-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PjGm28QJaRhvbvN0+tllKkmm/oGesUCCo3cqbS5/5ezMBoQZ5ULe3edaGeMwzzqc 1g5pS+snt1+r8uss5FwwqQ== 0001209191-11-005519.txt : 20110128 0001209191-11-005519.hdr.sgml : 20110128 20110128154951 ACCESSION NUMBER: 0001209191-11-005519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110127 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carper James M CENTRAL INDEX KEY: 0001450691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 11555780 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-27 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001450691 Carper James M ONE ROCHESTER MEDICAL DRIVE ROCHESTER MN 55976 0 1 0 0 VP Marketing Common Stock 500 D Stock Option (Right to Buy) 18.02 2008-03-13 2017-03-13 Common Stock 5000 5000 D Stock Option (Right to Buy) 10.89 2009-02-12 2018-02-12 Common Stock 5000 5000 D Stock Option (Right to Buy) 11.27 2010-02-03 2019-02-03 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.27 2011-01-28 2020-01-28 Common Stock 20000 20000 D Stock Option (Right to Buy) 10.72 2011-01-27 4 A 0 20000 0.00 A 2012-01-27 2021-01-27 Common Stock 20000 20000 D Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown. /s/ David A. Jonas, Attorney in Fact for James M. Carper 2011-01-28 -----END PRIVACY-ENHANCED MESSAGE-----