0000869392-12-000028.txt : 20120227 0000869392-12-000028.hdr.sgml : 20120227 20120227132842 ACCESSION NUMBER: 0000869392-12-000028 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120227 EFFECTIVENESS DATE: 20120227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM INTERNATIONAL EQUITY FUND /MA/ CENTRAL INDEX KEY: 0000868648 IRS NUMBER: 046661045 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06190 FILM NUMBER: 12641077 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921471 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM INTERNATIONAL GROWTH FUND /MA/ DATE OF NAME CHANGE: 19960805 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM OVERSEAS GROWTH FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM INTERNATIONAL GROWTH FUND DATE OF NAME CHANGE: 19901107 0000868648 S000006181 PUTNAM INTERNATIONAL EQUITY FUND /MA/ C000017024 Class A Shares POVSX C000017025 Class B Shares POVBX C000017026 Class C Shares PIGCX C000017027 Class M Shares POVMX C000017028 Class R Shares PIERX C000017029 Class Y Shares POVYX NSAR-A 1 answer.fil PAGE 1 000 A000000 12/31/2011 000 C000000 0000868648 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM INTERNATIONAL EQUITY FUND 001 B000000 811-6190 001 C000000 6172921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 008 A000002 PUTNAM INVESTMENTS LIMITED 008 B000002 S 008 C000002 801-61441 008 D010002 LONDON 008 D050002 ENGLAND 008 D060002 SW1A 1LD 008 A000003 PUTNAM ADVISORY COMPANY, LLC 008 B000003 S 008 C000003 801-5097 008 D010003 BOSTON 008 D020003 MA 008 D030003 02109 011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP PAGE 2 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES INC 012 B000001 84-06331 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02110 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02111 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 108 019 C000000 PUTNAMFUND 020 A000001 CREDIT SUISSE FIRST BOSTON 020 B000001 13-5659485 020 C000001 169 020 A000002 CITIBANK, N.A. 020 B000002 13-5266470 020 C000002 163 020 A000003 BANC OF AMERICA SECURITIES, LLC 020 B000003 56-2058405 020 C000003 143 020 A000004 DEUTSCHE BANK SECURITIES, INC. 020 B000004 13-2730828 020 C000004 136 020 A000005 JPMORGAN SECURITIES, INC. 020 B000005 13-3379014 020 C000005 135 020 A000006 GOLDMAN SACHS & CO. 020 B000006 13-5108880 020 C000006 130 020 A000007 MORGAN STANLEY & CO., INC. 020 B000007 13-2655998 020 C000007 100 020 A000008 UBS SECURITIES, LLC 020 B000008 13-3873456 020 C000008 82 020 A000009 NOMURA SECURITIES INTERNATIONAL, INC. 020 B000009 13-2642206 020 C000009 80 020 A000010 MACQUARIE CAPITAL (USA), INC. 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ACCT. OFFICER EX-99 2 regul77e841.txt In late 2003 and 2004, Putnam Management settled charges brought by the SEC and the Massachusetts Securities Division in connection with excessive short-term trading in Putnam funds. In July 2011, the fund recorded a receivable of $17,870,838 related to restitution amounts in connection with a distribution plan approved by the SEC. This amount was received by the fund in December 2011. These allegations and related matters have served as the general basis for certain lawsuits, including purported class action lawsuits against Putnam Management and, in a limited number of cases, some Putnam funds. In May 2011, the fund received a payment of $831,529 related to settlement of those lawsuits. Putnam Management has agreed to bear any costs incurred by the Putnam funds as a result of these matters. EX-99 3 newacct77l841.txt Putnam International Equity Fund 77L New Accounting Pronouncements In May 2011, the Financial Accounting Standards Board (FASB) issued Accounting Standards Update (ASU) 2011 04 Fair Value Measurements and Disclosures (Topic 820) Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRS. ASU 2011 04 amends FASB Topic 820 Fair Value Measurement and seeks to develop common requirements for measuring fair value and for disclosing information about fair value measurements in accordance with GAAP. ASU 2011 04 is effective for fiscal years and interim periods beginning after December 15, 2011. Putnam Management is currently evaluating the application of ASU 2011 04 and its impact, if any, on the funds financial statements. EX-99 4 perclass841.txt 841 Putnam International Equity Fund 12/31/11 Semi Annual Because of the electronic format for filing Form N SAR does not provide adequate space for responding to certain items correctly, the correct answers are as follows: 72DD1 Class A 47,793 Class B 1,467 Class C 2,878 72DD2 Class M 953 Class R 180 Class y 3,776 73A1 Class A 0.957 Class B 0.759 Class C 0.801 73A2 Class M 0.854 Class R 0.908 Class Y 1.011 74U1 Class A 52,308 Class B 2,020 Class C 3,739 74U2 Class M 1,162 Class R 212 Class Y 3,956 74V1 Class A 15.96 Class B 15.23 Class C 15.48 74V2 Class M 15.57 Class R 15.73 Class Y 16.14 Item 61 Additional Information About Minimum Required Investment Shareholders can open a fund account with as little as $500 and make subsequent investments in any amount. The minimum investment is waived if you make regular investments weekly, semi monthly, or monthly through automatic deductions through your bank checking or savings account. Currently, Putnam is waiving the minimum, but reserves the right to reject initial investments under the minimum. Item 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant/Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant/Series.