-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8tJfVc698Htmrq+nESWxPo0nlBfG907o5xfaOArI6//ELI6A+9ZdZU+sKVuK8m/ Gi367G9Gh9dNW88fYPP1Lw== 0001209191-09-044820.txt : 20090917 0001209191-09-044820.hdr.sgml : 20090917 20090917170326 ACCESSION NUMBER: 0001209191-09-044820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090914 FILED AS OF DATE: 20090917 DATE AS OF CHANGE: 20090917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY ANTHONY J CENTRAL INDEX KEY: 0001033088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 091074952 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-09-14 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033088 CONWAY ANTHONY J 500 PROSPECT STREET CHATFIELD MN 55923 1 1 0 0 President and Secretary Common Stock 63755 I By Spouse Common Stock 2009-09-14 4 M 0 8300 3.6563 A 802379 D Common Stock 2009-09-14 4 S 0 8300 12.0208 D 794079 D Common Stock 2009-09-15 4 M 0 275 3.6563 A 794354 D Common Stock 2009-09-15 4 S 0 275 11.96 D 794079 D Common Stock 2009-09-16 4 M 0 4025 3.6563 A 798104 D Stock Option (Right to Buy) 3.6563 2009-09-14 4 M 0 8300 0.00 D 2009-09-30 Common Stock 12600 4300 D Stock Option (Right to Buy) 3.6563 2009-09-15 4 M 0 275 0.00 D 2009-09-30 Common Stock 4300 4025 D Stock Option (Right to Buy) 3.6563 2009-09-16 4 M 0 4025 0.00 D 2009-09-30 Common Stock 4025 0 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 13184 13184 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 16816 16816 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy 4.125 2004-01-02 2013-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 1844 1844 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 18156 18156 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 40000 40000 D Stock Option (Right to Buy) 11.23 2009-02-06 2018-02-06 Common Stock 30000 30000 D Stock Option (Right to Buy) 11.27 2010-02-03 2019-02-03 Common Stock 30000 30000 D The price in Column 4 is a weighted average. The prices actually received ranged from $12.0072 to $12.058. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown. 100% vested on 1/26/2007. Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008. David A. Jonas, as Attorney-in-Fact for Anthony J. Conway 2009-09-17 -----END PRIVACY-ENHANCED MESSAGE-----