-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FwOO4yo7aUXapFJB5lZ54YK+loReDvLkQqyn/n+TCbkWEMndQIuzLtFVNiS+sVXw uhtjRumvIwDefSnaUDOvIg== 0001130319-02-000009.txt : 20020413 0001130319-02-000009.hdr.sgml : 20020413 ACCESSION NUMBER: 0001130319-02-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOLLINGER INTERNATIONAL INC CENTRAL INDEX KEY: 0000868512 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 953518892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14164 FILM NUMBER: 2505102 BUSINESS ADDRESS: STREET 1: 401 N WABASH AVE STREET 2: STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123212299 MAIL ADDRESS: STREET 1: 401 NORTH WABASH AVE STREET 2: SUITE 740 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PUBLISHING COMPANY DATE OF NAME CHANGE: 19940204 COMPANY DATA: COMPANY CONFORMED NAME: HOLLINGER INC CENTRAL INDEX KEY: 0000911707 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] OWNER IRS NUMBER: 135691211 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 10 TORONTO ST STREET 2: TORONTO CITY: ONTARIO CANADA STATE: A6 ZIP: 00000 BUSINESS PHONE: 4163638721 MAIL ADDRESS: STREET 1: 10 TORONTO ST STREET 2: TORONTO CITY: ONTARIO CANADA STATE: A6 ZIP: 00000 4 1 t06219e4.txt FORM 4 - ------ ------------------------------ FORM 4 | OMB APPROVAL | - ------ U.S. SECURITIES AND EXCHANGE COMMISSION ------------------------------ [ ] Check box if no longer WASHINGTON, DC 20549 | OMB Number:......3235-0287 | subject to Section 16. Form | Expires: December 31, 2001 | 4 or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | continue. See Instruction 1(b). | hours per response:....0.5 | ------------------------------ Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* |2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person | | to Issuer (Check all applicable) Hollinger Inc. | Hollinger International Inc. (HLR) | (See Schedule I for additional | | Director 10% Owner reporting persons) | | ----- ----- - -------------------------------------------------------------------------------------------| Officer (give title below) (Last) (First) (Middle) |3. IRS Identification | 4. Statement for | ----- | Number of | Month/Year | Other (specify below) | Reporting Person, | | ----- Hollinger International Inc. | if an Entity | December 2001 | (1) 401 North Wabash Avenue, Suite 740 | (Voluntary) | | ----------------------------- - -----------------------------------------| |-------------------------|---------------------------------------- (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | Date of Original | (Check applicable line) | | (Month/Year) | Form Filed by One Reporting Person Chicago Illinois 60611 | | | --- - -----------------------------------------|-------------------------------------------------| X Form Filed by More than One (City) (State) (Zip) | | --- Reporting Person | | - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of|6. Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially| Form: | Indirect | | | | Owned at End| Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr. 4)|(Instr. 4) - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- Class A Common Stock | (2) | X | | 60,490| D | (3) | | | - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- Class A Common Stock | 12/10/01 | S | |1,000,000| D | $10.00 | | | - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- Class A Common Stock | 12/11/01 | S | | 200,000| D | $10.00 | | | - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- Class A Common Stock | 12/17/01 | S | | 70,000| D | $10.00 | | | - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- Class A Common Stock | 12/31/01 | S | | 730,000| D | $10.00 | (4) | (5) | (5) - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | - --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (3/99)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- |5. Number of |6. Date Exer- |7. Title and Amount |8. Price Security | sion or | action | action | Derivative | cisable and | of Underlying | of (Instr. 3) | Exercise | Date | Code | Securities Ac- | Expiration | Securities | Deriv- | Price of | (Month/ | (Instr. 8)| quired (A) or | Date | (Instr. 3 and 4) | ative | Deriv- | Day/ | | Disposed of (D)| (Month/Day/ | | Secur- | ative | Year) | | (Instr. 3, 4, | Year) | | ity | Security | | | and 5) | | | (Instr. 5) | | | | |-------------------------------------| | | | | |Date |Expira- | | Amount or | | | |-------------------------------|Exer- |tion | Title | Number of | | | | Code |V | (A) | (D) |cisable|Date | | Shares | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ Series II Preference | | | | | | | | | | | Shares | (3) | (2) | X | | | 131,500 | (6) | | (7) | (8) | (9) - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ - -------------------------------------------------------------------------- 9. Number of | 10. Ownership | 11. Nature of Derivative | Form of | Indirect Securities | Derivative | Beneficial Beneficially | Security: | Ownership Owned at End | Direct (D) | (Instr. 4) of Month | or Indirect (I) | (Instr. 4) | (Instr. 4) | - ------------------|------------------------|------------------------------ (10) | (10) | (10) - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - -------------------------------------------------------------------------- Explanation of Responses: See Schedule I attached hereto. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). HOLLINGER INC. By: /s/ Charles G. Cowan January 8, 2002 ------------------------------- --------------- **Signature of Reporting Person Date Charles G. Cowan Vice-President and Secretary Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (3/99) 427172
