0001209191-11-018685.txt : 20110317 0001209191-11-018685.hdr.sgml : 20110317 20110317165905 ACCESSION NUMBER: 0001209191-11-018685 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110317 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH BENSON CENTRAL INDEX KEY: 0001211667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 11695682 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE ROCHESTER MEDICAL DDRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-17 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211667 SMITH BENSON 228 SOUTHERN HILL DRIVE DULUTH GA 30097 1 0 0 0 Common Stock 2011-03-17 4 M 0 10000 2.75 A 10000 D Common Stock 2011-03-17 4 S 0 10000 10.00 D 0 D Stock Option (Right to Buy) 2.75 2011-03-17 4 M 0 10000 0.00 D 2001-05-01 2011-05-03 Common Stock 10000 0 D Stock Option (Right to Buy) 2.165 2001-10-16 2011-10-16 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.125 2003-01-02 2013-01-02 Common Stock 4000 4000 D Stock Option (Right to Buy) 4.625 2004-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2005-01-01 2015-01-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 5.70 2006-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2006-11-21 2016-11-21 Common Stock 40000 40000 D Stock Option (Right to Buy) 11.23 2008-02-06 2018-02-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 11.27 2009-02-03 2019-02-03 Common Stock 10000 10000 D Stock Option (Right to Buy) 12.27 2010-01-28 2020-01-28 Common Stock 12000 12000 D Stock Option (Right to Buy) 10.72 2011-01-27 2021-01-27 Common Stock 16000 16000 D The price in Column 4 is a weighted average. The prices actually received ranged from $10.00 to $10.09. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 100% vested on date of grant. David A. Jonas as power-of-attorney for Benson Smith 2011-03-17