0001209191-11-051390.txt : 20111011 0001209191-11-051390.hdr.sgml : 20111010 20111011135456 ACCESSION NUMBER: 0001209191-11-051390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111007 FILED AS OF DATE: 20111011 DATE AS OF CHANGE: 20111011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY ANTHONY J CENTRAL INDEX KEY: 0001033088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 111135139 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-10-07 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033088 CONWAY ANTHONY J 500 PROSPECT STREET CHATFIELD MN 55923 1 1 0 0 President and Secretary Common Stock 63755 I By Spouse Common Stock 2010-10-07 4 M 0 30000 2.165 A 836404 D Stock Option (Right to Buy) 2.165 2011-10-07 4 M 0 15000 0.00 D 2011-10-16 Common Stock 15000 0 D Stock Option (Right to Buy) 2.165 2011-10-07 4 M 0 15000 0.00 D 2011-10-16 Common Stock 15000 0 D Stock Option (Right to Buy 4.125 2004-01-02 2013-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 1844 1844 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 18156 18156 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 40000 40000 D Stock Option (Right to Buy) 11.23 2009-02-06 2018-02-06 Common Stock 30000 30000 D Stock Option (Right to Buy) 11.27 2010-02-03 2019-02-03 Common Stock 30000 30000 D Stock Option (Right to Buy) 12.27 2011-01-28 2020-01-28 Common Stock 30000 30000 D Stock Option (Right to Buy) 10.72 2012-01-27 2021-01-27 Common Stock 30000 30000 D 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown. 100% vested on 1/26/2007. Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008. David A. Jonas, as Attorney-in-Fact for Anthony J. Conway 2011-10-11