-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WavqrusXQqAipH7rqvSgqy6Fc1oZCEn9A6ggPD/wmPme7DK2Utkr42nTxz4/IFAX HgRiwCetE5SIWzNazofwjA== 0001209191-10-054588.txt : 20101112 0001209191-10-054588.hdr.sgml : 20101111 20101112144405 ACCESSION NUMBER: 0001209191-10-054588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101109 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY PHILIP J CENTRAL INDEX KEY: 0001033090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 101185696 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-09 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033090 CONWAY PHILIP J 2121 BALSAM COURT ROCHESTER MN 55902 0 1 0 0 Vice President Common Stock 9600 I By Spouse IRA Common Stock 2010-11-09 4 M 0 24000 2.625 A 418143 D Common Stock 2010-11-09 4 S 0 7910 11.28 D 410233 D Common Stock 2010-11-10 4 S 0 16090 11.18 D 394143 D Stock Option (Right to Buy) 2.625 2010-11-09 4 M 0 24000 0.00 D 2011-02-20 Common Stock 24000 0 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 4882 4882 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 15118 15118 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 4998 4998 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15002 15002 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.23 2009-02-06 2018-02-06 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.27 2010-02-03 2019-02-03 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.27 2011-01-28 2020-01-28 Common Stock 20000 20000 D The price in Column 4 is a weighted average. The prices actually received ranged from $11.15 to $11.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average. The prices actually received ranged from $11.15 to $11.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown. David A. Jonas as power-of-attorney for Philip J. Conway 2010-11-11 -----END PRIVACY-ENHANCED MESSAGE-----