0001209191-13-013991.txt : 20130305
0001209191-13-013991.hdr.sgml : 20130305
20130305164218
ACCESSION NUMBER: 0001209191-13-013991
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130228
FILED AS OF DATE: 20130305
DATE AS OF CHANGE: 20130305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHOLTIS MARTYN R
CENTRAL INDEX KEY: 0001211656
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 13666228
MAIL ADDRESS:
STREET 1: C/O ROCHESTER MEDICAL INC
STREET 2: ONE RCHESTER MEDICAL DRIVE
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2013-02-28
2013-03-04
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001211656
SHOLTIS MARTYN R
ONE ROCHESTER MEDICAL DRIVE
STEWARTVILLE
MN
55976
0
1
0
0
Corporate Vice President
Common Stock
41500
D
Common Stock
2013-02-28
4
S
0
1500
14.802
D
40000
D
Common Stock
2013-03-01
4
M
0
12000
4.625
A
52000
D
Common Stock
2013-03-01
4
M
0
3000
4.70
A
55000
D
Common Stock
2013-03-01
4
S
0
15000
14.75
D
40000
D
Stock Option (Right to Buy)
4.625
2013-03-01
4
M
0
12000
0.00
D
2005-01-02
2014-01-02
Common Stock
12000
0
D
Stock Option (Right to Buy)
4.70
2013-03-01
4
M
0
3000
0.00
D
2006-01-01
2015-01-01
Common Stock
30000
27000
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.30
2007-11-21
2016-11-21
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.23
2009-02-06
2018-02-06
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.27
2010-02-03
2019-02-03
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.27
2011-01-28
2020-01-28
Common Stock
20000
20000
D
Stock Option (Right to Buy)
10.72
2012-01-27
2021-01-27
Common Stock
20000
20000
D
Includes restricted stock award shares.
The amount of shares held has been adjusted to reflect an increase of 1,500 shares reported on a Form 4 reporting a 2011 purchase filed concurrently with this amendment. These shares were also omitted from one interim Form 4 filed in December 2012.
The price in Column 4 is a weighted average. The prices actually received ranged from $14.79 to $14.85. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Amends incorrect share and option amounts reported on a Form 4 filed March 4, 2013. Total options exercised were 15,000 not 16,500 as reported on prior filing.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
David A. Jonas as power-of-attorney for Martyn R. Sholtis
2013-03-04