0001209191-12-056000.txt : 20121205 0001209191-12-056000.hdr.sgml : 20121205 20121205180815 ACCESSION NUMBER: 0001209191-12-056000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121204 FILED AS OF DATE: 20121205 DATE AS OF CHANGE: 20121205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS DAVID A CENTRAL INDEX KEY: 0001211654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 121244717 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE RCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-04 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211654 JONAS DAVID A ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 1 1 0 0 CFO and Treasurer Common Stock 2012-12-04 4 M 0 10000 4.125 A 92500 D Common Stock 2012-12-04 4 S 0 10000 10.81 D 82500 D Stock Option (Right to Buy) 4.125 2012-12-04 4 M 0 10000 0.00 D 2004-01-02 2013-01-02 Common Stock 10000 0 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 14000 14000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 352 352 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 19648 19648 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.23 2009-02-06 2018-02-06 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.27 2010-02-03 2019-02-03 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.27 2011-01-28 2020-01-28 Common Stock 20000 20000 D Stock Option (Right to Buy) 10.72 2012-01-27 2021-01-27 Common Stock 20000 20000 D Includes restricted stock award shares. The price in Column 4 is a weighted average. The prices actually received ranged from $10.75 to $10.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown. Vest 4,648 shares on 1/26/2007 and annual cummulative installments of 5,000 beginning 1/26/2008. /s/ David A. Jonas 2012-12-05