-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GFeJh3QmIdqkGXqMnIYa+/jvfSz03KUyegMa386XI5Qji/ojGUkcE/96LXdtY90t HvT7Fz3cskA0jPVy4Cyw6g== 0001209191-08-011861.txt : 20080220 0001209191-08-011861.hdr.sgml : 20080220 20080220175955 ACCESSION NUMBER: 0001209191-08-011861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080220 FILED AS OF DATE: 20080220 DATE AS OF CHANGE: 20080220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY ANTHONY J CENTRAL INDEX KEY: 0001033088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 08630829 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-02-20 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033088 CONWAY ANTHONY J 500 PROSPECT STREET CHATFIELD MN 55923 1 1 0 0 President and Secretary Common Stock 63755 I By Spouse Common Stock 2008-02-20 4 P 0 2000 10.53 A 794079 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 12000 12000 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 12000 12000 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 15404 15404 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 44596 44596 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 13184 13184 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 16816 16816 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy 4.125 2004-01-02 2013-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 1844 1844 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 18156 18156 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 40000 40000 D Stock Option (Right to Buy) 11.23 2009-02-06 2018-02-06 Common Stock 30000 30000 D Previous form included indirect shares held by a minor. Minor is now an adult and is no longer in the home. 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. 100% vested on 1/26/2007. Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008. David A. Jonas as power-of-attorney for Anthony J. Conway 2008-02-20 -----END PRIVACY-ENHANCED MESSAGE-----