0001209191-11-026518.txt : 20110506
0001209191-11-026518.hdr.sgml : 20110506
20110506101342
ACCESSION NUMBER: 0001209191-11-026518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110504
FILED AS OF DATE: 20110506
DATE AS OF CHANGE: 20110506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONAS DAVID A
CENTRAL INDEX KEY: 0001211654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 11817131
MAIL ADDRESS:
STREET 1: C/O ROCHESTER MEDICAL INC
STREET 2: ONE RCHESTER MEDICAL DRIVE
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-05-04
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001211654
JONAS DAVID A
ONE ROCHESTER MEDICAL DRIVE
STEWARTVILLE
MN
55976
1
1
0
0
CFO and Treasurer
Common Stock
2011-05-04
4
A
0
20000
0.00
A
61500
D
Stock Option (Right to Buy)
2.165
2011-10-16
Common Stock
4998
4998
D
Stock Option (Right to Buy)
2.165
2011-10-16
Common Stock
15002
15002
D
Stock Option (Right to Buy)
4.125
2004-01-02
2013-01-02
Common Stock
10000
10000
D
Stock Option (Right to Buy)
4.625
2005-01-02
2014-01-02
Common Stock
14000
14000
D
Stock Option (Right to Buy)
4.70
2006-01-01
2015-01-01
Common Stock
40000
40000
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
352
352
D
Stock Option (Right to Buy)
5.70
2007-01-26
2016-01-26
Common Stock
19648
19648
D
Stock Option (Right to Buy)
12.30
2007-11-21
2016-11-21
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.23
2009-02-06
2018-02-06
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.27
2010-02-03
2019-02-03
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.27
2011-01-28
2020-01-28
Common Stock
20000
20000
D
Stock Option (Right to Buy)
10.72
2012-01-27
2021-01-27
Common Stock
20000
20000
D
Grant of restricted stock award, vests 100% on 05/04/2015.
Includes restricted stock award shares.
Currently 100% vested.
Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
Vest 4,648 shares on 1/26/2007 and annual cummulative installments of 5,000 beginning 1/26/2008.
/s/ David A. Jonas
2011-05-06