<SEC-DOCUMENT>0001387131-21-001840-index.html : 20210722 <SEC-HEADER>0001387131-21-001840.hdr.sgml : 20210722 <ACCEPTANCE-DATETIME>20210205170121 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0001387131-21-001840 CONFORMED SUBMISSION TYPE: N-2 PUBLIC DOCUMENT COUNT: 12 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC CENTRAL INDEX KEY: 0000868578 IRS NUMBER: 954305694 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-06179 FILM NUMBER: 21596932 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC DATE OF NAME CHANGE: 20050708 FORMER COMPANY: FORMER CONFORMED NAME: PREFERRED INCOME FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC CENTRAL INDEX KEY: 0000868578 IRS NUMBER: 954305694 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-252800 FILM NUMBER: 21596933 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 800 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC DATE OF NAME CHANGE: 20050708 FORMER COMPANY: FORMER CONFORMED NAME: PREFERRED INCOME FUND INC DATE OF NAME CHANGE: 19920703 <IS-FILER-A-NEW-REGISTRANT>N <IS-FILER-A-WELL-KNOWN-SEASONED-ISSUER>N <FILED-PURSUANT-TO-GENERAL-INSTRUCTION-A2>N <IS-FUND-24F2-ELIGIBLE>N </SEC-HEADER> <DOCUMENT> <TYPE>N-2 <SEQUENCE>1 <FILENAME>pfd-n2_020521.htm <DESCRIPTION>INITIAL FILING OF A REGISTRATION STATEMENT <TEXT> Document 1 - file: pfd-n2_020521.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(7) <SEQUENCE>3 <FILENAME>ex99-a7.htm <DESCRIPTION>ARTICLES OF AMENDMENT <TEXT> Document 3 - file: ex99-a7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(B)(2) <SEQUENCE>4 <FILENAME>ex99-b2.htm <DESCRIPTION>AMENDMENT TO THE AMENDED AND RESTATED BYLAWS <TEXT> Document 4 - file: ex99-b2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(E) <SEQUENCE>5 <FILENAME>ex99-e.htm <DESCRIPTION>DIVIDEND REINVESTMENT AND CASH PURCHASE PLAN <TEXT> Document 5 - file: ex99-e.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(R)(1) <SEQUENCE>6 <FILENAME>ex99-r1.htm <DESCRIPTION>CODE OF ETHICS OF THE FUND <TEXT> Document 6 - file: ex99-r1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(R)(2) <SEQUENCE>7 <FILENAME>ex99-r2.htm <DESCRIPTION>CODE OF ETHICS OF THE ADVISER <TEXT> Document 7 - file: ex99-r2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(S) <SEQUENCE>8 <FILENAME>ex99-s.htm <DESCRIPTION>POWER OF ATTORNEY <TEXT> Document 8 - file: ex99-s.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>pfdn2003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: pfdn2003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>pfdn2001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: pfdn2001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>pfdn2002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: pfdn2002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>pfd001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: pfd001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>13 <FILENAME>filename13.htm <TEXT> Document 13 - file: filename13.htm
</DOCUMENT> </SEC-DOCUMENT>