0001209191-11-047454.txt : 20110912
0001209191-11-047454.hdr.sgml : 20110912
20110912152652
ACCESSION NUMBER: 0001209191-11-047454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110908
FILED AS OF DATE: 20110912
DATE AS OF CHANGE: 20110912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONWAY PHILIP J
CENTRAL INDEX KEY: 0001033090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 111085667
MAIL ADDRESS:
STREET 1: 1500 SECOND AVE NW
CITY: STEWARTVILLE
STATE: NC
ZIP: 55976
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-09-08
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001033090
CONWAY PHILIP J
2121 BALSAM COURT
ROCHESTER
MN
55902
0
1
0
0
Vice President
Common Stock
9600
I
By Spouse IRA
Common Stock
2011-09-08
4
M
0
2800
2.165
A
396943
D
Common Stock
2011-09-08
4
S
0
2800
8.03
D
394143
D
Common Stock
2011-09-09
4
M
0
17200
2.165
A
411343
D
Common Stock
2011-09-09
4
S
0
17200
7.85
D
394143
D
Stock Option (Right to Buy)
2.165
2011-09-08
4
M
0
2800
0.00
D
2011-10-16
Common Stock
4998
2198
D
Stock Option (Right to Buy)
2.165
2011-09-09
4
M
0
2198
0.00
D
2011-10-16
Common Stock
2198
0
D
Stock Option (Right to Buy)
2.165
2011-09-09
4
M
0
15002
0.00
D
2011-10-16
Common Stock
15002
0
D
Stock Option (Right to Buy)
4.125
2004-01-02
2013-01-02
Common Stock
10000
10000
D
Stock Option (Right to Buy)
4.625
2005-01-02
2014-01-02
Common Stock
12000
12000
D
Stock Option (Right to Buy)
4.70
2006-01-01
2015-01-01
Common Stock
30000
30000
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.30
2007-11-21
2016-11-21
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.23
2009-02-06
2018-02-06
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.27
2010-02-03
2019-02-03
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.27
2011-01-28
2020-01-28
Common Stock
20000
20000
D
Stock Option (Right to Buy)
10.72
2012-01-27
2021-01-27
Common Stock
20000
20000
D
The price in Column 4 is a weighted average. The prices actually received ranged from $8.00 to $8.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average. The prices actually received ranged from $7.80 to $7.89. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Currently 100% vested.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
/s/ David A. Jonas, Attorney in Fact for Philip J. Conway
2011-09-12