0000882071-13-000004.txt : 20130516 0000882071-13-000004.hdr.sgml : 20130516 20130516173150 ACCESSION NUMBER: 0000882071-13-000004 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETTINGER ROBERT M CENTRAL INDEX KEY: 0001252910 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-06179 FILM NUMBER: 13852548 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 CITY: PASADENA STATE: CA ZIP: 91101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC CENTRAL INDEX KEY: 0000868578 IRS NUMBER: 954305694 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 795-7300 MAIL ADDRESS: STREET 1: 301 E COLORADO BLVD STE 720 STREET 2: C/O FLAHERTY & CRUMRINE INC CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PREFERRED INCOME FUND INC DATE OF NAME CHANGE: 19920703 5/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 5/A 2012-11-30 2013-05-16 0 0 0 0000868578 FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC PFD 0001252910 ETTINGER ROBERT M 301 E COLORADO BLVD STE 720 PASADENA CA 91101 0 1 0 0 President Common Stock 2012-12-28 5 G 0 8000 13.39 D 7169 I Shares held by Flaherty & Crumrine Inc. Robert is 27.%% shareholder 4,718 shares also Direct Beneficial Ownership /s/ Robert M. Ettinger 2013-05-15