For | |||
14 | Elect Steve Pusey | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | RATIFICATION OF TECHNICAL BREACH OF BORROWING LIMIT | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Increase in Borrowing Powers | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Graham A. Cubbin | Mgmt | For | For | For | |||
3 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
4 | Re-elect JoAnne Stephenson | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHANG Bing | Mgmt | For | For | For | |||
6 | Elect LI Yue | Mgmt | For | For | For | |||
7 | Elect SHA Yuejia | Mgmt | For | Against | Against | |||
8 | Elect LIU Aili | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 05/19/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Number of Auditors | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Elect Andrew G Barron | Mgmt | For | TNA | N/A | |||
21 | Elect Nikos Stathopoulos | Mgmt | For | TNA | N/A | |||
22 | Elect Joachim Ogland | Mgmt | For | TNA | N/A | |||
23 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
24 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
25 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
26 | Elect Andrew G Barron as Chairman | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Nomination Committee | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Share Savings Program 2016 | Mgmt | For | TNA | N/A | |||
31 | Authority to Issue Treasury Shares Pursuant to LTIP 2016 | Mgmt | For | TNA | N/A | |||
32 | Authority to Enter into Equity Swap Agreement | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Authority to Issue Treasury Pursuant to LTIP 2015 | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
36 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
37 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296190 | 02/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
5 | Elect Johnny Thomson | Mgmt | For | For | For | |||
6 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
7 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
8 | Elect Richard Cousins | Mgmt | For | For | For | |||
9 | Elect Gary Green | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Susan E. Murray | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Credit Suisse Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 11/19/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Private Placement | Mgmt | For | TNA | N/A | |||
3 | Rights Issue | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Authorize Proxy to Vote on Additional Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
6 | Authorize Proxy to Vote on Additional Board Proposals | Mgmt | For | TNA | N/A | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 12/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Amendments to Articles of Association | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
4 | Elect Masanori Togawa | Mgmt | For | For | For | |||
5 | Elect Chiyono Terada | Mgmt | For | For | For | |||
6 | Elect Tatsuo Kawada | Mgmt | For | For | For | |||
7 | Elect Akiji Makino | Mgmt | For | For | For | |||
8 | Elect Ken Tayano | Mgmt | For | For | For | |||
9 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
10 | Elect Jiroh Tomita | Mgmt | For | For | For | |||
11 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||
12 | Elect Kohichi Takahashi | Mgmt | For | For | For | |||
13 | Elect David L. Swift | Mgmt | For | For | For | |||
14 | Elect Yuan Fang | Mgmt | For | For | For | |||
15 | Elect Tohru Nagashima as Statutory Auditor | Mgmt | For | For | For | |||
16 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
5 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
6 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
7 | Elect Junji Nagashima | Mgmt | For | For | For | |||
8 | Elect Shuji Etoh | Mgmt | For | For | For | |||
9 | Elect Itaru Nakamura | Mgmt | For | For | For | |||
10 | Elect Yoshiki Onoi | Mgmt | For | For | For | |||
11 | Elect Akihito Urashima | Mgmt | For | For | For | |||
12 | Elect Hiromi Minaminosono | Mgmt | For | For | For | |||
13 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Tomonori Itoh | Mgmt | For | For | For | |||
16 | Elect John Buchanan | Mgmt | For | For | For | |||
17 | Elect Naori Fukuda as Statutory Auditor | Mgmt | For | Against | Against | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 04/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect John Elkann | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||
9 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
10 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
11 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
12 | Elect Glenn Earle | Mgmt | For | For | For | |||
13 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
14 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
15 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
16 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