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FORM 4 (continued) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). THE RAVELSTON CORPORATION LIMITED By: /s/ Charles G. Cowan January 8, 2002 ------------------------------- --------------- **Signature of Reporting Person Date Charles G. Cowan Vice-President and Secretary Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 3 SEC 1474 (3/99) 427172
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FORM 4 (continued) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Conrad M. Black January 8, 2002 ------------------------------- --------------- **Signature of Reporting Person Date The Lord Black of Crossharbour PC(C), OC, KCSG Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 4 SEC 1474 (3/99) 427172
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FORM 4 (continued) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Barbara Amiel Black January 8, 2002 ------------------------------- --------------- **Signature of Reporting Person Date The Lady Black of Crossharbour PC(C), OC, KCSG Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 5 SEC 1474 (3/99) 427172
Page 5 to 8 SCHEDULE I Explanatory Notes to Form 4 Name and Address of Reporting Person: Hollinger Inc. ("HI") c/o Hollinger International Inc. 401 North Wabash Avenue, Suite 740 Chicago, Illinois 60611 Issuer Name and Ticker or Trading Symbol: Hollinger International Inc./HLR Statement for Month/Year December 2001 Additional Reporting Persons: The Ravelston Corporation Limited ("Ravelston") c/o Hollinger International Inc. 401 North Wabash Avenue, Suite 740 Chicago, Illinois 60611 Relationship to Issuer: 10% Owner Lord Black ("CMB") c/o Hollinger International Inc. 401 North Wabash Avenue Chicago, Illinois 60611 Relationship to Issuer: Director, Officer and 10% Owner Lady Black ("Amiel") c/o Hollinger International Inc. 401 North Wabash Avenue Chicago, Illinois 60611 Relationship to Issuer: Director, Officer and 10% Owner via spouse CMB Explanations: (1) (i) For HI: 10% Owner (ii) For Ravelston: 10% Owner (iii) For CMB: Director, Officer (Chairman, President and Chief Executive Officer) and 10% Owner Page 6 of 8 (iv) For Amiel: Director and Officer (Vice President) and 10% owner via spouse CMB. (2) The disposition of shares of the Company's Class A Common Stock ("Class A Common Shares") occurred on various dates throughout the month of December 2001 (with respect to an aggregate of 60,490 Class A Common Shares) in connection with the retraction of Series II Preference Shares ("Series II Shares") issued by HI, the Issuer's parent corporation. (3) The consideration given for the exchange of each Series II Share was 0.46 of a Class A Common Share. (4) (i) For HI: 15,833,831 Class A Common Shares held directly by HI and indirectly via its wholly owned subsidiary 504468 N.B. Inc. (ii) For Ravelston: 15,833,831 Class A Common Shares indirectly via its control over HI (iii) For CMB: 15,833,831 Class A Common Shares via his control over Ravelston, which controls HI, 600 Class A Common Shares directly, 9,600 Class A Common Shares indirectly via Conrad Black Capital Corporation, 50 Class A Common Shares indirectly via son, and 500 Class A Common Shares indirectly via spouse. CMB disclaims beneficial ownership of his son's and spouse's securities and this report shall not be deemed an admission that he is a beneficial owner of such securities for purposes of Section 16 or for any other purpose. (iv) For Amiel. 15,833,831 Class A Common Shares via spouse's control over Ravelston, 500 Class A Common Shares directly, 9,600 Class A Common Shares indirectly via spouse's control over Conrad Black capital corporation, 50 Class A Common Shares indirectly via spouse's son, and 600 Class A Common Shares indirectly via spouse. Amiel disclaims beneficial ownership of her spouse's and her spouse's son's securities and this report shall not be deemed an admission that he is a beneficial owner of such securities for purposes of Section 16 or for any other purpose. (5) (I) For HI: Directly. Page 7 of 8 (ii) For Ravelston: Indirectly, via its control of HI. (iii) For CMB: Directly and indirectly, via his control of Ravelston, which controls HI. (iv) For Amiel: Directly and indirectly via her spouse, CMB, and his control of Ravelston, which controls HI. (6) Immediately. (7) Class A Common Stock of the Issuer. (8) 60,490 (9) The Series II Shares were originally issued in 1997 and 1998 in exchange for Equity Units of Hollinger Inc. and for Series I Non-Voting Preference Shares of Hollinger Inc., respectively, at a stated value of [Cdn.] $10.00 per share. (10) (i) For HI: 5,366,979 Series II Shares remain outstanding, resulting in a put equivalent position with respect to 2,529,300 Class A Common Shares. (ii) For Ravelston: 2,468,350 Series II Shares directly, resulting in a call equivalent position with respect to 30,679 Class A Common Shares. Via its control of HI, Ravelston indirectly beneficially owns HI's position in the Series II Shares. (iii) For CMB: 1,611,039 Series II Shares directly, resulting in a call equivalent position with respect to 741,077 Class A Common Shares. Via his control of Ravelston (and its control of HI), CMB indirectly beneficially owns Ravelston's and HI's positions in the Series II Shares. Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----