-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQOiWRIZdlI8pl1dT2NgPkkuIZy1JspVGj69pH0V0YKHvz4t5Dw23fjIeJY23xeI uv7z3LbsAgNsM1Ua0Jd8xA== 0001209191-07-066382.txt : 20071128 0001209191-07-066382.hdr.sgml : 20071128 20071128100946 ACCESSION NUMBER: 0001209191-07-066382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071120 FILED AS OF DATE: 20071128 DATE AS OF CHANGE: 20071128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOLTIS MARTYN R CENTRAL INDEX KEY: 0001211656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 071270286 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE RCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-20 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211656 SHOLTIS MARTYN R ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 0 1 0 0 Corporate Vice President Common Stock 2007-11-20 4 M 0 9000 2.344 A 29000 D Common Stock 2007-11-20 4 M 0 20000 2.165 A 49000 D Common Stock 2007-11-20 4 S 0 400 12.83 D 48600 D Common Stock 2007-11-20 4 S 0 400 12.81 D 48200 D Common Stock 2007-11-20 4 S 0 400 12.79 D 47800 D Common Stock 2007-11-20 4 S 0 590 12.78 D 47210 D Common Stock 2007-11-20 4 S 0 3010 12.77 D 44200 D Common Stock 2007-11-20 4 S 0 430 12.76 D 43770 D Common Stock 2007-11-20 4 S 0 100 12.73 D 43670 D Common Stock 2007-11-20 4 S 0 200 12.67 D 43470 D Common Stock 2007-11-20 4 S 0 400 12.65 D 43070 D Common Stock 2007-11-20 4 S 0 300 12.63 D 42770 D Common Stock 2007-11-20 4 S 0 300 12.62 D 42470 D Common Stock 2007-11-20 4 S 0 400 12.61 D 42070 D Common Stock 2007-11-20 4 S 0 600 12.60 D 41470 D Common Stock 2007-11-20 4 S 0 1700 12.59 D 39770 D Common Stock 2007-11-20 4 S 0 1000 12.58 D 38770 D Common Stock 2007-11-20 4 S 0 200 12.57 D 38570 D Common Stock 2007-11-20 4 S 0 6700 12.56 D 31870 D Common Stock 2007-11-20 4 S 0 1170 12.55 D 30700 D Common Stock 2007-11-20 4 S 0 1200 12.54 D 29500 D Common Stock 2007-11-20 4 S 0 200 12.52 D 29300 D Common Stock 2007-11-20 4 S 0 300 12.51 D 29000 D Common Stock 2007-11-20 4 S 0 200 12.47 D 28800 D Common Stock 2007-11-20 4 S 0 1000 12.45 D 27800 D Common Stock 2007-11-20 4 S 0 2259 12.44 D 25541 D Common Stock 2007-11-20 4 S 0 1150 12.43 D 24391 D Common Stock 2007-11-20 4 S 0 1200 12.42 D 23191 D Common Stock 2007-11-20 4 S 0 800 12.41 D 22391 D Common Stock 2007-11-20 4 S 0 464 12.40 D 21927 D Stock Option (Right to Buy) 2.344 2007-11-20 4 M 0 9000 0.00 D 2011-04-06 Common Stock 20000 0 D Stock Option (Right to Buy) 2.165 2007-11-20 4 M 0 20000 0.00 D 2011-10-16 Common Stock 20000 0 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. Form 1 of 2. David A. Jonas as power-of-attorney for Martyn R. Sholtis 2007-11-28 -----END PRIVACY-ENHANCED MESSAGE-----