17 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Demerger | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CINS N31738102 | 12/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Demerger | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Imperial Tobacco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMT | CINS G4721W102 | 02/03/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alison Cooper | Mgmt | For | For | For | |||
5 | Elect David J. Haines | Mgmt | For | For | For | |||
6 | Elect Michael Herlihy | Mgmt | For | For | For | |||
7 | Elect Matthew Phillips | Mgmt | For | For | For | |||
8 | Elect Oliver Tant | Mgmt | For | For | For | |||
9 | Elect Mark Williamson | Mgmt | For | For | For | |||
10 | Elect Karen Witts | Mgmt | For | For | For | |||
11 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Change in Company Name | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 04/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Supervisory Board Fees | Mgmt | For | Abstain | Against | |||
16 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | |||
17 | Elect Ann Sherry to the Supervisory Board | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Abstain | Against | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||
8 | Elect Antonio Vazquez Romero | Mgmt | For | Against | Against | |||
9 | Elect Willie Walsh | Mgmt | For | Against | Against | |||
10 | Elect Patrick Cescau | Mgmt | For | Against | Against | |||
11 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | Against | Against | |||
12 | Elect Denise Kingsmill | Mgmt | For | Against | Against | |||
13 | Elect James A. Lawrence | Mgmt | For | Against | Against | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | Against | Against | |||
15 | Elect Kieran Poynter | Mgmt | For | Against | Against | |||
16 | Elect Marjorie Scardino | Mgmt | For | Against | Against | |||
17 | Elect Alberto Miguel Terol Esteban | Mgmt | For | Against | Against | |||
18 | Elect Marc Bolland | Mgmt | For | Against | Against | |||
19 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | Against | Against | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Abstain | Against | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
9 | Elect Toshiaki Norita | Mgmt | For | For | For | |||
10 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
11 | Elect Toshinori Shin | Mgmt | For | For | For | |||
12 | Elect Kimie Iwata | Mgmt | For | For | For | |||
13 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
14 | Elect Masatoshi Itoh | Mgmt | For | For | For | |||
15 | Elect Hisao Taguchi | Mgmt | For | For | For | |||
16 | Elect Yasushi Suzuka | Mgmt | For | For | For | |||
17 | Elect Hiroyuki Kumasaka | Mgmt | For | For | For | |||
18 | Elect Shinji Hatta | Mgmt | For | For | For | |||
19 | Elect Osamu Kamo | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 03/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||
8 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
9 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
10 | Elect Main Kohda | Mgmt | For | For | For | |||
11 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
8 | Elect Tohru Nagashima | Mgmt | For | For | For | |||
9 | Elect Masayuki Oku | Mgmt | For | For | For | |||
10 | Elect Toraki Inoue as Statutory Auditor | Mgmt | For | For | For | |||
11 | Outside Directors' Fees | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tadashi Onodera | Mgmt | For | For | For | |||
5 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
6 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
7 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
8 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
9 | Elect Hidehiko Tajima | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
11 | Elect Takashi Shohji | Mgmt | For | For | For | |||
12 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
13 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||
14 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
15 | Elect Shinji Fukukawa | Mgmt | For | For | For | |||
16 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
17 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
18 | Elect Kohichi Ishizu | Mgmt | For | For | For | |||
19 | Elect Akira Yamashita | Mgmt | For | For | For | |||
20 | Elect Kakuji Takano | Mgmt | For | For | For | |||
21 | Elect Nobuaki Katoh | Mgmt | For | For | For | |||
22 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KYGA | CINS G52416107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Gerry Behan | Mgmt | For | For | For | |||
5 | Elect Hugh Brady | Mgmt | For | For | For | |||
6 | Elect Patrick Casey | Mgmt | For | For | For | |||
7 | Elect James Devane | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C. Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Tom Moran | Mgmt | For | For | For | |||
16 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
17 | Elect Philip Toomey | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/12/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Chairman | Mgmt | For | TNA | N/A | |||
8 | Elect Bertrand P. Collomb | Mgmt | For | TNA | N/A | |||
9 | Elect Philippe P. Dauman | Mgmt | For | TNA | N/A | |||
