0000869392-14-000122.txt : 20140828
0000869392-14-000122.hdr.sgml : 20140828
20140828122222
ACCESSION NUMBER: 0000869392-14-000122
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140828
DATE AS OF CHANGE: 20140828
EFFECTIVENESS DATE: 20140828
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND /MA/
CENTRAL INDEX KEY: 0000868648
IRS NUMBER: 046661045
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06190
FILM NUMBER: 141070797
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL GROWTH FUND /MA/
DATE OF NAME CHANGE: 19960805
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM OVERSEAS GROWTH FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL GROWTH FUND
DATE OF NAME CHANGE: 19901107
0000868648
S000006181
PUTNAM INTERNATIONAL EQUITY FUND /MA/
C000017024
Class A Shares
POVSX
C000017025
Class B Shares
POVBX
C000017026
Class C Shares
PIGCX
C000017027
Class M Shares
POVMX
C000017028
Class R Shares
PIERX
C000017029
Class Y Shares
POVYX
C000118015
Class R5
C000118016
Class R6
NSAR-B
1
answer.fil
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PAGE 2
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PAGE 3
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020 A000004 CITIBANK, N.A.
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020 A000007 MORGAN STANLEY & CO., LLC
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020 B000008 13-2730828
020 C000008 109
020 A000009 MACQUARIE CAPITAL (USA), INC..
020 B000009 98-0141094
020 C000009 96
020 A000010 EXANE, INC.
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022 D000002 0
022 A000003 BARCLAYS CAPITAL, INC.
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022 B000007 13-2655998
022 C000007 1478
022 D000007 0
PAGE 4
022 A000008 NOMURA SECURITIES INTERNATIONAL, INC.
022 B000008 13-2642206
022 C000008 390
022 D000008 753
022 A000009 BMO CAPITAL MARKETS CORP.
022 B000009 13-3459853
022 C000009 225
022 D000009 160
022 A000010 RBC CAPITAL MARKETS CORP.
022 B000010 13-5033225
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 10
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SIGNATURE JANET SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
auditletter841.txt
Report of Independent Registered Public Accounting Firm
To the Trustees and Shareholders of Putnam International Equity
Fund:
In planning and performing our audit of the financial statements
of Putnam International Equity Fund (the Fund) as of and for the
year ended June 30, 2014, in accordance with the standards of the
Public Company Accounting Oversight Board (United States), we
considered the Funds internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N SAR, but not for the purpose of expressing
an opinion on the effectiveness of the Funds internal control over
financial reporting. Accordingly, we do not express an opinion on
the effectiveness of the Funds internal control over financial
reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A funds internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A funds
internal control over financial reporting includes those policies
and procedures that (1) pertain to the maintenance of records
that, in reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the fund; (2)
provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and that
receipts and expenditures of the fund are being made only in
accordance with authorizations of management and trustees of the
fund; and (3) provide reasonable assurance regarding prevention or
timely detection of unauthorized acquisition, use or disposition
of a funds assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing their
assigned functions, to prevent or detect misstatements on a timely
basis. A material weakness is a deficiency, or a combination of
deficiencies, in internal control over financial reporting, such
that there is a reasonable possibility that a material
misstatement of the Funds annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted no
deficiencies in the Funds internal control over financial
reporting and its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as defined
above as of June 30, 2014.
This report is intended solely for the information and use of
management and the Board of Trustees of Putnam International
Equity Fund and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than these
specified parties.
/s/ PricewaterhouseCoopers LLP
Boston, Massachusetts
August 8, 2014
PricewaterhouseCoopers LLP, 125 High Street, Boston, MA 02110
T: (617) 530 5000, F:(617) 530 5001, www.pwc.com/us
EX-99
3
perclass841.txt
841 Putnam International Equity Fund
6/30/14 Annual
Because of the electronic format for filing Form N SAR does not
provide adequate space for responding to certain items correctly,
the correct answers are as follows:
72DD1 Class A 6,516
Class B -
Class C 26
Class M 51
72DD2 Class R 19
Class R5 *
Class R6 190
Class Y 582
* Amount represents less than 1
73A1 Class A 0.173
Class B -
Class C 0.010
Class M 0.065
73A2 Class R 0.132
Class R5 0.255
Class R6 0.279
Class Y 0.226
74U1 Class A 36,312
Class B 838
Class C 2,523
Class M 742
74U2 Class R 140
Class R5 311
Class R6 690
Class Y 2,502
74V1 Class A 25.33
Class B 24.08
Class C 24.45
Class M 24.64
74V2 Class R 24.90
Class R5 25.72
Class R6 25.74
Class Y 25.66
Item 61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum investment
is waived if you make regular investments weekly, semi monthly,
or monthly through automatic deductions through your bank
checking or savings account. Currently, Putnam is waiving the
minimum, but reserves the right to reject initial investments
under the minimum.
Item 85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.
EX-99
4
shareholdervotes841.txt
Shareholder meeting results (Unaudited)
February 27, 2014 special meeting
At the meeting, each of the nominees for Trustees was elected as follows:
Votes for Votes withheld
Liaquat Ahamed 27,246,485 1,451,697
Ravi Akhoury 27,260,354 1,437,828
Barbara M. Baumann 27,382,047 1,316,135
Jameson A. Baxter 27,360,997 1,337,185
Charles B. Curtis 27,339,338 1,358,844
Robert J. Darretta 27,355,582 1,342,600
Katinka Domotorffy 27,308,771 1,389,411
John A. Hill 27,356,973 1,341,209
Paul L. Joskow 27,336,936 1,361,246
Kenneth R. Leibler 27,364,340 1,333,842
Robert E. Patterson 27,344,336 1,353,846
George Putnam, III 27,346,438 1,351,744
Robert L. Reynolds 27,379,971 1,318,211
W. Thomas Stephens 27,349,331 1,348,852
A proposal to approve a new management contract between the fund and Putnam
Management was approved as follows:
Votes for Votes against Abstentions Broker non votes
21,516,812 874,615 1,173,342 5,133,414
March 27, 2014 special meeting
A proposal to adopt an Amended and Restated Declaration of Trust, with respect
to which the February 27, 2014 meeting had been adjourned, was approved as
follows:
Votes for Votes against Abstentions Broker non votes
23,265,131 959,734 1,356,024 4,736,970
All tabulations are rounded to the nearest whole number.