0000869392-19-000111.txt : 20190307
0000869392-19-000111.hdr.sgml : 20190307
20190307162855
ACCESSION NUMBER: 0000869392-19-000111
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20190307
DATE AS OF CHANGE: 20190307
EFFECTIVENESS DATE: 20190307
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND
CENTRAL INDEX KEY: 0000868648
IRS NUMBER: 046661045
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06190
FILM NUMBER: 19666204
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND /MA/
DATE OF NAME CHANGE: 20030430
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL GROWTH FUND /MA/
DATE OF NAME CHANGE: 19960805
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OVERSEAS GROWTH FUND
DATE OF NAME CHANGE: 19920703
0000868648
S000006181
PUTNAM INTERNATIONAL EQUITY FUND /MA/
N-CEN/A
1
primary_doc.xml
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N-CEN/A
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0000868648
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false
N-1A
S000006181
true
Putnam International Equity Fund
811-06190
0000868648
5493004QXQOL0TPY3984
ONE POST OFFICE SQUARE
BOSTON
02109
US-MA
US
1-800-225-1581
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Higgins Michael J.
ONE POST OFFICE SQUARE
BOSTON
02109
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investment Management, LLC
ONE POST OFFICE SQUARE
BOSTON
02109
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Retail Management Limited Partnership
ONE POST OFFICE SQUARE
BOSTON
02109
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investor Services, Inc.
ONE POST OFFICE SQUARE
BOSTON
02109
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Y
N
N-1A
1
Y
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Baxter Jameson A
N/A
N
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Patterson Robert E
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Clark James F
N/A
ONE POST OFFICE SQUARE
BOSTON
02109
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
8-5088
000007325
N/A
N
N
PricewaterhouseCoopers LLP
238
N/A
N
N
N
N
N
N
N
Putnam International Equity Fund
S000006181
5493004QXQOL0TPY3984
Y
8
0
1
N/A
N
N
Y
N
N
Goldman Sachs Bank USA dba Goldman Sachs Agency Lending
KD3XUN7C6T14HNAYLU02
N
N
Revenue sharing split
12770613.00
53288.00
Rule 17e-1 (17 CFR 270.17e-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
The Putnam Advisory Company, LLC
801-5097
000106631
N/A
Y
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
JPM Pricing Direct
549300WIC0TOJ7N7GD54
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
Reuters (equities)
549300561UZND4C7B569
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
108977.55
GSCO - GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
92828.08
MSCO - MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
81961.55
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
78966.93
CITI - CITIBANK, N.A.
8-8177
000007059
E57ODZWZ7FF32TWEFA76
76682.98
UBSW - UBS SECURITIES L.L.C.
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
70114.46
BOFA - BANK OF AMERICA SECURITIES, L.L.C.
8-7221
000007691
N/A
56995.22
CGML - CITIGROUP GLBL MRKTS-EQTY
8-8177
000007059
6SHGI4ZSSLCXXQSBB395
47083.68
DBAB - DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
46827.48
DAWA - DAIWA CAPITAL MARKETS AMERICA INC.
8-12242
000001576
M67H5PRC0NQKM73ZAS82
42803.28
986043.99
GSCO - GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
8100632.19
NMRA - NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
6124856.71
BBRG - BERENBERG BANK
8-68821
000156757
529900UC2OD7II24Z667
DE
3880598.02
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
3294019.01
BCAP - BARCLAYS CAPITAL, INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1967519.92
CITI - CITIBANK, N.A.
8-8177
000007059
E57ODZWZ7FF32TWEFA76
1636227.85
AMHE - AMHERST SECURITIES GROUP L.P.
8-45364
000031141
GR1JCST0OG1YC8O1XP88
1233329.11
CITG - CITIGROUP GLOBAL MARKETS, INC./SALOMON BROTHERS
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1117293.78
BOFA - BANK OF AMERICA SECURITIES, L.L.C.
8-7221
000007691
N/A
927588.69
MLCO - MERRILL LYNCH, PIERCE, FENNER AND SMITH INC.
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
650354.33
30489683.43
Y
1011305483.04
Committed
317500000
N
Uncommitted
235500000
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
G.1.a.iii841.txt
INFORMATION ABOUT THE REGISTRANT
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Putnam International Equity Fund:
In planning and performing our audit of the financial statements of
Putnam International Equity Fund (the Fund) as of and for the year ended
June 30, 2018, in accordance with the standards of the Public Company
Accounting Oversight Board (United States) (PCAOB), we considered the
Funds internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial statements and
to comply with the requirements of Form N CEN, but not for the purpose of
expressing an opinion on the effectiveness of the Funds internal control
over financial reporting. Accordingly, we do not express an opinion on
the effectiveness of the Funds internal control over financial reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by management are
required to assess the expected benefits and related costs of controls.
A companys internal control over financial reporting is a process
designed to provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements for
external purposes in accordance with generally accepted accounting
principles. A company s internal control over financial reporting
includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company;
(2) provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in accordance
with generally accepted accounting principles, and that receipts and
expenditures of the company are being made only in accordance with
authorizations of management and directors of the company; and (3)
provide reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a company s assets that
could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the risk
that controls may become inadequate because of changes in conditions, or
that the degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees,
in the normal course of performing their assigned functions, to prevent
or detect misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal control over
financial reporting, such that there is a reasonable possibility that a
material misstatement of the company s annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial reporting
was for the limited purpose described in the first paragraph and would
not necessarily disclose all deficiencies in internal control over
financial reporting that might be material weaknesses under standards
established by the PCAOB. However, we noted no deficiencies in the Funds
internal control over financial reporting and its operation, including
controls over safeguarding securities, that we consider to be material
weaknesses as defined above as of June 30, 2018.
This report is intended solely for the information and use of management
and the Board of Trustees of Putnam International Equity Fund and the
Securities and Exchange Commission and is not intended to be and should
not be used by anyone other than these specified parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
August 9, 2018
1 of 1
1 of 1
PricewaterhouseCoopers LLP, 101 Seaport Boulevard, Suite 500, Boston, MA 02210
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us