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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-6190 | ||||||||
Name of Registrant: | Putnam International Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam International Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 6/30/14 | ||||||||
Date of reporting period: | 07/01/2013 - 06/30/2014 |
Registrant : | Putnam International Equity Fund | |||||||
Fund Name : | Putnam International Equity Fund | |||||||
Date of fiscal year end: | 06/30/2014 | |||||||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Everitt | Mgmt | For | For | For | |||
1.2 | Elect Russell K. Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan A. Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell J. Horner | Mgmt | For | For | For | |||
1.5 | Elect David J. Lesar | Mgmt | For | For | For | |||
1.6 | Elect John E. Lowe | Mgmt | For | For | For | |||
1.7 | Elect Charles V. Magro | Mgmt | For | For | For | |||
1.8 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.9 | Elect Derek G. Pannell | Mgmt | For | For | For | |||
1.10 | Elect Mayo M. Schmidt | Mgmt | For | For | For | |||
1.11 | Elect Victor J. Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Bundled Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Advance Notice Policy | Mgmt | For | For | For | |||
6 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
7 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Compensation Policy Amendments | Mgmt | For | For | For | |||
10 | Amendment to Article 2 (Company Name) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CINS F0191J101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits | Mgmt | For | For | For | |||
8 | Elect Veronique Morali | Mgmt | For | For | For | |||
9 | Elect Francesco Caio | Mgmt | For | For | For | |||
10 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
11 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
12 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
14 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Greenshoe | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Technical Amendment to Articles | Mgmt | For | For | For | |||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | |||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2014 Employee Stock Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | N/A | Abstain | N/A | |||
11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSA-B | CINS W0817X105 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors' and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Long-Term Incentive Plan 2014 | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter A. Smith | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Approval of Long Term Incentive Plan | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Banca Popolare di Milano S.c.a.r.l. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMI | CINS T15120107 | 04/11/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Election of Supervisory Board Member | Mgmt | For | TNA | N/A | |||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Elect Jean-Francois Lepetit | Mgmt | For | For | For | |||
10 | Elect Baudouin Prot | Mgmt | For | For | For | |||
11 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
12 | Ratify the Co-option of Monique Cohen | Mgmt | For | Against | Against | |||
13 | Elect Daniela Schwarzer | Mgmt | For | For | For | |||
14 | Remuneration of Baudouin Prot, Chairman. | Mgmt | For | For | For | |||
15 | Remuneration of Jean-Laurent Bonnafe, CEO. | Mgmt | For | For | For | |||
16 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & Francois Villeroy de Galhau | Mgmt | For | For | For | |||
17 | Remuneration of Executives and Certain Categories of Employees | Mgmt | For | For | For | |||
18 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
5 | Elect Ian P. Livingston | Mgmt | For | For | For | |||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | |||
7 | Elect Gavin Patterson | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Patricia Hewitt | Mgmt | For | For | For | |||
10 | Elect Phil Hodkinson | Mgmt | For | For | For | |||
11 | Elect Karen Richardson | Mgmt | For | For | For | |||
12 | Elect Nicholas Rose | Mgmt | For | For | For | |||
13 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 11/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Jonathan Grunzweig | Mgmt | For | For | For | |||
3 | Re-elect Peter L. Polson | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
China Resources Power Holdings Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0836 | CINS Y1503A100 | 06/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHOU Jun Qing | Mgmt | For | For | For | |||
6 | Elect ZHANG Shen Wen | Mgmt | For | For | For | |||
7 | Elect WANG Xiao Bin | Mgmt | For | For | For | |||
8 | Elect Elsie LEUNG Oi-Sie | Mgmt | For | Against | Against | |||
