0001209191-13-013991.txt : 20130305 0001209191-13-013991.hdr.sgml : 20130305 20130305164218 ACCESSION NUMBER: 0001209191-13-013991 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOLTIS MARTYN R CENTRAL INDEX KEY: 0001211656 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 13666228 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE RCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-02-28 2013-03-04 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211656 SHOLTIS MARTYN R ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 0 1 0 0 Corporate Vice President Common Stock 41500 D Common Stock 2013-02-28 4 S 0 1500 14.802 D 40000 D Common Stock 2013-03-01 4 M 0 12000 4.625 A 52000 D Common Stock 2013-03-01 4 M 0 3000 4.70 A 55000 D Common Stock 2013-03-01 4 S 0 15000 14.75 D 40000 D Stock Option (Right to Buy) 4.625 2013-03-01 4 M 0 12000 0.00 D 2005-01-02 2014-01-02 Common Stock 12000 0 D Stock Option (Right to Buy) 4.70 2013-03-01 4 M 0 3000 0.00 D 2006-01-01 2015-01-01 Common Stock 30000 27000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.23 2009-02-06 2018-02-06 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.27 2010-02-03 2019-02-03 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.27 2011-01-28 2020-01-28 Common Stock 20000 20000 D Stock Option (Right to Buy) 10.72 2012-01-27 2021-01-27 Common Stock 20000 20000 D Includes restricted stock award shares. The amount of shares held has been adjusted to reflect an increase of 1,500 shares reported on a Form 4 reporting a 2011 purchase filed concurrently with this amendment. These shares were also omitted from one interim Form 4 filed in December 2012. The price in Column 4 is a weighted average. The prices actually received ranged from $14.79 to $14.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Amends incorrect share and option amounts reported on a Form 4 filed March 4, 2013. Total options exercised were 15,000 not 16,500 as reported on prior filing. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown. David A. Jonas as power-of-attorney for Martyn R. Sholtis 2013-03-04