-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EvyxcO2X375SJ1ZJRGzP2owZg7pG7sKMn48a7eqna0kxRGyu+I+87riYqAlqvScj cbHaT8ccvHzFO8v0kl4BVA== 0001209191-07-008694.txt : 20070208 0001209191-07-008694.hdr.sgml : 20070208 20070208155430 ACCESSION NUMBER: 0001209191-07-008694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070207 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS DAVID A CENTRAL INDEX KEY: 0001211654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 07592575 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE RCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-07 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211654 JONAS DAVID A ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 0 1 0 0 CFO and Treasurer Common Stock 2007-02-07 4 M 0 40000 7.375 A 61500 D Common Stock 2007-02-07 4 S 0 15000 16.715 D 46500 D Common Stock 2007-02-07 4 S 0 12000 16.6535 D 34500 D Common Stock 2007-02-07 4 S 0 9000 16.4211 D 25500 D Common Stock 2007-02-07 4 S 0 2000 16.1413 D 23500 D Common Stock 2007-02-07 4 S 0 2000 16.115 D 21500 D Stock Option (Right to Buy) 7.375 2007-02-07 4 M 0 40000 0.00 D 2007-12-31 Common Stock 40000 0 D Stock Option (Right to Buy) 5.00 2009-06-17 Common Stock 20000 20000 D Stock Option (Right to Buy) 2.5625 2010-11-21 Common Stock 9028 9028 D Stock Option (Right to Buy) 2.5625 2010-11-21 Common Stock 10972 10972 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 30000 30000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 4998 4998 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15002 15002 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 14000 14000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 352 352 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 19648 19648 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Includes restricted stock award shares. Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. Vest 4,648 shares on 1/26/2007 and annual cummulative installments of 5,000 beginning 1/26/2008. /s/ David A. Jonas 2007-02-08 -----END PRIVACY-ENHANCED MESSAGE-----