9 | Elect Raymond K.F. Ch'ien | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China ZhengTong Auto Services Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1728 | CINS G215A8108 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kelvin WONG Tin Yau | Mgmt | For | For | For | |||
6 | Elect ZHAO Chunjun | Mgmt | For | For | For | |||
7 | Elect CHANG Xiuze | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Compagnie Financiere Richemont S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CINS H25662158 | 09/12/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Johann Rupert | Mgmt | For | TNA | N/A | |||
7 | Elect Franco Cologni | Mgmt | For | TNA | N/A | |||
8 | Elect Lord Douro | Mgmt | For | TNA | N/A | |||
9 | Elect Yves-Andre Istel | Mgmt | For | TNA | N/A | |||
10 | Elect Richard Lepeu | Mgmt | For | TNA | N/A | |||
11 | Elect Ruggero Magnoni | Mgmt | For | TNA | N/A | |||
12 | Elect Josua (Dillie) Malherbe | Mgmt | For | TNA | N/A | |||
13 | Elect Frederick Mostert | Mgmt | For | TNA | N/A | |||
14 | Elect Simon Murray | Mgmt | For | TNA | N/A | |||
15 | Elect Alain Dominique Perrin | Mgmt | For | TNA | N/A | |||
16 | Elect Guillaume Pictet | Mgmt | For | TNA | N/A | |||
17 | Elect Norbert Platt | Mgmt | For | TNA | N/A | |||
18 | Elect Alan G. Quasha | Mgmt | For | TNA | N/A | |||
19 | Elect Maria Ramos | Mgmt | For | TNA | N/A | |||
20 | Elect Lord Renwick of Clifton | Mgmt | For | TNA | N/A | |||
21 | Elect Jan Rupert | Mgmt | For | TNA | N/A | |||
22 | Elect Gary Saage | Mgmt | For | TNA | N/A | |||
23 | Elect Jurgen Schrempp | Mgmt | For | TNA | N/A | |||
24 | Elect Bernard Fornas | Mgmt | For | TNA | N/A | |||
25 | Elect Jean-Blaise Eckert | Mgmt | For | TNA | N/A | |||
26 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
27 | Dematerialization of Bearer Shares | Mgmt | For | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul S. Walsh | Mgmt | For | Against | Against | |||
6 | Elect Dominic Blakemore | Mgmt | For | Against | Against | |||
7 | Elect Richard Cousins | Mgmt | For | Against | Against | |||
8 | Elect Gary Green | Mgmt | For | Against | Against | |||
9 | Elect Andrew Martin | Mgmt | For | Against | Against | |||
10 | Elect John G. Bason | Mgmt | For | Against | Against | |||
11 | Elect Susan E. Murray | Mgmt | For | Against | Against | |||
12 | Elect Don Robert | Mgmt | For | Against | Against | |||
13 | Elect Sir Ian Robinson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 06/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles (Return of Cash and Share Consolidation) | Mgmt | For | For | For | |||
2 | Return of Cash and Share Consolidation | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Option Grant to Executive Directors | Mgmt | For | Against | Against | |||
3 | Share Option Grant to Executive Officers | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Meeting Minutes | Mgmt | For | For | For | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Prasert Jarupanich | Mgmt | For | Against | Against | |||
8 | Elect Narong Chearavanont | Mgmt | For | Against | Against | |||
9 | Elect Pittaya Jearavisitkul | Mgmt | For | Against | Against | |||
10 | Elect Piyawat Titasattavorakul | Mgmt | For | Against | Against | |||
11 | Elect Umroong Sanphasitvong | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Debentures | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Issue Bonds | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Elect Noriyuki Inoue | Mgmt | For | For | For | |||
5 | Elect Masanori Togawa | Mgmt | For | For | For | |||
6 | Elect Chiyono Terada | Mgmt | For | For | For | |||
7 | Elect Kosuke Ikebuchi | Mgmt | For | For | For | |||
8 | Elect Guntaroh Kawamura | Mgmt | For | For | For | |||
9 | Elect Ken Tayano | Mgmt | For | For | For | |||
10 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
11 | Elect Jiroh Tomita | Mgmt | For | For | For | |||
12 | Elect Takashi Matsuzaki | Mgmt | For | For | For | |||
13 | Elect Kohichi Takahashi | Mgmt | For | For | For | |||
14 | Elect Frans Hoorelbeke | Mgmt | For | For | For | |||
15 | Elect David L. Swift | Mgmt | For | For | For | |||
16 | Elect Ichiroh Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
18 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/09/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
12 | Elect Bernd Bohr | Mgmt | For | TNA | N/A | |||
13 | Elect Joe Kaeser | Mgmt | For | TNA | N/A | |||
14 | Elect Bernd Pischetsrieder | Mgmt | For | TNA | N/A | |||
15 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
16 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
17 | Amendments to Previously Approved Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
18 | Cancellation and Reworking of Intra-Company Contracts | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/27/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
13 | Performance Share Plan; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
14 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
15 | Elect Simone Menne | Mgmt | For | TNA | N/A | |||
16 | Elect Ulrich Schroder | Mgmt | For | TNA | N/A | |||