10 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
11 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
12 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
13 | Elect Bruno Lafont | Mgmt | For | TNA | N/A | |||
14 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
15 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
16 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
17 | Elect Thomas Schmidheiny | Mgmt | For | TNA | N/A | |||
18 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
19 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
20 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
21 | Elect Paul Desmarais, Jr. as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Oscar Fanjul as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Adrian Loader as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Nassef Sawiris as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation, and Governance Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Board Compensation | Mgmt | For | TNA | N/A | |||
29 | Executive Compensation | Mgmt | For | TNA | N/A | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||
6 | Elect YANG Yuanqing | Mgmt | For | For | For | |||
7 | Elect ZHAO John Huan | Mgmt | For | For | For | |||
8 | Elect Nicholas C. Allen | Mgmt | For | For | For | |||
9 | Retirement of TING Lee Sen | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lixil Group Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5938 | CINS J3893W103 | 06/15/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Yohichiroh Ushioda | Mgmt | For | Against | Against | |||
4 | Elect Yoshizumi Kanamori | Mgmt | For | Against | Against | |||
5 | Elect Yoshinobu Kikuchi | Mgmt | For | Against | Against | |||
6 | Elect Keiichiroh Ina | Mgmt | For | Against | Against | |||
7 | Elect Hidehiko Satoh | Mgmt | For | Against | Against | |||
8 | Elect Tsutomu Kawaguchi | Mgmt | For | Against | Against | |||
9 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | Against | Against | |||
10 | Elect Barbara Judge | Mgmt | For | Against | Against | |||
11 | Elect Ryuichi Kawamoto | Mgmt | For | Against | Against | |||
12 | Elect Hirokazu Yamanashi | Mgmt | For | Against | Against | |||
13 | Elect Kinya Seto | Mgmt | For | Against | Against | |||
14 | Elect Toshimasa Iue | Mgmt | For | Against | Against | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Elect Francesco Milleri | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 02/22/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Transaction | Mgmt | For | Abstain | Against | |||
2 | Adoption of New Articles | Mgmt | For | Against | Against | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | Against | Against | |||
7 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | For | For | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC02467 | 03/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Approve Transaction | Mgmt | For | TNA | N/A | |||
3 | Adoption of New Articles | Mgmt | For | TNA | N/A | |||
4 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
5 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Authority to Set General Meeting Period at 14 Days | Mgmt | For | TNA | N/A | |||
8 | Instruct the Company Secretary to Make Relevant Filings | Mgmt | For | TNA | N/A | |||
Metro Bank Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRO | CINS G60640102 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Vernon W. Hill, II | Mgmt | For | Against | Against | |||
3 | Elect Craig Donaldson | Mgmt | For | Against | Against | |||
4 | Elect Michael Brierley | Mgmt | For | Against | Against | |||
5 | Elect Alastair Gunn | Mgmt | For | Against | Against | |||
6 | Elect Stuart Bernau | Mgmt | For | Against | Against | |||
7 | Elect Keith Carby | Mgmt | For | Against | Against | |||
8 | Elect Lord Flight | Mgmt | For | Against | Against | |||
9 | Elect Eugene Lockhart | Mgmt | For | Against | Against | |||
10 | Elect Roger Farah | Mgmt | For | Against | Against | |||
11 | Elect Michael Snyder | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuo Onozawa as Director | Mgmt | For | For | For | |||
4 | Elect Kenji Iino | Mgmt | For | For | For | |||
5 | Elect Yukimi Ozeki | Mgmt | For | For | For | |||
6 | Bonus | Mgmt | For | For | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Elect Eyal Desheh | Mgmt | For | For | For | |||
4 | Elect Peter Seth Neustadter | Mgmt | For | For | For | |||
5 | Authority to Issue Shares and to Limit or Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Murata Manufacturing Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6981 | CINS J46840104 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tsuneo Murata | Mgmt | For | For | For | |||
5 | Elect Yoshitaka Fujita | Mgmt | For | For | For | |||
6 | Elect Tohru Inoue | Mgmt | For | For | For | |||
7 | Elect Norio Nakajima | Mgmt | For | For | For | |||
8 | Elect Hiroshi Iwatsubo | Mgmt | For | For | For | |||
9 | Elect Yoshito Takemura | Mgmt | For | For | For | |||
10 | Elect Satoshi Ishino | Mgmt | For | For | For | |||
