-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5KEpeMiuY8C6id/6yK2d4Nxh9yKVfzk8mBGRyOEodTwrIh6HhbLUO+rKiS7BG1P hXMBsp0/j3NWPCEdJrQ7fA== 0001209191-11-005515.txt : 20110128 0001209191-11-005515.hdr.sgml : 20110128 20110128154409 ACCESSION NUMBER: 0001209191-11-005515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110127 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH BENSON CENTRAL INDEX KEY: 0001211667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 11555746 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE ROCHESTER MEDICAL DDRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-27 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211667 SMITH BENSON 228 SOUTHERN HILL DRIVE DULUTH GA 30097 1 0 0 0 Common Stock 0 D Stock Option (Right to Buy) 2.75 2001-05-01 2011-05-03 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.165 2001-10-16 2011-10-16 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.125 2003-01-02 2013-01-02 Common Stock 4000 4000 D Stock Option (Right to Buy) 4.625 2004-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2005-01-01 2015-01-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 5.70 2006-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2006-11-21 2016-11-21 Common Stock 40000 40000 D Stock Option (Right to Buy) 11.23 2008-02-06 2018-02-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 11.27 2009-02-03 2019-02-03 Common Stock 10000 10000 D Stock Option (Right to Buy) 12.27 2010-01-28 2020-01-28 Common Stock 12000 12000 D Stock Option (Right to Buy) 10.72 2011-01-27 4 A 0 16000 0.00 A 2011-01-27 2021-01-27 Common Stock 16000 16000 D 100% vested on date of grant. David A. Jonas as power-of-attorney for Benson Smith 2011-01-28 -----END PRIVACY-ENHANCED MESSAGE-----