17 | Elect Stefan Schulte | Mgmt | For | TNA | N/A | |||
18 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4R136137 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | SEDOL B8K7T65 | 12/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split and Reduction in Par Value | Mgmt | For | For | For | |||
2 | Authority to List Securities | Mgmt | For | For | For | |||
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||
5 | Elect TAN Li Xia | Mgmt | For | Against | Against | |||
6 | Elect ZHANG Yong | Mgmt | For | Against | Against | |||
7 | Elect Rose TSOU Kai Lien | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
19 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
21 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
22 | Ratify Frank-Dirk Steiniger | Mgmt | For | TNA | N/A | |||
23 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Elect Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
26 | Elect Ludwig Merckle | Mgmt | For | TNA | N/A | |||
27 | Elect Tobias Merckle | Mgmt | For | TNA | N/A | |||
28 | Elect Alan Murray | Mgmt | For | TNA | N/A | |||
29 | Elect Jurgen M. Schneider | Mgmt | For | TNA | N/A | |||
30 | Elect Marion A. Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
31 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
32 | Amendment to Intra-company Control Agreement | Mgmt | For | TNA | N/A | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Iliad SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILD | CINS F4958P102 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Remuneration of Cyril Poidatz, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Maxime Lombardini, CEO | Mgmt | For | For | For | |||
10 | Remuneration of Rani Assaf, Antoine Levavasseur, Xavier Niel, Thomas Reynaud, Deputy CEO | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
15 | Employee Stock Purchase Plan | Mgmt | Against | For | Against | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | Against | Against | |||
18 | Amendments Regarding Shareholder Meetings | Mgmt | For | Against | Against | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 02/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | Amendments to Use of Proceeds from 2012 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
7 | Amendments to Use of Proceeds from 2013 Fund-raising Plan | Mgmt | For | Abstain | Against | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Election Method for Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules for Derivatives Trading | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for Endorsements and Guarantees | Mgmt | For | For | For | |||
13 | Elect Charles KAU Chi-Chuan | Mgmt | For | For | For | |||
14 | Elect Susan WANG Jui-Hua | Mgmt | For | For | For | |||
15 | Elect WU Chia-Chau | Mgmt | For | For | For | |||
16 | Elect Otto CHANG Chia-Fang | Mgmt | For | For | For | |||
17 | Elect HU Yao-Wen | Mgmt | For | For | For | |||
18 | Elect Michael W. Sadler | Mgmt | For | For | For | |||
19 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
20 | Elect Scott Meikle | Mgmt | For | For | For | |||
21 | Elect Brian M. Shirley | Mgmt | For | For | For | |||
22 | Elect Wayne R. Allan | Mgmt | For | For | For | |||
23 | Elect LIN Chuan | Mgmt | For | For | For | |||
24 | Elect HUANG Mao-Hsiung | Mgmt | For | For | For | |||
25 | Elect JIAN Syue-Ren | Mgmt | For | For | For | |||
26 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intrum Justitia AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IJ | CINS W4662R106 | 04/23/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
22 | Approval of a share redemption and bonus issue program. | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Jazztel plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZ | CINS G5085M234 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Pedro Angel Navarro Martinez | Mgmt | For | For | For | |||
5 | Elect Jose Luis Diez Garcia | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Ahern | Mgmt | For | For | For | |||
4 | Elect Hugh Brady | Mgmt | For | For | For | |||
5 | Elect James Devane | Mgmt | For | For | For | |||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | |||
7 | Elect Denis Buckley | Mgmt | For | For | For | |||
8 | Elect Gerry Behan | Mgmt | For | For | For | |||
9 | Elect Michael Dowling | Mgmt | For | For | For | |||
10 | Elect Joan Garahy | Mgmt | For | For | For | |||
11 | Elect Flor Healy | Mgmt | For | For | For | |||
12 | Elect James C Kenny | Mgmt | For | For | For | |||
13 | Elect Stan McCarthy | Mgmt | For | For | For | |||
14 | Elect Brian Mehigan | Mgmt | For | For | For | |||
15 | Elect Philip Toomey | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Daniel Bernard | Mgmt | For | For | For | |||
6 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
7 | Elect Pascal Cagni | Mgmt | For | For | For | |||
8 | Elect Clare Chapman | Mgmt | For | For | For | |||
9 | Elect Ian Cheshire | Mgmt | For | For | For | |||
10 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
