0001209191-11-051390.txt : 20111011
0001209191-11-051390.hdr.sgml : 20111010
20111011135456
ACCESSION NUMBER: 0001209191-11-051390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111007
FILED AS OF DATE: 20111011
DATE AS OF CHANGE: 20111011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONWAY ANTHONY J
CENTRAL INDEX KEY: 0001033088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 111135139
MAIL ADDRESS:
STREET 1: 1500 SECOND AVE NW
CITY: STEWARTVILLE
STATE: NC
ZIP: 55976
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-10-07
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001033088
CONWAY ANTHONY J
500 PROSPECT STREET
CHATFIELD
MN
55923
1
1
0
0
President and Secretary
Common Stock
63755
I
By Spouse
Common Stock
2010-10-07
4
M
0
30000
2.165
A
836404
D
Stock Option (Right to Buy)
2.165
2011-10-07
4
M
0
15000
0.00
D
2011-10-16
Common Stock
15000
0
D
Stock Option (Right to Buy)
2.165
2011-10-07
4
M
0
15000
0.00
D
2011-10-16
Common Stock
15000
0
D
Stock Option (Right to Buy
4.125
2004-01-02
2013-01-02
Common Stock
16000
16000
D
Stock Option (Right to Buy)
4.625
2005-01-02
2014-01-02
Common Stock
16000
16000
D
Stock Option (Right to Buy)
4.70
2006-01-01
2015-01-01
Common Stock
40000
40000
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
1844
1844
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
18156
18156
D
Stock Option (Right to Buy)
12.30
2007-11-21
2016-11-21
Common Stock
40000
40000
D
Stock Option (Right to Buy)
11.23
2009-02-06
2018-02-06
Common Stock
30000
30000
D
Stock Option (Right to Buy)
11.27
2010-02-03
2019-02-03
Common Stock
30000
30000
D
Stock Option (Right to Buy)
12.27
2011-01-28
2020-01-28
Common Stock
30000
30000
D
Stock Option (Right to Buy)
10.72
2012-01-27
2021-01-27
Common Stock
30000
30000
D
100% vested.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
100% vested on 1/26/2007.
Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008.
David A. Jonas, as Attorney-in-Fact for Anthony J. Conway
2011-10-11