0001209191-13-006546.txt : 20130205 0001209191-13-006546.hdr.sgml : 20130205 20130205172126 ACCESSION NUMBER: 0001209191-13-006546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY PHILIP J CENTRAL INDEX KEY: 0001033090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 13575002 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-01 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033090 CONWAY PHILIP J 2121 BALSAM COURT ROCHESTER MN 55902 0 1 0 0 Vice President Common Stock 9600 I By Spouse IRA Common Stock 2013-02-01 4 M 0 12000 4.625 A 406143 D Common Stock 2013-02-01 4 M 0 13000 4.70 A 419143 D Common Stock 2013-02-01 4 S 0 25000 11.6408 D 369143 D Stock Option (Right to Buy) 4.625 2013-02-01 4 M 0 12000 0.00 D 2005-01-02 2014-01-02 Common Stock 12000 0 D Stock Option (Right to Buy) 4.70 2013-02-01 4 M 0 13000 0.00 D 2006-01-01 2015-01-01 Common Stock 30000 17000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.23 2009-02-06 2018-02-06 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.27 2010-02-03 2019-02-03 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.27 2011-01-28 2020-01-28 Common Stock 20000 20000 D Stock Option (Right to Buy) 10.72 2012-01-27 2021-01-27 Common Stock 20000 20000 D The price in Column 4 is a weighted average. The prices actually received ranged from $11.60 to $11.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown. /s/ David A. Jonas, Attorney in Fact for Philip J. Conway 2013-02-04