-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F3dhY8uyOgL6uyzLf/enBA4BU8LUUqfaLCaC5wKfQ2IJWSwxi7SV7DEPk2jK9Rey dHRQawRtLpT/f0McR3HPdg== 0001209191-07-066386.txt : 20071128 0001209191-07-066386.hdr.sgml : 20071128 20071128102011 ACCESSION NUMBER: 0001209191-07-066386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071126 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY ANTHONY J CENTRAL INDEX KEY: 0001033088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 071270326 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-26 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033088 CONWAY ANTHONY J 500 PROSPECT STREET CHATFIELD MN 55923 1 1 0 0 President and Secretary Common Stock 63755 I By Spouse Common Stock 200 I By Son Common Stock 2007-11-26 4 M 0 21276 7.6875 A 813355 D Common Stock 2007-11-26 4 M 0 8724 7.6875 A 822079 D Common Stock 2007-11-26 4 S 0 400 12.76 D 821679 D Common Stock 2007-11-26 4 S 0 2940 12.75 D 818739 D Common Stock 2007-11-26 4 S 0 200 12.74 D 818539 D Common Stock 2007-11-26 4 S 0 400 12.73 D 818139 D Common Stock 2007-11-26 4 S 0 200 12.72 D 817939 D Common Stock 2007-11-26 4 S 0 1600 12.70 D 816339 D Common Stock 2007-11-26 4 S 0 300 12.69 D 816039 D Common Stock 2007-11-26 4 S 0 200 12.68 D 815839 D Common Stock 2007-11-26 4 S 0 300 12.67 D 815539 D Common Stock 2007-11-26 4 S 0 100 12.665 D 815439 D Common Stock 2007-11-26 4 S 0 2500 12.66 D 812939 D Common Stock 2007-11-26 4 S 0 2800 12.65 D 810139 D Common Stock 2007-11-26 4 S 0 630 12.64 D 809509 D Common Stock 2007-11-26 4 S 0 3000 12.63 D 806509 D Common Stock 2007-11-26 4 S 0 1419 12.62 D 805090 D Common Stock 2007-11-26 4 S 0 100 12.61 D 804990 D Common Stock 2007-11-26 4 S 0 2731 12.60 D 802259 D Common Stock 2007-11-26 4 S 0 2100 12.59 D 800159 D Common Stock 2007-11-26 4 S 0 1100 12.58 D 799059 D Common Stock 2007-11-26 4 S 0 1700 12.57 D 797359 D Common Stock 2007-11-26 4 S 0 1000 12.56 D 796359 D Common Stock 2007-11-26 4 S 0 1300 12.55 D 795059 D Common Stock 2007-11-26 4 S 0 1200 12.54 D 793859 D Common Stock 2007-11-26 4 S 0 180 12.53 D 793679 D Common Stock 2007-11-26 4 S 0 1000 12.52 D 792679 D Common Stock 2007-11-26 4 S 0 600 12.51 D 792079 D Stock Option (Right to Buy) 7.6875 2007-11-26 4 M 0 21276 0.00 D 2007-12-31 Common Stock 21276 0 D Stock Option (Right to Buy) 7.6875 2007-11-26 4 M 0 8724 0.00 D 2007-12-31 Common Stock 8724 0 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 12000 12000 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 12000 12000 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 15404 15404 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 44596 44596 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 13184 13184 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 16816 16816 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy 4.125 2004-01-02 2013-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 1844 1844 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 18156 18156 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 40000 40000 D 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. 100% vested on 1/26/2007. Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008. David A. Jonas as power-of-attorney for Anthony J. Conway 2007-11-28 -----END PRIVACY-ENHANCED MESSAGE-----