11 | Elect Takashi Shigematsu | Mgmt | For | For | For | |||
12 | Elect Junichi Tanaka | Mgmt | For | For | For | |||
13 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||
15 | Elect Hiroshi Ueno | Mgmt | For | For | For | |||
16 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
17 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Natixis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Insurance Benefits of Laurent Mignon, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
12 | Ratification of the Co-option of Francoise Lemalle to the Board of Directors | Mgmt | For | Against | Against | |||
13 | Ratification of the Co-option of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
14 | Election of Sylvie Garcelon to the Board of Directors | Mgmt | For | Against | Against | |||
15 | Elect Stephanie Paix to the Board of Directors | Mgmt | For | Against | Against | |||
16 | Elect Alain Condaminas to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | |||
19 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor (Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted Shares (Short-term Incentive Plan) | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/29/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
5 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
6 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
7 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
8 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
9 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
10 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
11 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||
12 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
13 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
14 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
6 | Elect Jun Sawada | Mgmt | For | For | For | |||
7 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
8 | Elect Akira Shimada | Mgmt | For | For | For | |||
9 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
10 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
11 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
12 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Takao Maezawa as Statutory Auditor | Mgmt | For | For | For | |||
Nokia Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOKIA | CINS X61873133 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | For | For | |||
14 | Election of Directors | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/23/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Chairman | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
15 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
16 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
17 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
18 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
19 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
20 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
21 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
28 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Numericable-SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 12/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Numericable-SFR SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 06/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Remuneration of Eric Denoyer, former CEO | Mgmt | For | For | For | |||
10 | Remuneration of Michel Combes, Chairman | Mgmt | For | For | For | |||
11 | Elect Jeremie Bonnin to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Luce Gendry to the Board of Directors | Mgmt | For | For | For | |||
14 | Ratification of the Co-Option of Michel Combes to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Eric Denoyer to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Alain Weill to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Alexandre Marque to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Manon Brouillette to the Board of Directors | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
20 | Amendment to Articles Regarding Corporate Name | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares w/o Preemptive Rights Through Private Placement | Mgmt | For | Against | Against | |||
24 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
25 | Greenshoe | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
27 | Authority to Increase Capital Through Capitalisations | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
30 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pandora A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNDORA | CINS K7681L102 | 03/16/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees for 2015 | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees for 2016 | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
11 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles Regarding Bearer Shares | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles Regarding Meeting Notice | Mgmt | For | TNA | N/A | |||
15 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
