-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JkmBy98nXYHrBFfliRQXwXKqN1VzeF9/D68bvtJKTNfm3nPHVsDSWiGHoQPgebT8 V2pqfEp/m0QTfaeuaM1jCg== 0001209191-07-066391.txt : 20071128 0001209191-07-066391.hdr.sgml : 20071128 20071128102410 ACCESSION NUMBER: 0001209191-07-066391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071126 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY PHILIP J CENTRAL INDEX KEY: 0001033090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 071270357 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-26 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033090 CONWAY PHILIP J 420 PROSPECT STREET CHATFIELD MN 55923 0 1 0 0 Vice President Common Stock 9600 I By Spouse IRA Common Stock 2007-11-26 4 M 0 20000 7.6875 A 414143 D Common Stock 2007-11-26 4 S 0 477 12.76 D 413666 D Common Stock 2007-11-26 4 S 0 2223 12.75 D 411443 D Common Stock 2007-11-26 4 S 0 300 12.72 D 411143 D Common Stock 2007-11-26 4 S 0 74 12.71 D 411069 D Common Stock 2007-11-26 4 S 0 1200 12.70 D 409869 D Common Stock 2007-11-26 4 S 0 300 12.69 D 409669 D Common Stock 2007-11-26 4 S 0 300 12.68 D 409269 D Common Stock 2007-11-26 4 S 0 2400 12.66 D 406869 D Common Stock 2007-11-26 4 S 0 4746 12.65 D 402123 D Common Stock 2007-11-26 4 S 0 1000 12.64 D 401123 D Common Stock 2007-11-26 4 S 0 900 12.63 D 400223 D Common Stock 2007-11-26 4 S 0 1722 12.62 D 398501 D Common Stock 2007-11-26 4 S 0 200 12.61 D 398301 D Common Stock 2007-11-26 4 S 0 1458 12.60 D 396843 D Common Stock 2007-11-26 4 S 0 200 12.57 D 396643 D Common Stock 2007-11-26 4 S 0 200 12.56 D 396443 D Common Stock 2007-11-26 4 S 0 700 12.55 D 395743 D Common Stock 2007-11-26 4 S 0 600 12.54 D 395143 D Common Stock 2007-11-26 4 S 0 200 12.53 D 394943 D Common Stock 2007-11-26 4 S 0 400 12.52 D 394543 D Common Stock 2007-11-26 4 S 0 200 12.51 D 394343 D Common Stock 2007-11-26 4 S 0 200 12.50 D 394143 D Stock Option (Right to Buy) 7.6875 2007-11-26 4 M 0 20000 0.00 D 2007-12-31 Common Stock 20000 0 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 10880 10880 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 5120 5120 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.625 2011-02-20 Common Stock 24000 24000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 4882 4882 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 15118 15118 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 4998 4998 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15002 15002 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. David A. Jonas as power-of-attorney for Philip J. Conway 2007-11-28 -----END PRIVACY-ENHANCED MESSAGE-----