11 | Elect Janis Kong | Mgmt | For | For | For | |||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Tible | Mgmt | For | For | For | |||
15 | Elect Karen Witts | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Kingfisher Incentive Share Plan | Mgmt | For | For | For | |||
Konica Minolta Holding Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4902 | CINS J36060119 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masatoshi Matsuzaki | Mgmt | For | Against | Against | |||
3 | Elect Shohei Yamana | Mgmt | For | Against | Against | |||
4 | Elect Shohji Kondoh | Mgmt | For | Against | Against | |||
5 | Elect Hirokazu Yoshikawa | Mgmt | For | Against | Against | |||
6 | Elect Takashi Enomoto | Mgmt | For | Against | Against | |||
7 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
8 | Elect Akio Kitani | Mgmt | For | Against | Against | |||
9 | Elect Yoshiaki Andoh | Mgmt | For | Against | Against | |||
10 | Elect Takashi Sugiyama | Mgmt | For | Against | Against | |||
11 | Elect Ken Ohsuga | Mgmt | For | Against | Against | |||
12 | Elect Seiji Hatano | Mgmt | For | Against | Against | |||
LG Chem | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
051910 | CINS Y52758102 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect KIM Sae Jin | Mgmt | For | For | For | |||
4 | Election of Audit Committee Member: KIM Sae Jin | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
7 | Elect Alexander L. Zayonts | Mgmt | For | Abstain | Against | |||
8 | Elect Alexei P. Makhnev | Mgmt | For | Abstain | Against | |||
9 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
10 | Elect Aleksey A. Pshenichny | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Y. Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G. Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela V. Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis A. Fedotov | Mgmt | For | For | For | |||
15 | Appointment of FABER LEX as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of ERNST & YOUNG as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Adoption of New Articles | Mgmt | For | For | For | |||
19 | Adoption of New Regulations on General Meeting of Shareholders | Mgmt | For | For | For | |||
20 | Major Transaction with ZAO Tander | Mgmt | For | Abstain | Against | |||
21 | Major Transactions with OAO Sberbank of Russia | Mgmt | For | Abstain | Against | |||
22 | Major Transactions with OAO Alfa-Bank | Mgmt | For | Abstain | Against | |||
23 | Major Transactions with OAO Bank of Moscow | Mgmt | For | Abstain | Against | |||
24 | Related Party Transactions with Rosbank | Mgmt | For | Abstain | Against | |||
25 | Related Party Transactions with OAO AKB Absolut Bank | Mgmt | For | Abstain | Against | |||
26 | Related Party Transactions with OAO AKB Absolut Bank (Obligations on Credit Agreement No. 133-VKL/KRD-13) | Mgmt | For | For | For | |||
27 | Related Party Transactions with OAO Russian Agricultural Bank | Mgmt | For | For | For | |||
28 | Related Party Transactions with OAO VTB Bank | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 09/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Moncler S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONC | CINS T6730E110 | 02/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Stock Option Plan (Top Management and Key Employees) | Mgmt | For | Against | Against | |||
3 | Stock Option Plan (Key Italian Employees) | Mgmt | For | Abstain | Against | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nordea Bank AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDA | CINS W57996105 | 03/20/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
13 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
14 | Board Size | Mgmt | For | TNA | N/A | |||
15 | Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Nomination Committee | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares for Securities Trading | Mgmt | For | TNA | N/A | |||
24 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
25 | Maximum Variable Pay Ratio | Mgmt | For | TNA | N/A | |||
26 | Shareholder Proposal Regarding Special Examination | ShrHldr | N/A | TNA | N/A | |||
27 | Shareholder Proposal Regarding an Initiative for an Integration Institute | ShrHldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Ohtsuka | Mgmt | For | Against | Against | |||
3 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
4 | Elect Masahide Matsubara | Mgmt | For | Against | Against | |||
5 | Elect Naoki Mitsue | Mgmt | For | Against | Against | |||
6 | Elect Hideyuki Shibamoto | Mgmt | For | Against | Against | |||
7 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
8 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
9 | Elect Tatsuo Ichikawa | Mgmt | For | Against | Against | |||
10 | Elect Kazuo Suzuki | Mgmt | For | Against | Against | |||
11 | Elect Yukio Obara | Mgmt | For | Against | Against | |||
12 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
13 | Elect Ichiroh Tai | Mgmt | For | Against | Against | |||
