0000869392-20-001858.txt : 20200903
0000869392-20-001858.hdr.sgml : 20200903
20200903103535
ACCESSION NUMBER: 0000869392-20-001858
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200903
DATE AS OF CHANGE: 20200903
EFFECTIVENESS DATE: 20200903
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND
CENTRAL INDEX KEY: 0000868648
IRS NUMBER: 046661045
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06190
FILM NUMBER: 201158517
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND /MA/
DATE OF NAME CHANGE: 20030430
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL GROWTH FUND /MA/
DATE OF NAME CHANGE: 19960805
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OVERSEAS GROWTH FUND
DATE OF NAME CHANGE: 19920703
0000868648
S000006181
PUTNAM INTERNATIONAL EQUITY FUND /MA/
C000017024
Class A Shares
POVSX
C000017025
Class B Shares
POVBX
C000017026
Class C Shares
PIGCX
C000017028
Class R Shares
PIERX
C000017029
Class Y Shares
POVYX
C000118015
Class R5
C000118016
Class R6
N-CEN
1
primary_doc.xml
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Putnam International Equity Fund
811-06190
0000868648
5493004QXQOL0TPY3984
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
N
N
N-1A
1
Y
Sutphen Mona K
N/A
N
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
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N/A
Y
N
PricewaterhouseCoopers LLP
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5493002GVO7EO8RNNS37
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N
N
N
N
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Putnam International Equity Fund
S000006181
5493004QXQOL0TPY3984
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1
N/A
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Y
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Goldman Sachs Bank USA
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N
N
Revenue sharing split
0
0.00
0.00
Rule 17e-1 (17 CFR 270.17e-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
The Putnam Advisory Company, LLC
801-5097
000106631
N/A
Y
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
Reuters (equities)
549300561UZND4C7B569
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
JPMS - J.P. MORGAN SECURITIES, LLC.
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149932.89
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
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MSCO - MORGAN STANLEY & CO. LLC
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73031.75
UBSW - UBS SECURITIES L.L.C.
8-22651
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59391.36
GSCO - GOLDMAN SACHS & CO LLC
8-129
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48905.1
MLCO - BofA Securities, Inc.
8-7221
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549300HN4UKV1E2R3U73
35526.44
REDB - REDBURN (USA) LLC
8-67320
000140564
213800TYRTQILMQQLV79
34037.91
CGML - CITIGROUP GLOBAL MARKETS INC
8-8177
000007059
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30028.47
RBCD - RBC CAPITAL MARKETS LLC
8-45411
000031194
549300LCO2FLSSVFFR64
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BBRG - BERENBERG BANK
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DE
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655532.31
MSCO - MORGAN STANLEY & CO. LLC
8-15869
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5009763.51
NMRA - NOMURA SECURITIES INTERNATIONAL, INC.
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3600085.49
CGML - CITIGROUP GLOBAL MARKETS INC
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BCAP - BARCLAYS CAPITAL, INC.
8-41342
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MLCO - BofA Securities, Inc.
8-7221
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1762116.45
CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1739414.59
EXAN - EXANE, INC.
8-49569
000041784
6SDWK6FV8H98XAGSYS75
1526336.63
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
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WCHV - WELLS FARGO SECURITIES, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
939360.95
HSBCP - HSBC BANK PLC
8-41562
000019585
MP6I5ZYZBEU3UXPYFY54
GB
341792.38
20924818.17
Y
797541335.07
0.00
Committed
317500000
N
Uncommitted
235500000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
G.1.aiii841.txt
INFORMATION ABOUT THE REGISTRANT
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Putnam International Equity Fund:
In planning and performing our audit of the financial statements of
Putnam International Equity Fund (the Fund) as of and for the year ended
June 30, 2020, in accordance with the standards of the Public Company
Accounting Oversight Board (United States) (PCAOB), we considered the
Funds internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial statements and
to comply with the requirements of Form N CEN, but not for the purpose of
expressing an opinion on the effectiveness of the Funds internal control
over financial reporting. Accordingly, we do not express an opinion on
the effectiveness of the Funds internal control over financial reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by management are
required to assess the expected benefits and related costs of controls.
A companys internal control over financial reporting is a process
designed to provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements for
external purposes in accordance with generally accepted accounting
principles. A companys internal control over financial reporting
includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company;
(2) provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in accordance
with generally accepted accounting principles, and that receipts and
expenditures of the company are being made only in accordance with
authorizations of management and directors of the company; and (3)
provide reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a companys assets that
could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the risk
that controls may become inadequate because of changes in conditions, or
that the degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees,
in the normal course of performing their assigned functions, to prevent
or detect misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal control over
financial reporting, such that there is a reasonable possibility that a
material misstatement of the companys annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial reporting
was for the limited purpose described in the first paragraph and would
not necessarily disclose all deficiencies in internal control over
financial reporting that might be material weaknesses under standards
established by the PCAOB. However, we noted no deficiencies in the Funds
internal control over financial reporting and its operation, including
controls over safeguarding securities, that we consider to be material
weaknesses as defined above as of June 30, 2020.
This report is intended solely for the information and use of the
Trustees of Putnam International Equity Fund and the Securities and
Exchange Commission and is not intended to be and should not be used by
anyone other than these specified parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
August 10, 2020
1 of 1
1 of 1
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us