-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/IZ4JdItjUCt07hgUybx4cpM1NxkIpNWwwO8ev4rbXzHvzqv+wHGqqRkYQ16GQN OdSj0p0pe2H7UcZxM/zvWw== 0000950137-99-003594.txt : 19991018 0000950137-99-003594.hdr.sgml : 19991018 ACCESSION NUMBER: 0000950137-99-003594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991007 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOLLINGER INTERNATIONAL INC CENTRAL INDEX KEY: 0000868512 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 953518892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14164 FILM NUMBER: 99724332 BUSINESS ADDRESS: STREET 1: 401 N WABASH AVE STREET 2: STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123212299 MAIL ADDRESS: STREET 1: 401 NORTH WABASH AVE STREET 2: SUITE 740 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PUBLISHING COMPANY DATE OF NAME CHANGE: 19940204 COMPANY DATA: COMPANY CONFORMED NAME: HOLLINGER INC CENTRAL INDEX KEY: 0000911707 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] OWNER IRS NUMBER: 135691211 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1827 WEST 5TH AVE STREET 2: VANCOUVER BRITISH COLUMBIA CITY: CANADA V6J 1P5 STATE: A1 BUSINESS PHONE: 4163638721 MAIL ADDRESS: STREET 1: 10 TORONTO ST STREET 2: TORONTO ONTARIO CITY: CANADA M5C 2B7 STATE: A6 4 1 FORM 4 1 FORM 4 OMB Approval UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------- [ ] Check this box if no longer WASHINGTON, D.C. 20549 OMB Number: 3235-0287 subject to Section 16. Form Expires: September 30, 1998 4 or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden continue. See Instruction 1(b). hours per response....... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1.Name and Address of Reporting Person*| 2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person(s) HOLLINGER INC. | | to Issuer (Check all applicable) (SEE SCHEDULE I FOR ADDITIONAL |HOLLINGER INTERNATIONAL INC. (HLR) | REPORTING PERSONS) | | Director 10% Owner - -------------------------------------------------------------------------------------------| ----- ----- (Last) (First) (Middle) | 3. IRS or Social | 4. Statement for | Officer (give title below) C/0 HOLLINGER INTERNATIONAL INC. | Security Number | | ----- 401 NORTH WABASH, SUITE 740 | of Reporting | | Other (specify below) | Person (Voluntary) | Month/Year | ----- | | SEPTEMBER 1999 | SEE NOTE (1) - ---------------------------------------| |-------------------------|---------------------------------------- (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | Date of Original | Applicable Line | | (Month/Year) | Form filed by One Reporting Person | | | -- CHICAGO IL 60611 | | | Form filed by More than One | | | X Reporting Person | | | -- - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2. Transaction| 3. Transaction| 4. Securities Acquired(A)| 5. Amount of|6. Owner |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | -ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially| Form: | Indirect | | | | Owned at End| Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect| Owner- |(Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr.4)|(Instr.4) - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- CLASS A COMMON STOCK | (2) | X | V | 73,600 | D | (3) | (4) | (5) | (5) - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ *By self as custodian for minor child. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- |5. Number of |6. Date Exer- |7. Title and Amount |8. Price Security | sion or | action | action | Derivative | cisable and | of Underlying | of (Instr. 3) | Exercise | Date | Code | Securities Ac- | Expiration | Securities | Deriv- | Price of | | (Instr. 8)| quired (A) or | Date | (Instr. 3 and 4) | ative | Deriv- | (Month/| | Disposed of (D)| (Month/Day/ | | Secur- | ative | Day/ | | (Instr. 3, 4, | Year) | | ity | Security | Year) | | and 5) | | | (Instr. 5) | | | | |-------------------------------------| | | | | |Date |Expira- | | Amount or | | | |-------------------------------|Exer- |tion | Title | Number of | | | | Code |V | (A) |(D) |cisable|Date | | Shares | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ HI SERIES II CALL | (3) | (2) | X | | | D | (6) | (8) | (7) | (8) |(2) OPTIONS | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of | 10. Ownership | 11. Nature of Derivative | Form of | Indirect Securities | Derivative | Beneficial Beneficially | Security: | Ownership Owned at End | Direct (D) | (Instr. 4) of Month | or Indirect (I) | (Instr. 4) | (Instr. 4) | - ------------------|------------------------|------------------------------ (9) | (9) | (9) - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - -------------------------------------------------------------------------- Explanation of Responses: SEE ATTACHED SCHEDULE I FOR EXPLANATORY NOTES. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Hollinger Inc. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). By: /s/Charles G. Cowan 10/6/99 ------------------------------- ------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Charles G. Cowan Vice-President and Secretary Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. The Ravelston Corporation Limited By: /s/Charles G. Cowan 10/6/99 ------------------------------- ------- **Signature of Reporting Person Date Charles G. Cowan Vice-President and Secretary /s/Barbara Amiel Black 10/6/99 ------------------------------- ------- **Signature of Reporting Person Date Barbara Amiel Black /s/Conrad M. Black 10/6/99 ------------------------------- ------- **Signature of Reporting Person Date The Hon. Conrad M. Black P.C., O.C.
