-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZP9Q7e0uvPAh5I+oeMZnRKy9iP+xgjBLNOkkzLL9H/6Zu21iLoQdoX4IR7LIgjZ Pj6IVQTsIM+onf+Z6L9XfQ== 0001209191-07-010219.txt : 20070214 0001209191-07-010219.hdr.sgml : 20070214 20070214103745 ACCESSION NUMBER: 0001209191-07-010219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070212 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORNER DARA LYNN CENTRAL INDEX KEY: 0001211660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 07614570 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE ROCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-12 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211660 HORNER DARA LYNN ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 0 1 0 0 Vice President Common Stock 2007-02-12 4 M 0 10000 5.00 A 10000 D Common Stock 2007-02-12 4 M 0 2922 4.75 A 12922 D Common Stock 2007-02-12 4 M 0 7494 3.6563 A 20416 D Common Stock 2007-02-12 4 M 0 10000 2.5625 A 30416 D Common Stock 2007-02-12 4 M 0 5000 2.344 A 35416 D Common Stock 2007-02-12 4 M 0 5000 2.165 A 40416 D Common Stock 2007-02-12 4 S 0 9916 16.90 D 30500 D Common Stock 2007-02-12 4 S 0 10000 16.9131 D 20500 D Common Stock 2007-02-12 4 S 0 7000 17.00 D 13500 D Common Stock 2007-02-12 4 S 0 10000 17.1433 D 3500 D Common Stock 2007-02-12 4 S 0 1000 17.25 D 2500 D Common Stock 2007-02-12 4 S 0 2500 17.26 D 0 D Stock Option (Right to Buy) 6.9375 2008-11-16 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.00 2007-02-12 4 M 0 10000 0.00 D 2009-06-17 Common Stock 10000 0 D Stock Option (Right to Buy) 4.75 2009-10-31 Common Stock 17078 17078 D Stock Option (Right to Buy) 4.75 2007-02-12 4 M 0 2922 0.00 D 2009-10-31 Common Stock 2922 0 D Stock Option (Right to Buy) 3.6563 2009-12-31 Common Stock 2506 2506 D Stock Option (Right to Buy) 3.6563 2007-02-12 4 M 0 7494 0.00 D 2009-12-31 Common Stock 7494 0 D Stock Option (Right to Buy) 2.5625 2007-02-12 4 M 0 10000 0.00 D 2010-11-21 Common Stock 10000 0 D Stock Option (Right to Buy) 2.5625 2010-11-21 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2007-02-12 4 M 0 5000 0.00 D 2011-04-06 Common Stock 5000 0 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 15000 15000 D Stock Option (Right to Buy) 2.165 2007-02-12 4 M 0 5000 0.00 D 2011-10-16 Common Stock 5000 0 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. David A. Jonas as power-of-attorney for Dara Lynn Horner 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----