0001209191-11-051540.txt : 20111012
0001209191-11-051540.hdr.sgml : 20111012
20111012155315
ACCESSION NUMBER: 0001209191-11-051540
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111012
FILED AS OF DATE: 20111012
DATE AS OF CHANGE: 20111012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH BENSON
CENTRAL INDEX KEY: 0001211667
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 111137578
MAIL ADDRESS:
STREET 1: C/O ROCHESTER MEDICAL INC
STREET 2: ONE ROCHESTER MEDICAL DDRIVE
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-10-12
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001211667
SMITH BENSON
228 SOUTHERN HILL DRIVE
DULUTH
GA
30097
1
0
0
0
Common Stock
2011-10-12
4
M
0
12000
2.165
A
12000
D
Stock Option (Right to Buy)
2.165
2011-10-12
4
M
0
12000
0.00
D
2001-10-16
2011-10-16
Common Stock
12000
0
D
Stock Option (Right to Buy)
4.125
2003-01-02
2013-01-02
Common Stock
4000
4000
D
Stock Option (Right to Buy)
4.625
2004-01-02
2014-01-02
Common Stock
10000
10000
D
Stock Option (Right to Buy)
4.70
2005-01-01
2015-01-01
Common Stock
10000
10000
D
Stock Option (Right to Buy)
5.70
2006-01-26
2016-01-26
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.30
2006-11-21
2016-11-21
Common Stock
40000
40000
D
Stock Option (Right to Buy)
11.23
2008-02-06
2018-02-06
Common Stock
10000
10000
D
Stock Option (Right to Buy)
11.27
2009-02-03
2019-02-03
Common Stock
10000
10000
D
Stock Option (Right to Buy)
12.27
2010-01-28
2020-01-28
Common Stock
12000
12000
D
Stock Option (Right to Buy)
10.72
2011-01-27
2021-01-27
Common Stock
16000
16000
D
100% vested on date of grant.
David A. Jonas as power-of-attorney for Benson Smith
2011-10-12