3 SCHEDULE I Notes to Form 4 Name and Address of Reporting Person: Hollinger Inc. ("HI") c/o Hollinger International Inc. 401 North Wabash Avenue, Suite 740 Chicago, Illinois 60611 Issuer Name and Ticker or Trading Symbol: Hollinger International Inc./HLR Statement for Month/Year August 1999 Additional Reporting Persons: The Ravelston Corporation Limited ("Ravelston") c/o Hollinger International Inc. 401 North Wabash Avenue, Suite 740 Chicago, Illinois 60611 Relationship to Issuer: 10% Owner Conrad M. Black ("CMB") c/o Hollinger International Inc. 401 North Wabash Avenue Chicago, Illinois 60611 Relationship to Issuer: Director, Officer and 10% Owner Barbara Amiel Black ("Amiel") c/o Hollinger International Inc. 401 North Wabash Avenue Chicago, Illinois 60611 Relationship to Issuer: Director, Officer and 10% Owner via spouse CMB Explanations: - ------------- (1) (i) For HI: 10% Owner (ii) For Ravelston: 10% Owner (iii) For CMB: Director, Officer (Chairman, President and Chief Operating Officer) and 10% Owner (iv) For Amiel: Director and Officer (Vice President) (2) The disposition of Class A Common Stock occurred on various dates throughout the month of August in connection with the redemption of Series II Preference Shares ("Series II") issued by HI, the Company's parent corporation. (3) The consideration given was the exchange of each HI Series II share for 0.46 of a Company Class A Common share. (4) (i) For HI: 15,963,213 shares directly and 10,708,218 shares via its subsidiary 504468 NB Inc. (ii) For Ravelston: 26,671,431 indirectly via its control over HI (iii) For CMB: 26,671,431 shares via control over Ravelston, which controls HI; 600 shares directly; 9,600 shares indirectly via Conrad Black Capital Corporation; 50 4 shares via son; and 500 shares via spouse. CMB disclaims beneficial ownership of his son's and spouse's securities and this report shall not be deemed an admission that he is a beneficial owner of such securities for purposes of Section 16 or for any other purpose. (iv) For Amiel: 26,671,431 shares via spouse's control over Ravelston, which controls HI; 500 shares directly; 9,600 shares indirectly via spouse's control over Conrad Black Capital Corporation; 50 shares via spouse's son; and 600 shares via spouse. Amiel disclaims beneficial ownership of her spouse's and her spouse's son's securities and this report shall not be deemed an admission that she is a beneficial owner of such securities for purposes of Section 16 or for any other purpose. (5) (i) For HI: Directly: (ii) For Ravelston: Indirectly, via its control of HI. (iii) For CMB: Indirectly, via his control of Ravelston, which controls HI. (iv) For Amiel: Indirectly, via her spouse, CMB, and his control of Ravelston, which controls HI. (6) Immediately. (7) Class A Common Stock of the Company. (8) 692,692. (9) (i) For HI: 18,111,969 directly (ii) For Ravelston: 18,111,969 indirectly via its control of HI (iii) For CMB: 18,111,969 indirectly via his control of Ravelston, which controls HI; 66,963 via his control of Ravelston; and 1,611,039 directly (iv) For Amiel: 18,111,969 indirectly via CMB's control of Ravelston, which controls HI; 66,963 via CMB's control of Ravelston; and 611,039 via CMB's direct holdings. Amiel disclaims beneficial ownership of CMB's securities and this report shall not be deemed an admission that she is a beneficial owner of such securities for purposes of Section 16 or for any other purposes. -----END PRIVACY-ENHANCED MESSAGE-----