14 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital and Earned Reserves | Mgmt | For | For | For | |||
3 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||
5 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||
6 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||
7 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
9 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||
10 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||
11 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||
12 | Elect Hikari Imai | Mgmt | For | For | For | |||
13 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||
14 | Elect Keiko Unotoro | Mgmt | For | For | For | |||
15 | Elect Masaru Katoh | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Sekisui House, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS J70746136 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Isami Wada | Mgmt | For | For | For | |||
4 | Elect Toshinori Abe | Mgmt | For | For | For | |||
5 | Elect Sumio Wada | Mgmt | For | For | For | |||
6 | Elect Shiroh Inagaki | Mgmt | For | For | For | |||
7 | Elect Teruyuki Saegusa | Mgmt | For | For | For | |||
8 | Elect Shiroh Wakui | Mgmt | For | For | For | |||
9 | Elect Fumiaki Hirabayashi | Mgmt | For | For | For | |||
10 | Elect Tetsuo Iku | Mgmt | For | For | For | |||
11 | Elect Takashi Uchida | Mgmt | For | For | For | |||
12 | Elect Fumiyasu Suguro | Mgmt | For | For | For | |||
13 | Elect Kunpei Nishida | Mgmt | For | For | For | |||
14 | Elect Kengo Yoshida as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Bonus | Mgmt | For | For | For | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
5 | Elect William M. Burns | Mgmt | For | For | For | |||
6 | Elect Steven Gillis | Mgmt | For | For | For | |||
7 | Elect David Ginsburg | Mgmt | For | For | For | |||
8 | Elect David Kappler | Mgmt | For | For | For | |||
9 | Elect Susan Kilsby | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
12 | Elect David M. Stout | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/28/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Jim Hagemann Snabe | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
14 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
15 | Cancellation of Conditional Share Capital | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
5 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
6 | Elect Ikuji Usui | Mgmt | For | For | For | |||
7 | Elect Katsunori Tomita | Mgmt | For | For | For | |||
8 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
9 | Elect Masahiko Satake | Mgmt | For | For | For | |||
10 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
11 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
12 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
13 | Elect Iwao Mogi | Mgmt | For | For | For | |||
14 | Elect Kohichi Shikakura | Mgmt | For | For | For | |||
15 | Elect Kohji Ogura | Mgmt | For | For | For | |||
16 | Elect Motoichi Kawada | Mgmt | For | For | For | |||
17 | Elect Susumu Takada | Mgmt | For | For | For | |||
18 | Elect German Berakoetxea | Mgmt | For | For | For | |||
19 | Elect CHAN Lup Yin | Mgmt | For | For | For | |||
20 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
21 | Elect Steve Bangs | Mgmt | For | For | For | |||
22 | Retirement Allowances for Director | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | Against | Against | |||
4 | Elect Vivian Bazalgette | Mgmt | For | For | For | |||
5 | Elect David Bellamy | Mgmt | For | For | For | |||
6 | Elect Iain Cornish | Mgmt | For | For | For | |||
7 | Elect Andrew Croft | Mgmt | For | For | For | |||
8 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
9 | Elect David Lamb | Mgmt | For | For | For | |||
10 | Elect Baroness Wheatcroft | Mgmt | For | For | For | |||
11 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
12 | Elect Roger Yates | Mgmt | For | For | For | |||
13 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Miyata | Mgmt | For | For | For | |||
4 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
5 | Elect Atsuhiko Inoue | Mgmt | For | For | For | |||
6 | Elect Jun Ohta | Mgmt | For | For | For | |||
7 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Nakao as a Statutory Auditor | Mgmt | For | Against | Against | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | |||
6 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against | Against | |||
7 | Elect Mike WONG Chik Wing | Mgmt | For | Against | Against | |||
8 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
9 | Elect Walter KWOK Ping Sheung | Mgmt | For | Against | Against | |||
10 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
11 | Elect Thomas CHAN Kui Yuen | Mgmt | For | Against | Against | |||
12 | Elect KWONG Chun | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.4 | Elect John D. Gass | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.13 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tata Motors Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATAMOTORS | CINS Y85740267 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Nusli N. Wadia | Mgmt | For | Against | Against | |||
