0001209191-12-056000.txt : 20121205
0001209191-12-056000.hdr.sgml : 20121205
20121205180815
ACCESSION NUMBER: 0001209191-12-056000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121204
FILED AS OF DATE: 20121205
DATE AS OF CHANGE: 20121205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONAS DAVID A
CENTRAL INDEX KEY: 0001211654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 121244717
MAIL ADDRESS:
STREET 1: C/O ROCHESTER MEDICAL INC
STREET 2: ONE RCHESTER MEDICAL DRIVE
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-12-04
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001211654
JONAS DAVID A
ONE ROCHESTER MEDICAL DRIVE
STEWARTVILLE
MN
55976
1
1
0
0
CFO and Treasurer
Common Stock
2012-12-04
4
M
0
10000
4.125
A
92500
D
Common Stock
2012-12-04
4
S
0
10000
10.81
D
82500
D
Stock Option (Right to Buy)
4.125
2012-12-04
4
M
0
10000
0.00
D
2004-01-02
2013-01-02
Common Stock
10000
0
D
Stock Option (Right to Buy)
4.625
2005-01-02
2014-01-02
Common Stock
14000
14000
D
Stock Option (Right to Buy)
4.70
2006-01-01
2015-01-01
Common Stock
40000
40000
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
352
352
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
19648
19648
D
Stock Option (Right to Buy)
12.30
2007-11-21
2016-11-21
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.23
2009-02-06
2018-02-06
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.27
2010-02-03
2019-02-03
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.27
2011-01-28
2020-01-28
Common Stock
20000
20000
D
Stock Option (Right to Buy)
10.72
2012-01-27
2021-01-27
Common Stock
20000
20000
D
Includes restricted stock award shares.
The price in Column 4 is a weighted average. The prices actually received ranged from $10.75 to $10.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
Vest 4,648 shares on 1/26/2007 and annual cummulative installments of 5,000 beginning 1/26/2008.
/s/ David A. Jonas
2012-12-05