0000869392-21-001722.txt : 20210901
0000869392-21-001722.hdr.sgml : 20210901
20210901155342
ACCESSION NUMBER: 0000869392-21-001722
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210901
DATE AS OF CHANGE: 20210901
EFFECTIVENESS DATE: 20210901
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND
CENTRAL INDEX KEY: 0000868648
IRS NUMBER: 046661045
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06190
FILM NUMBER: 211230020
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND /MA/
DATE OF NAME CHANGE: 20030430
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL GROWTH FUND /MA/
DATE OF NAME CHANGE: 19960805
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OVERSEAS GROWTH FUND
DATE OF NAME CHANGE: 19920703
0000868648
S000006181
PUTNAM INTERNATIONAL EQUITY FUND /MA/
C000017024
Class A Shares
POVSX
C000017025
Class B Shares
POVBX
C000017026
Class C Shares
PIGCX
C000017028
Class R Shares
PIERX
C000017029
Class Y Shares
POVYX
C000118015
Class R5
C000118016
Class R6
N-CEN
1
primary_doc.xml
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Putnam International Equity Fund
811-06190
0000868648
5493004QXQOL0TPY3984
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
State Street Bank and Trust Company
2 AVENUE DE LAFAYETTE
BOSTON
02111
1-617-786-3000
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder
N
N
N-1A
1
Y
Sutphen Mona K
N/A
N
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
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000007325
N/A
Y
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PricewaterhouseCoopers LLP
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Putnam International Equity Fund
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5493004QXQOL0TPY3984
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Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
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N
Revenue sharing split
413652.00
2380.00
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
The Putnam Advisory Company, LLC
801-5097
000106631
N/A
Y
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
Reuters (equities)
549300561UZND4C7B569
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
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ZBUT11V806EZRVTWT807
171079
UBSW - UBS SECURITIES L.L.C.
8-22651
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109597.07
CGML - CITIGROUP GLOBAL MARKETS INC
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79751.96
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
77140.66
MLCO - BofA Securities, Inc.
8-7221
000007691
549300HN4UKV1E2R3U73
58500.19
GSCO - GOLDMAN SACHS & CO LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
40657.8
MSCO - MORGAN STANLEY & CO. LLC
8-15869
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33065.36
REDB - REDBURN (USA) LLC
8-67320
000140564
213800TYRTQILMQQLV79
30131.12
BMOC - BMO CAPITAL MARKETS CORP.
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
28392.58
DAWA - DAIWA CAPITAL MARKETS AMERICA INC.
8-12242
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M67H5PRC0NQKM73ZAS82
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MSCO - MORGAN STANLEY & CO. LLC
8-15869
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5462312.54
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
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4243754.02
NMRA - NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
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3352627.91
MLCO - BofA Securities, Inc.
8-7221
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549300HN4UKV1E2R3U73
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DBAB - DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
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2361722.27
DAVY - DAVY STOCKBROKERS
8-66522
000131901
63540061DPCBNMCGRY22
IE
1337520.12
CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1314850.89
GSCO - GOLDMAN SACHS & CO LLC
8-129
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FOR8UP27PHTHYVLBNG30
1210553.2
WCHV - WELLS FARGO SECURITIES, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
588960.18
EXAN - EXANE, INC.
8-49569
000041784
6SDWK6FV8H98XAGSYS75
475173.68
23367076.5
Y
829413708.87
0.00
Committed
317500000
N
Uncommitted
235500000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
G.1.a.iii841.txt
INFORMATION ABOUT THE REGISTRANT
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Shareholders of Putnam
International Equity Fund:
In planning and performing our audit of the financial statements
of Putnam International Equity Fund (the Fund) as of and for the
year ended June 30, 2021, in accordance with the standards of
the Public Company Accounting Oversight Board (United States)
(PCAOB), we considered the Funds internal control over financial
reporting, including controls over safeguarding securities, as a
basis for designing our auditing procedures for the purpose of
expressing our opinion on the financial statements and to comply
with the requirements of Form NCEN, but not for the purpose of
expressing an opinion on the effectiveness of the Funds internal
control over financial reporting. Accordingly, we do not
express an opinion on the effectiveness of the Funds internal
control over financial reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A companys internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
companys internal control over financial reporting includes
those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the
assets of the company; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of
management and directors of the company; and (3) provide
reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a companys
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the companys annual or interim
financial statements will not be prevented or detected on a
timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the PCAOB. However,
we noted no deficiencies in the Funds internal control over
financial reporting and its operation, including controls over
safeguarding securities, that we consider to be material
weaknesses as defined above as of June 30, 2021.
?
This report is intended solely for the information and use of
the Board of Trustees of Putnam International Equity Fund and
the Securities and Exchange Commission and is not intended to be
and should not be used by anyone other than these specified
parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
August 9, 2021
1 of 1
1 of 1
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us