0001209191-12-057907.txt : 20121214
0001209191-12-057907.hdr.sgml : 20121214
20121214185002
ACCESSION NUMBER: 0001209191-12-057907
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121212
FILED AS OF DATE: 20121214
DATE AS OF CHANGE: 20121214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONWAY ANTHONY J
CENTRAL INDEX KEY: 0001033088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 121266936
MAIL ADDRESS:
STREET 1: 1500 SECOND AVE NW
CITY: STEWARTVILLE
STATE: NC
ZIP: 55976
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-12
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001033088
CONWAY ANTHONY J
500 PROSPECT STREET
CHATFIELD
MN
55923
1
1
0
0
President and Secretary
Common Stock
63755
I
By Spouse
Common Stock
2012-12-12
4
M
0
16000
4.125
A
822404
D
Common Stock
2012-12-12
4
S
0
16000
9.90
D
806404
D
Stock Option (Right to Buy
4.125
2012-12-12
4
M
0
16000
0.00
D
2004-01-02
2013-01-02
Common Stock
16000
0
D
Stock Option (Right to Buy)
4.625
2005-01-02
2014-01-02
Common Stock
16000
16000
D
Stock Option (Right to Buy)
4.70
2006-01-01
2015-01-01
Common Stock
40000
40000
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
1844
1844
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
18156
18156
D
Stock Option (Right to Buy)
12.30
2007-11-21
2016-11-21
Common Stock
40000
40000
D
Stock Option (Right to Buy)
11.23
2009-02-06
2018-02-06
Common Stock
30000
30000
D
Stock Option (Right to Buy)
11.27
2010-02-03
2019-02-03
Common Stock
30000
30000
D
Stock Option (Right to Buy)
12.27
2011-01-28
2020-01-28
Common Stock
30000
30000
D
Stock Option (Right to Buy)
10.72
2012-01-27
2021-01-27
Common Stock
30000
30000
D
The price in Column 4 is a weighted average. The prices actually received ranged from $9.86 to $9.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
100% vested on 1/26/2007.
Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008.
David A. Jonas, as Attorney-in-Fact for Anthony J. Conway
2012-12-13