4 | Elect Raghunath A. Mashelkar | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Falguni S. Nayar | Mgmt | For | Against | Against | |||
7 | Elect Karl J. Slym | Mgmt | For | Against | Against | |||
8 | Appointment of Karl J. Slym as Managing Director; Approval of Remuneration | Mgmt | For | Against | Against | |||
9 | Directors' Commission | Mgmt | For | For | For | |||
10 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect John Hughes | Mgmt | For | For | For | |||
6 | Elect Michael Tobin | Mgmt | For | For | For | |||
7 | Elect Claudia Arney | Mgmt | For | For | For | |||
8 | Elect Simon Batey | Mgmt | For | For | For | |||
9 | Elect Maurizio Carli | Mgmt | For | For | For | |||
10 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
11 | Elect John O'Reilly | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Chin Hu Lim | Mgmt | For | For | For | |||
3 | Re-elect Nora Scheinkestel | Mgmt | For | For | For | |||
4 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | |||
6 | Elect Charles St Leger Searle | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Stock Split | Mgmt | For | For | For | |||
13 | Adopt The Riot Games Option Scheme | Mgmt | For | Against | Against | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
7 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
8 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Hiroaki Kobayashi | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Wako Tohjima as Statutory Auditor | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
5 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
6 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
7 | Elect Brian Duperreault | Mgmt | For | For | For | |||
8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
9 | Elect George R. Oliver | Mgmt | For | For | For | |||
10 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
11 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
12 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Election of Chairman of the Board | Mgmt | For | For | For | |||
15 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
16 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
17 | Elect R. David Yost | Mgmt | For | For | For | |||
18 | Appointment of Deloitte AG | Mgmt | For | For | For | |||
19 | Appointment of Deloitte and Touche | Mgmt | For | For | For | |||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For | For | |||
21 | Election Of Independent Proxy | Mgmt | For | For | For | |||
22 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
23 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
24 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unipol Gruppo Finanziario S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNI | CINS T9532W106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Paolo Cattabiani | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Performance Share Plan 2013-2015 | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares of the Company and Finsoe S.p.A. | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Mgmt | For | For | For | |||
2 | Special: Return of Value and Share Consolidation | Mgmt | For | For | For | |||
3 | Special: Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Special: Authority to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee J. James | Mgmt | For | For | For | |||
7 | Elect Alan W. Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
9 | Elect Omid Kordestani | Mgmt | For | For | For | |||
10 | Elect Nick Land | Mgmt | For | For | For | |||
11 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
12 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
13 | Elect Anthony Watson | Mgmt | For | For | For | |||
14 | Elect Philip Yea | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | |||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
7 | Elect Roger Agnelli | Mgmt | For | For | For | |||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
9 | Elect Colin Day | Mgmt | For | For | For | |||
10 | Elect Philip Lader | Mgmt | For | For | For | |||
11 | Elect Ruigang Li | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
15 | Elect Hugo Shong | Mgmt | For | For | For | |||
16 | Elect Timothy Shriver | Mgmt | For | For | For | |||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | |||
18 | Elect Sally Susman | Mgmt | For | For | For | |||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
20 | Elect John Hood | Mgmt | For | For | For | |||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
22 | Elect Nicole Seligman | Mgmt | For | For | For | |||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | |||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of aconversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam International Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2014 | |
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