16 | Elect Peder Tuborgh | Mgmt | For | TNA | N/A | |||
17 | Elect Christian Frigast | Mgmt | For | TNA | N/A | |||
18 | Elect Allan L. Leighton | Mgmt | For | TNA | N/A | |||
19 | Elect Andrea Dawn Alvey | Mgmt | For | TNA | N/A | |||
20 | Elect Ronica Wang | Mgmt | For | TNA | N/A | |||
21 | Elect Anders Boyer-Sogaard | Mgmt | For | TNA | N/A | |||
22 | Elect Bjorn Gulden | Mgmt | For | TNA | N/A | |||
23 | Elect Per Bank | Mgmt | For | TNA | N/A | |||
24 | Elect Michael Hauge Sorensen | Mgmt | For | TNA | N/A | |||
25 | Elect Birgitta Stymne Goransson | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Permanent TSB Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPM | CINS G7015D110 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alan Cook | Mgmt | For | Against | Against | |||
4 | Elect Emer Daly | Mgmt | For | Against | Against | |||
5 | Elect Jeremy Masding | Mgmt | For | Against | Against | |||
6 | Elect Julie O'Neill | Mgmt | For | Against | Against | |||
7 | Elect Richard Pike | Mgmt | For | Against | Against | |||
8 | Elect Ken Slattery | Mgmt | For | Against | Against | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Approve Directors' Fee Cap | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect David Jenkinson | Mgmt | For | For | For | |||
7 | Elect Jonathan Davie | Mgmt | For | For | For | |||
8 | Elect Marion Sears | Mgmt | For | For | For | |||
9 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
10 | Elect Nigel Mills | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Foley | Mgmt | For | For | For | |||
4 | Elect Penelope James | Mgmt | For | For | For | |||
5 | Elect David Law | Mgmt | For | For | For | |||
6 | Elect Lord Turner | Mgmt | For | For | For | |||
7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Paul Manduca | Mgmt | For | For | For | |||
11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
15 | Elect Philip Remnant | Mgmt | For | For | For | |||
16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RIB Software AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIB | CINS D6529D114 | 05/31/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Sandy Moser | Mgmt | For | For | For | |||
11 | Elect Matthias Rumpelhardt | Mgmt | For | For | For | |||
12 | Elect Klaus Hirschle | Mgmt | For | For | For | |||
13 | Elect Martin A. Fischer | Mgmt | For | For | For | |||
14 | Elect Steve Swant | Mgmt | For | For | For | |||
15 | Change of Legal Form; Election of Directors | Mgmt | For | Against | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/14/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory - UK) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory - AUS) | Mgmt | For | For | For | |||
4 | Elect Robert E. Brown | Mgmt | For | For | For | |||
5 | Elect Megan Clark | Mgmt | For | For | For | |||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Elect Ann Godbehere | Mgmt | For | For | For | |||
8 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
9 | Elect Michael L'Estrange | Mgmt | For | For | For | |||
10 | Elect Chris J. Lynch | Mgmt | For | For | For | |||
11 | Elect Paul M. Tellier | Mgmt | For | For | For | |||
12 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
13 | Elect John S. Varley | Mgmt | For | For | For | |||
14 | Elect Samuel M.C. Walsh | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 01/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/24/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Hans Wijers | Mgmt | For | For | For | |||
12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
RWE AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RWE | CINS D6629K109 | 04/20/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for Interim Statements for First Half of 2016 | Mgmt | For | For | For | |||
10 | Appointment of Auditor for Quarterly Financial Statements | Mgmt | For | For | For | |||
11 | Elect Werner Brandt | Mgmt | For | Against | Against | |||
12 | Elect Maria van der Hoeven | Mgmt | For | Against | Against | |||
13 | Elect Hans-Peter Keitel | Mgmt | For | Against | Against | |||
14 | Elect Martina Koederitz | Mgmt | For | Against | Against | |||
15 | Elect Dagmar Muhlenfeld | Mgmt | For | For | For | |||
16 | Elect Peter Ottmann | Mgmt | For | Against | Against | |||
17 | Elect Gunther Schartz | Mgmt | For | Against | Against | |||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
19 | Elect Wolfgang Schussel | Mgmt | For | Against | Against | |||
20 | Elect Ullrich Sierau | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
8 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
10 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Securitas AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SECU-B | CINS W7912C118 | 05/04/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
20 | Election of Directors | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Nomination Committee | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Incentive Scheme | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
