0001209191-12-059534.txt : 20121227
0001209191-12-059534.hdr.sgml : 20121227
20121227201700
ACCESSION NUMBER: 0001209191-12-059534
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121226
FILED AS OF DATE: 20121227
DATE AS OF CHANGE: 20121227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH BENSON
CENTRAL INDEX KEY: 0001211667
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 121288396
MAIL ADDRESS:
STREET 1: C/O ROCHESTER MEDICAL INC
STREET 2: ONE ROCHESTER MEDICAL DDRIVE
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-26
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001211667
SMITH BENSON
228 SOUTHERN HILL DRIVE
DULUTH
GA
30097
1
0
0
0
Common Stock
2012-12-26
4
M
0
4000
4.125
A
22361
D
Common Stock
2012-12-26
4
M
0
10000
4.625
A
32361
D
Common Stock
2012-12-26
4
M
0
10000
4.70
A
42361
D
Common Stock
2012-12-26
4
M
0
20000
5.70
A
62361
D
Stock Option (Right to Buy)
4.125
2012-12-26
4
M
0
4000
0.00
D
2003-01-02
2013-01-02
Common Stock
4000
0
D
Stock Option (Right to Buy)
4.625
2012-12-26
4
M
0
10000
0.00
D
2004-01-02
2014-01-02
Common Stock
10000
0
D
Stock Option (Right to Buy)
4.70
2012-12-26
4
M
0
10000
0.00
D
2005-01-01
2015-01-01
Common Stock
10000
0
D
Stock Option (Right to Buy)
5.70
2012-12-26
4
M
0
20000
0.00
D
2006-01-26
2016-01-26
Common Stock
20000
0
D
Stock Option (Right to Buy)
12.30
2006-11-21
2016-11-21
Common Stock
40000
40000
D
Stock Option (Right to Buy)
11.23
2008-02-06
2018-02-06
Common Stock
10000
10000
D
Stock Option (Right to Buy)
11.27
2009-02-03
2019-02-03
Common Stock
10000
10000
D
Stock Option (Right to Buy)
12.27
2010-01-28
2020-01-28
Common Stock
12000
12000
D
Stock Option (Right to Buy)
10.72
2011-01-27
2021-01-27
Common Stock
16000
16000
D
Includes restricted stock awards.
100% vested on date of grant.
/s/ David A. Jonas as attorney-in-fact for Benson Smith
2012-12-27