0001209191-11-018685.txt : 20110317
0001209191-11-018685.hdr.sgml : 20110317
20110317165905
ACCESSION NUMBER: 0001209191-11-018685
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110317
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION
CENTRAL INDEX KEY: 0000868368
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411613227
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
BUSINESS PHONE: 5075339600
MAIL ADDRESS:
STREET 1: ONE ROCHESTER MEDICAL DR
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH BENSON
CENTRAL INDEX KEY: 0001211667
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18933
FILM NUMBER: 11695682
MAIL ADDRESS:
STREET 1: C/O ROCHESTER MEDICAL INC
STREET 2: ONE ROCHESTER MEDICAL DDRIVE
CITY: STEWARTVILLE
STATE: MN
ZIP: 55976
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-03-17
0
0000868368
ROCHESTER MEDICAL CORPORATION
ROCM
0001211667
SMITH BENSON
228 SOUTHERN HILL DRIVE
DULUTH
GA
30097
1
0
0
0
Common Stock
2011-03-17
4
M
0
10000
2.75
A
10000
D
Common Stock
2011-03-17
4
S
0
10000
10.00
D
0
D
Stock Option (Right to Buy)
2.75
2011-03-17
4
M
0
10000
0.00
D
2001-05-01
2011-05-03
Common Stock
10000
0
D
Stock Option (Right to Buy)
2.165
2001-10-16
2011-10-16
Common Stock
12000
12000
D
Stock Option (Right to Buy)
4.125
2003-01-02
2013-01-02
Common Stock
4000
4000
D
Stock Option (Right to Buy)
4.625
2004-01-02
2014-01-02
Common Stock
10000
10000
D
Stock Option (Right to Buy)
4.70
2005-01-01
2015-01-01
Common Stock
10000
10000
D
Stock Option (Right to Buy)
5.70
2006-01-26
2016-01-26
Common Stock
20000
20000
D
Stock Option (Right to Buy)
12.30
2006-11-21
2016-11-21
Common Stock
40000
40000
D
Stock Option (Right to Buy)
11.23
2008-02-06
2018-02-06
Common Stock
10000
10000
D
Stock Option (Right to Buy)
11.27
2009-02-03
2019-02-03
Common Stock
10000
10000
D
Stock Option (Right to Buy)
12.27
2010-01-28
2020-01-28
Common Stock
12000
12000
D
Stock Option (Right to Buy)
10.72
2011-01-27
2021-01-27
Common Stock
16000
16000
D
The price in Column 4 is a weighted average. The prices actually received ranged from $10.00 to $10.09. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
100% vested on date of grant.
David A. Jonas as power-of-attorney for Benson Smith
2011-03-17