4 | Elect Olivier Bohuon | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Sara Mathew | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect Jeffrey Poulton | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Increase in Authorised Capital | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 05/27/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Nicola Leibinger-Kammuller | Mgmt | For | Against | Against | |||
10 | Elect Jim Hagemann Snabe | Mgmt | For | Against | Against | |||
11 | Elect Werner Wenning | Mgmt | For | Against | Against | |||
12 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
13 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YANG Dongwen | Mgmt | For | For | For | |||
6 | Elect LU Rongchang | Mgmt | For | For | For | |||
7 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Smurfit Kappa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKG | CINS G8248F104 | 05/06/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gonzalo Restrepo Lopez | Mgmt | For | For | For | |||
5 | Elect James A. Lawrence | Mgmt | For | For | For | |||
6 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
7 | Elect Anthony Smurfit | Mgmt | For | For | For | |||
8 | Elect Frits Beurskens | Mgmt | For | For | For | |||
9 | Elect Christel Bories | Mgmt | For | For | For | |||
10 | Elect Thomas Brodin | Mgmt | For | For | For | |||
11 | Elect Irial Finan | Mgmt | For | For | For | |||
12 | Elect Gary McGann | Mgmt | For | For | For | |||
13 | Elect John Moloney | Mgmt | For | For | For | |||
14 | Elect Roberto Newell | Mgmt | For | For | For | |||
15 | Elect Rosemary Thorne | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Amendments to Memorandum (Companies Act 2014) | Mgmt | For | For | For | |||
22 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Lorenzo Bini Smaghi, Non-Executive Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Severin Cabannes and Bernardo Sanchez Incera, Deputy CEOs | Mgmt | For | For | For | |||
11 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
12 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Juan Maria Nin Genova to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Emmanuel Roman to the Board of Directors | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights and Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
23 | Authority to Issue Performance Shares (Other Employees) | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Re-elect Paul Berriman | Mgmt | For | For | For | |||
5 | Re-elect Charles Sitch | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Simon Moutter) | Mgmt | For | For | For | |||
7 | Equity Grant (MD/CEP Simon Moutter) | Mgmt | For | For | For | |||
8 | Amendments to Constitution | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sports Direct International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPD | CINS G83694102 | 09/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Keith Hellawell | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Simon Bentley | Mgmt | For | For | For | |||
7 | Elect Dave Forsey | Mgmt | For | For | For | |||
8 | Elect Dave Singleton | Mgmt | For | For | For | |||
9 | Elect Claire Jenkins | Mgmt | For | For | For | |||
10 | Elect Matthew I. Pearson | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights (Rights Issue) | Mgmt | For | For | For | |||
15 | Amendment to the 2015 Share Scheme | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect David Bellamy | Mgmt | For | For | For | |||
5 | Elect Iain Cornish | Mgmt | For | For | For | |||
6 | Elect Andrew Croft | Mgmt | For | For | For | |||
7 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
8 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Roger Yates | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles (Solvency II) | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Swedbank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWED | CINS W9423X102 | 04/05/2016 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of CEO's Acts | Mgmt | For | TNA | N/A | |||
17 | Ratification of Ulrika Francke's Acts | Mgmt | For | TNA | N/A | |||
18 | Ratification of Goran Hedman's Acts | Mgmt | For | TNA | N/A | |||
19 | Ratification of Lars Idermark's Acts | Mgmt | For | TNA | N/A | |||
20 | Ratification of Pia Rudengren's Acts | Mgmt | For | TNA | N/A | |||
21 | Ratification of Anders Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
22 | Ratification of Karl-Henrik Sundstrom's Acts | Mgmt | For | TNA | N/A | |||
23 | Ratification of Siv Svensson's Acts | Mgmt | For | TNA | N/A | |||
24 | Ratification of Anders Igel's Acts | Mgmt | For | TNA | N/A | |||
25 | Ratification of Charlotte Wallin's Acts | Mgmt | For | TNA | N/A | |||
26 | Ratification of Camilla Linder's Acts | Mgmt | For | TNA | N/A | |||
27 | Ratification of Roger Ljung's Acts | Mgmt | For | TNA | N/A | |||
28 | Ratification of Karin Sandstrom's Acts | Mgmt | For | TNA | N/A | |||
29 | Board Size | Mgmt | For | TNA | N/A | |||
30 | Directors and Auditor's Fees | Mgmt | For | TNA | N/A | |||
31 | Elect Bodil Eriksson | Mgmt | For | TNA | N/A | |||
