-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WxFLgr2Jn1h1VqhTmBRqJ9XpI+x81va6EphVCkjtzXPrDSn6jHdjWqDGwMD8SXYA NZk0tQwedrFLfktK/bI3IA== 0001209191-07-066387.txt : 20071128 0001209191-07-066387.hdr.sgml : 20071128 20071128102232 ACCESSION NUMBER: 0001209191-07-066387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071126 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY PETER R CENTRAL INDEX KEY: 0001033107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 071270343 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-26 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033107 CONWAY PETER R 18080 CTY 2 CHATFIELD MN 55923 1 0 0 0 Common Stock 39000 I By spouse Common Stock 2007-11-26 4 M 0 2000 7.6875 A 659256 D Common Stock 2007-11-26 4 S 0 900 12.75 D 658356 D Common Stock 2007-11-26 4 S 0 100 12.74 D 658256 D Common Stock 2007-11-26 4 S 0 100 12.73 D 658156 D Common Stock 2007-11-26 4 S 0 300 12.72 D 657856 D Common Stock 2007-11-26 4 S 0 100 12.70 D 657756 D Common Stock 2007-11-26 4 S 0 100 12.67 D 657656 D Common Stock 2007-11-26 4 S 0 200 12.66 D 657456 D Common Stock 2007-11-26 4 S 0 200 12.65 D 657256 D Stock Option (Right to Buy) 7.6875 2007-11-26 4 M 0 2000 0.00 D 1998-02-04 2007-12-31 Common Stock 2000 0 D Stock Option (Right to Buy) 5.25 1999-02-04 2008-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 5.50 2000-02-03 2009-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 2.469 2001-01-22 2010-12-31 Common Stock 20000 20000 D Stock Option (Right to Buy) 2.594 2001-02-08 2010-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 2.165 2001-10-16 2011-10-16 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.125 2003-01-02 2013-01-02 Common Stock 4000 4000 D Stock Option (Right to Buy) 4.625 2004-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2005-01-01 2015-01-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 5.70 2006-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 40000 40000 D Vest as to 25% immediately, 25% on 3/31/2007, 25% on 6/30/2007 and 25% on 9/30/2007. David A. Jonas as power-of-attorney for Peter R. Conway 2007-11-28 -----END PRIVACY-ENHANCED MESSAGE-----