-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MBB1Qjum91lQT3c8Stnp/W69unbHKl9jnzHixuUDSzP/rk4/++RJbIS8eiF8sx3Q YNStWe9yeeUNkb6YBGP17Q== 0001209191-07-067388.txt : 20071204 0001209191-07-067388.hdr.sgml : 20071204 20071204095305 ACCESSION NUMBER: 0001209191-07-067388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH BENSON CENTRAL INDEX KEY: 0001211667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 071282246 BUSINESS ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE ROCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE ROCHESTER MEDICAL DDRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-30 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211667 SMITH BENSON 3028 CASTLE PINES DRIVE DULUTH GA 30097 1 0 0 0 Common Stock 2007-11-30 4 M 0 30000 2.75 A 30000 D Common Stock 2007-11-30 4 S 0 1526 12.70 D 28474 D Common Stock 2007-11-30 4 S 0 1300 12.71 D 27174 D Common Stock 2007-11-30 4 S 0 2340 12.72 D 24834 D Common Stock 2007-11-30 4 S 0 300 12.73 D 24534 D Common Stock 2007-11-30 4 S 0 200 12.74 D 24334 D Common Stock 2007-11-30 4 S 0 100 12.75 D 24234 D Common Stock 2007-11-30 4 S 0 100 12.77 D 24134 D Common Stock 2007-11-30 4 S 0 100 12.78 D 24034 D Common Stock 2007-11-30 4 S 0 100 12.82 D 23934 D Common Stock 2007-11-30 4 S 0 2353 12.83 D 21581 D Common Stock 2007-11-30 4 S 0 1060 12.84 D 20521 D Common Stock 2007-11-30 4 S 0 3827 12.85 D 16694 D Common Stock 2007-11-30 4 S 0 3464 12.86 D 13230 D Common Stock 2007-11-30 4 S 0 100 12.87 D 13130 D Common Stock 2007-11-30 4 S 0 412 12.90 D 12718 D Common Stock 2007-11-30 4 S 0 1400 12.91 D 11318 D Common Stock 2007-11-30 4 S 0 57 12.92 D 11261 D Common Stock 2007-11-30 4 S 0 468 12.93 D 10793 D Common Stock 2007-11-30 4 S 0 5875 12.95 D 4918 D Common Stock 2007-11-30 4 S 0 2600 12.96 D 2318 D Common Stock 2007-11-30 4 S 0 1200 12.97 D 1118 D Common Stock 2007-11-30 4 S 0 600 12.98 D 518 D Common Stock 2007-11-30 4 S 0 318 12.99 D 200 D Common Stock 2007-11-30 4 S 0 200 13.00 D 0 D Stock Option (Right to Buy) 2.75 2007-11-30 4 M 0 30000 0.00 D 2001-05-01 2011-05-03 Common Stock 40000 10000 D Stock Option (Right to Buy) 2.165 2001-10-16 2011-10-16 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.125 2003-01-02 2013-01-02 Common Stock 4000 4000 D Stock Option (Right to Buy) 4.625 2004-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2005-01-01 2015-01-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 5.70 2006-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2006-11-21 2016-11-21 Common Stock 40000 40000 D On October 31, 2006, Rochester Medical Corporation declared a 2-for-1 stock split payable on November 17, 2006, to shareholders of record on November 14, 2006, resulting in the reporting person's acquisition of additional shares of common stock. The number of shares and exercise price of previously reported options have been adjusted to reflect the stock split. David A. Jonas as power-of-attorney for Benson Smith 2007-12-03 -----END PRIVACY-ENHANCED MESSAGE-----