32 | Elect Peter Norman | Mgmt | For | TNA | N/A | |||
33 | Elect Ulrika Francke | Mgmt | For | TNA | N/A | |||
34 | Elect Goran Hedman | Mgmt | For | TNA | N/A | |||
35 | Elect Lars Idermark | Mgmt | For | TNA | N/A | |||
36 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
37 | Elect Anders Sundstrom | Mgmt | Abstain | TNA | N/A | |||
38 | Elect Karl-Henrik Sundstrom | Mgmt | For | TNA | N/A | |||
39 | Elect Siv Svensson | Mgmt | For | TNA | N/A | |||
40 | Election of Chairman | Mgmt | For | TNA | N/A | |||
41 | Nomination Committee | Mgmt | For | TNA | N/A | |||
42 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
43 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
44 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
45 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
46 | Long Term Incentive Plan 2016 (EKEN) | Mgmt | For | TNA | N/A | |||
47 | Long Term Incentive Plan 2016 (IP 2016) | Mgmt | For | TNA | N/A | |||
48 | Authority to Issue Treasury Shares for Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
49 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
50 | Shareholder Proposal Regarding Lean-Concept | ShrHoldr | N/A | TNA | N/A | |||
51 | Shareholder Proposal Regarding Shareholder Communication | ShrHoldr | N/A | TNA | N/A | |||
52 | Shareholder Proposal Regarding Basic Services | ShrHoldr | N/A | TNA | N/A | |||
53 | Shareholder Proposal Regarding Absolute Equality Vision | ShrHoldr | N/A | TNA | N/A | |||
54 | Shareholder Proposal Regarding Equality Implementation | ShrHoldr | N/A | TNA | N/A | |||
55 | Shareholder Proposal Regarding Annual Report on Equality | ShrHoldr | N/A | TNA | N/A | |||
56 | Shareholder Proposal Regarding Shareholders' Association | ShrHoldr | N/A | TNA | N/A | |||
57 | Shareholder Proposal Regarding Board Fees | ShrHoldr | N/A | TNA | N/A | |||
58 | Shareholder Proposal Regarding Alerting Swedish Government About Voting Rights | ShrHoldr | N/A | TNA | N/A | |||
59 | Shareholder Proposal Regarding Politicians Serving on the Board | ShrHoldr | N/A | TNA | N/A | |||
60 | Shareholder Proposal Regarding Cooling-Off Period for Politicians | ShrHoldr | N/A | TNA | N/A | |||
61 | Shareholder Proposal Regarding Dismantling Swedbank Stadium Sign | ShrHoldr | N/A | TNA | N/A | |||
62 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMT | CINS Y85740267 | 08/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Satish Borwankar | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
4 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 06/16/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report of Common Representative | Mgmt | For | For | For | |||
2 | Election of Common Representative; Term Length; Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telecom Italia S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIT | CINS T92778124 | 12/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conversion of Savings Shares into Ordinary Shares | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Russell A. Higgins | Mgmt | For | For | For | |||
3 | Re-elect Margaret L. Seale | Mgmt | For | For | For | |||
4 | Re-elect Steve Vamos | Mgmt | For | For | For | |||
5 | Elect Traci A.N. Vassallo | Mgmt | For | For | For | |||
6 | Equity Grant (CEO Andrew Penn) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/18/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | |||
6 | Elect Ian C. Stone | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Nils Smedegaard Andersen | Mgmt | For | For | For | |||
6 | Elect Laura M. Cha | Mgmt | For | For | For | |||
7 | Elect Vittorio Colao | Mgmt | For | For | For | |||
8 | Elect Louise O. Fresco | Mgmt | For | For | For | |||
9 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann | Mgmt | For | For | For | |||
11 | Elect Mary MA Xuezheng | Mgmt | For | For | For | |||
12 | Elect Paul Polman | Mgmt | For | For | For | |||
13 | Elect John Rishton | Mgmt | For | For | For | |||
14 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
15 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
16 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
17 | Elect Youngme Moon | Mgmt | For | For | For | |||
18 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 05/26/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Retirement Benefits of Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
9 | Elect Mari-Noelle Jego-Laveissiere to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Veronique Weill to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Thierry Moulonguet to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Georges Pauget to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Ulrike Steinhorst to the Board of Directors | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |||
17 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (Jean-Maurice El Nouchi) | Mgmt | For | For | For | |||
19 | Remuneration of Pascal Colombani, Chairman (until February 18, 2016) | Mgmt | For | For | For | |||
20 | Remuneration of Jacques Aschenbroich, CEO | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Stock Split | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Amendment Regarding Directors' Age Limits | Mgmt | For | For | For | |||
25 | Amendments Regarding CEO and Deputy CEO Age Limits | Mgmt | For | For | For | |||
26 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/21/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jacques Aschenbroich to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Nathalie Rachou to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Isabelle Courville to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Guillaume Texier to the Board of Directors | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot, Chairman and CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authority to Issue Restricted and Performance Shares | Mgmt | For | For | For | |||
24 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 05/04/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Glen R. Moreno | Mgmt | For | For | For | |||
4 | Elect Jayne-Anne Gadhia | Mgmt | For | For | For | |||
5 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
6 | Elect Norman C. McLuskie | Mgmt | For | For | For | |||
7 | Elect Colin D. Keogh | Mgmt | For | For | For | |||
8 | Elect Marilyn H. Spearing | Mgmt | For | For | For | |||
9 | Elect Gordon D. McCallum | Mgmt | For | For | For | |||
10 | Elect Patrick McCall | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Nick Land | Mgmt | For | For | For | |||
12 | Elect Philip Yea | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/23/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect GUO Lijun | Mgmt | For | For | For | |||
5 | Elect ZHANG Taixi | Mgmt | For | For | For | |||
6 | Elect Conway LEE Kong Wai | Mgmt | For | Against | Against | |||
7 | Elect Kenneth Marc Sullivan | Mgmt | For | For | For | |||
8 | Elect YOU Mu | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L124 | 12/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Advisory--Non-UK Issuer) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
6 | Elect John P. Daly | Mgmt | For | For | For | |||
7 | Elect Gareth Davis | Mgmt | For | For | For | |||
8 | Elect Pilar Lopez | Mgmt | For | For | For | |||
9 | Elect John Martin | Mgmt | For | For | For | |||
10 | Elect Ian K. Meakins | Mgmt | For | For | For | |||
11 | Elect Alan Murray | Mgmt | For | For | For | |||
12 | Elect Frank W. Roach | Mgmt | For | For | For | |||
13 | Elect Darren M. Shapland | Mgmt | For | For | For | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
Worldpay Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPG | CINS G97744109 | 05/10/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect John M. Allan | Mgmt | For | Against | Against | |||
7 | Elect James Brocklebank | Mgmt | For | Against | Against | |||
8 | Elect Philip Jansen | Mgmt | For | Against | Against | |||
9 | Elect Ron Khalifa | Mgmt | For | Against | Against | |||
10 | Elect Robin Marshall | Mgmt | For | Against | Against | |||
11 | Elect Rick Medlock | Mgmt | For | Against | Against | |||
12 | Elect Deanna W. Oppenheimer | Mgmt | For | Against | Against | |||
13 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |||
14 | Elect Martin Scicluna | Mgmt | For | Against | Against | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/08/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Non-UK Issuer -- Advisory) | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Roberto Quarta | Mgmt | For | For | For | |||
6 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
7 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
8 | Elect Paul Richardson | Mgmt | For | For | For | |||
9 | Elect Hugo Shong | Mgmt | For | For | For | |||
10 | Elect Timothy Shriver | Mgmt | For | For | For | |||
11 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
12 | Elect Sally Susman | Mgmt | For | For | For | |||
13 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
14 | Elect John Hood | Mgmt | For | For | For | |||
15 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
16 | Elect Nicole Seligman | Mgmt | For | For | For | |||
17 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2016 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
5 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
9 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
10 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
11 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
12 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
13 | Elect Takuya Nakata | Mgmt | For | For | For | |||
14 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam International Equity Fund | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 15, 2016 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 15, 2016 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |||||
/s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
July 29, 2016 | |||||
Jonathan S. Horwitz | |||||||
Schedule A
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
|
Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
|